Advisors Asset Management, Inc.
Q4 2021 13F-HR Holdings
Net value change ($000)
+427,943
(6.5%)
New positions
88
Sold out positions
64
Turnover %
1.0%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q3 2021
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| AAPL | 34,653 | 17.3% |
| MSFT | 31,202 | 14.4% |
| QCOM | 15,881 | 61.9% |
| AVGO | 14,535 | 42.0% |
| HD | 12,938 | 28.8% |
| UPS | 10,981 | 27.4% |
| ABBV | 10,052 | 30.0% |
| NEE | 8,770 | 19.0% |
| NVDA | 8,383 | 33.1% |
| PFE | 8,126 | 32.5% |
Top Reduces (Value $000, Stocks/ETFs)
| PYPL | -32,873 | -31.8% |
| META | -9,032 | -5.2% |
| V | -8,784 | -7.7% |
| JPM | -7,656 | -12.8% |
| CHTR | -7,281 | -15.0% |
| Guggenheim Enhanced Equity Income Fund | -6,002 | -100.0% |
| OLN | -5,415 | -71.8% |
| CMCSA | -5,399 | -9.0% |
| Invesco Dynamic Credit Opportunities Fund | -5,246 | -100.0% |
| EBAY | -4,968 | -45.4% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|