ALPS ETF TR US EQTHIVOLPT - 00162Q734
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | History | No change | 340,899 | 8,577 | 1.81% | 1.81% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 164,957 | 4,151 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| FIFTH THIRD BANCORP | History | No change | 73,878 | 1,859 | 0.02% | 0.02% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | No change | 43,209 | 1,087 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LPL Financial LLC | History | New | 38,382 | 941 | 0.01% | — | 5 | +38,382 | New | Q2 2014 | Aug 05, 2014 |
| JANE STREET GROUP, LLC | History | No change | 28,868 | 726 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STEPHENS INC /AR/ | History | No change | 16,895 | 425 | 0.02% | 0.02% | 7 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| NGAM ADVISORS, L.P. | History | No change | 11,807 | 297 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| VSR Financial Services, Inc. | History | New | 10,757 | 264 | 0.03% | — | 9 | +10,757 | New | Q2 2014 | Aug 05, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 9,299 | 234 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Partnervest Advisory Services LLC | History | No change | 5,860 | 147 | 0.07% | 0.07% | 11 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| JFS WEALTH ADVISORS, LLC | History | New | 1,556 | 38 | 0.01% | — | 12 | +1,556 | New | Q2 2014 | Jul 29, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 1,216 | 30 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Winslow, Evans & Crocker, Inc. | History | New | 1,100 | 26 | 0.01% | — | 14 | +1,100 | New | Q2 2014 | Jul 16, 2014 |
| WFG Advisors, LP | History | No change | 780 | 20 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 58 | 1 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| STRINGER ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 6.65% | — | -348,290 | -100.0% | Q2 2014 | Jul 28, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -24,133 | -100.0% | Q2 2014 | Jul 25, 2014 |