Uptown Financial Advisors LLC

Q1 2026 13F-HR Holdings

Location
Dallas, TX
Holdings as of
3/31/2026
Date filed
4/13/2026
Form type
13F-HR
Num holdings
76
Total value ($000)
$125,892
Net value change ($000)
-13,699 (-9.8%)
New positions
3
Sold out positions
7
Turnover %
2.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/23/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VDE 1,275 40.6%
IJR 1,141 12.9%
VO 921 9.9%
SPYV 900 10.9%
SCHWAB STRATEGIC TRUST 757 19.8%
SPEM 620 9.2%
ET 339 15.8%
XLU 313 17.8%
EPD 277 18.0%
XOM 260 NEW
Top Reduces (Value $000, Stocks/ETFs)
SPYG -472 -9.2%
MCI -374 -100.0%
SOR -276 -100.0%
JPC -256 -100.0%
TSLA -229 -100.0%
IBM -220 -100.0%
MSFT -209 -23.0%
JBBB -203 -100.0%
PCN -141 -100.0%
SPY -126 -5.1%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 2,261 (1.8% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type