E Trade Financial Corp

Advisors Asset Management, Inc.

Report date

9/30/2020

Quarter

2020 Q3

Filed

8/26/2026

Shares

9,411

Value ($000)

471

Weight

0.0%

2013 Q4 - 2020 Q3 (13 filings)

Shares History

History scope: non-option holdings only (PUT/CALL rows excluded).

All 13F Holders	Filing date	Value ($000s)	% of Holdings	Shares	Reporting period
2020 Q3	8/26/2026	471	0.0%	9,411	9/30/2020
2020 Q2	8/27/2026	578	0.0%	11,626	6/30/2020
2020 Q1	8/21/2026	632	0.0%	18,404	3/31/2020
2019 Q4	8/25/2026	1,836	0.0%	40,463	12/31/2019
2019 Q3	8/18/2026	2,402	0.0%	54,988	9/30/2019
2019 Q2	8/18/2026	2,946	0.1%	66,061	6/30/2019
2019 Q1	8/18/2026	3,313	0.1%	71,362	3/31/2019
2018 Q4	8/13/2026	3,233	0.1%	73,687	12/31/2018
2018 Q3	8/13/2026	2,627	0.0%	50,139	9/30/2018
2018 Q2	8/13/2026	2,094	0.0%	34,240	6/30/2018
2018 Q1	8/13/2026	1,172	0.0%	22,447	3/31/2018
2014 Q1	5/15/2014	37	0.0%	1,620	3/31/2014
2013 Q4	2/3/2014	32	0.0%	1,620	12/31/2013