Institute for Wealth Management, LLC.

Q3 2025 13F-HR Holdings

Location
Denver, CO
Holdings as of
9/30/2025
Date filed
10/17/2025
Form type
13F-HR
Num holdings
558
Total value ($000)
$960,098
Net value change ($000)
+63,251 (7.1%)
New positions
45
Sold out positions
47
Turnover %
3.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/18/2025 Next filing: 1/27/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
NVDA 18,078 14.5%
AAPL 5,835 22.6%
GOOGL 3,372 32.7%
TSLA 3,134 36.7%
LRCX 2,686 37.6%
QQQ 2,412 16.6%
CAIE 1,865 NEW
URI 1,543 24.4%
SPY 1,540 26.8%
AVGO 1,260 20.0%
Top Reduces (Value $000, Stocks/ETFs)
AXON -2,374 -13.9%
SHV -2,073 -34.3%
FTNT -1,366 -22.8%
AMZN -1,091 -5.5%
AHC -1,030 -100.0%
ADBE -816 -11.8%
TXN -696 -11.4%
NFLX -625 -11.2%
SBUX -621 -8.9%
COST -618 -6.8%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 11 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type