Uptown Financial Advisors LLC

Q3 2025 13F-HR Holdings

Location
Dallas, TX
Holdings as of
9/30/2025
Date filed
10/15/2025
Form type
13F-HR
Num holdings
74
Total value ($000)
$121,356
Net value change ($000)
+4,621 (4.0%)
New positions
3
Sold out positions
3
Turnover %
1.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/10/2025 Next filing: 1/23/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VUG 1,184 8.6%
IJR 818 10.7%
SPYV 664 8.9%
SPEM 628 10.5%
VO 484 5.5%
SPYG 462 9.8%
NVDA 386 26.2%
SCHWAB STRATEGIC TRUST 252 7.7%
TSLA 230 NEW
CVX 209 NEW
Top Reduces (Value $000, Stocks/ETFs)
JAAA -500 -34.7%
VGSH -221 -100.0%
KMI -204 -100.0%
QQQ -128 -100.0%
ET -124 -5.3%
AMZN -91 -28.0%
NFLX -50 -10.4%
JBBB -40 -16.3%
LQD -33 -2.2%
TXN -32 -11.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 7,601 (6.3% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type