Uptown Financial Advisors LLC

Q4 2025 13F-HR Holdings

Location
Dallas, TX
Holdings as of
12/31/2025
Date filed
1/23/2026
Form type
13F-HR
Num holdings
78
Total value ($000)
$139,591
Net value change ($000)
+18,235 (15.0%)
New positions
5
Sold out positions
1
Turnover %
1.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 10/15/2025 Next filing: 4/13/2026 SEC filing

Snapshot: Change Analysis

Compared to Q3 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BIV 454 12.8%
IJR 376 4.5%
MCI 374 NEW
XLU 293 19.9%
SCHWAB STRATEGIC TRUST 285 8.1%
SOR 276 NEW
VEA 249 8.0%
GOOGL 244 NEW
LQD 242 16.7%
IVV 241 15.7%
Top Reduces (Value $000, Stocks/ETFs)
VUG -1,151 -7.7%
HD -206 -100.0%
JPM -151 -32.8%
NFLX -94 -21.8%
META -85 -9.3%
MSFT -64 -6.6%
ET -61 -2.8%
AGG -49 -8.0%
NVDA -25 -1.3%
SPYG -14 -0.3%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 22,192 (15.9% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type