Shum Financial Group, Inc.

Q1 2026 13F-HR Holdings

Location
Alameda, CA
Holdings as of
3/31/2026
Date filed
4/22/2026
Form type
13F-HR
Num holdings
93
Total value ($000)
$141,426
Net value change ($000)
+2,599 (1.9%)
New positions
1
Sold out positions
0
Turnover %
0.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/15/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 3,037 32.7%
EFV 640 6.1%
JNJ 335 13.3%
WMT 259 10.3%
COST 239 16.9%
IQLT 225 6.0%
MEAR 207 NEW
JMST 177 26.0%
NVDA 162 4.5%
XOM 162 21.5%
Top Reduces (Value $000, Stocks/ETFs)
MSFT -856 -15.8%
CRM -326 -29.1%
LLY -323 -19.1%
JPM -312 -9.3%
UNH -280 -16.7%
QCOM -270 -24.7%
ORCL -262 -24.5%
BLK -240 -10.3%
SPYG -232 -7.5%
V -211 -13.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type