Advisors Asset Management, Inc.

Q3 2026 13F-HR Holdings

Location
Monument, CO
Holdings as of
9/30/2026
Date filed
11/10/2026
Form type
13F-HR
Num holdings
1,381
Total value ($000)
$6,338,482
Net value change ($000)
-218,912 (-3.3%)
New positions
103
Sold out positions
129
Turnover %
4.8%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/13/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AMT 44,172 275.2%
PYPL 36,400 601.2%
AXP 30,547 89.0%
PWR 26,883 NEW
T 22,598 91.3%
RTX 21,955 NEW
CMCSA 19,731 86.1%
VSNT 19,262 2416.8%
CCI 18,098 125.8%
ACN 13,140 129.4%
Top Reduces (Value $000, Stocks/ETFs)
AMZN -137,203 -80.2%
GOOGL -131,545 -72.0%
AAPL -87,125 -60.1%
MSFT -32,985 -31.9%
META -30,285 -34.6%
GLW -27,333 -51.8%
WMT -22,628 -29.4%
CSCO -16,705 -41.0%
MU -15,421 -22.6%
OKE -14,649 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type