Shum Financial Group, Inc.

Q4 2025 13F-HR Holdings

Location
Alameda, CA
Holdings as of
12/31/2025
Date filed
1/15/2026
Form type
13F-HR
Num holdings
92
Total value ($000)
$138,827
Net value change ($000)
+4,803 (3.6%)
New positions
1
Sold out positions
3
Turnover %
0.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 10/20/2025 Next filing: 4/22/2026 SEC filing

Snapshot: Change Analysis

Compared to Q3 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
EFV 889 9.2%
GOOGL 704 32.5%
IQLT 537 16.7%
LLY 465 38.0%
AVGO 392 71.1%
EFG 391 18.1%
SPYV 349 11.2%
AAPL 313 3.5%
UPS 304 62.2%
WMT 247 10.9%
Top Reduces (Value $000, Stocks/ETFs)
ORCL -458 -30.0%
HD -391 -15.4%
MEAR -276 -100.0%
MSFT -258 -4.5%
MCO -211 -100.0%
ADP -204 -100.0%
BLK -198 -7.8%
NFLX -167 -17.0%
NEAR -122 -29.7%
COST -92 -6.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type