Advisors Asset Management, Inc.

Q3 2025 13F-HR/A Holdings

Location
Monument, CO
Holdings as of
9/30/2025
Date filed
8/26/2026
Form type
13F-HR/A - RESTATEMENT
Num holdings
1,477
Total value ($000)
$5,892,410
Net value change ($000)
+306,481 (5.5%)
New positions
56
Sold out positions
75
Turnover %
1.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/24/2026 Next filing: 8/21/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GOOGL 43,219 41.4%
AAPL 28,380 26.2%
VNOM 12,256 NEW
SHOP 11,704 28.1%
PLTR 9,538 48.0%
GLW 7,365 35.3%
ORCL 6,919 23.7%
PCQ 6,451 176.0%
CLS 5,877 43.5%
JNJ 5,841 20.3%
Top Reduces (Value $000, Stocks/ETFs)
EMO -25,775 -100.0%
NIE -23,777 -99.9%
NFJ -17,413 -99.9%
IGA -11,083 -99.9%
PDX -9,415 -99.9%
SB -9,259 -100.0%
MMM -9,250 -54.1%
DPG -8,372 -99.8%
WBA -8,308 -100.0%
EIPI -7,282 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type