Advisors Asset Management, Inc.
Q4 2019 13F-HR/A Holdings
Net value change ($000)
+272,983
(5.0%)
New positions
73
Sold out positions
96
Turnover %
2.3%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q3 2019
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| AAPL | 28,607 | 29.1% |
| TFC | 26,059 | NEW |
| MSFT | 22,485 | 15.6% |
| META | 16,325 | 20.6% |
| JPM | 11,501 | 22.6% |
| GOOGL | 11,380 | 12.1% |
| AMZN | 9,955 | 8.4% |
| V | 8,397 | 10.7% |
| ZTR | 7,549 | NEW |
| MA | 5,658 | 9.3% |
Top Reduces (Value $000, Stocks/ETFs)
| BBTGBX | -13,645 | -100.0% |
| EA Series Trust | -12,499 | -100.0% |
| SUNTRUST BKS INC | -10,358 | -100.0% |
| GANNETT CO INC | -9,511 | -100.0% |
| ZTR | -7,524 | -100.0% |
| XRX | -6,332 | -100.0% |
| Pattern Energy Group Inc. | -4,805 | -20.1% |
| SO | -4,728 | -16.3% |
| OKE | -4,216 | -21.1% |
| COVANTA HOLDING CORP | -4,166 | -21.7% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|