Advisors Asset Management, Inc.

Q3 2023 13F-HR Holdings

Location
Monument, CO
Holdings as of
9/30/2023
Date filed
11/14/2023
Form type
13F-HR
Num holdings
1,404
Total value ($000)
$4,635,420
Net value change ($000)
-259,433 (-5.3%)
New positions
62
Sold out positions
75
Turnover %
1.1%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/14/2023 Next filing: 2/14/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
JFR 6,105 185.7%
CRH 5,837 NEW
LLY 5,435 15.4%
ACCA 5,417 104.8%
MLKN 5,339 159.8%
TDSPRU 5,098 97.4%
PDX 3,567 50.8%
KYN 3,193 36.3%
ABBV 2,992 7.8%
AMGN 2,911 13.9%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -22,162 -18.8%
MSFT -19,091 -15.7%
MRK -8,656 -16.8%
NEE -8,381 -27.0%
UPS -7,052 -17.3%
CWH -6,331 -42.7%
VZ -6,055 -12.6%
AMZN -6,048 -5.0%
JPM -5,958 -20.5%
CRH PLC -5,797 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type