ALPS ETF TR US EQTHIVOLPT - 00162Q734
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 4 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STRINGER ASSET MANAGEMENT, LLC | History | Added to | 348,290 | 8,763 | 6.65% | 4.03% | 1 | +168,219 | 93.42% | Q1 2014 | May 13, 2014 |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | History | Added to | 340,899 | 8,577 | 1.81% | 0.95% | 2 | +191,400 | 128.03% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Added to | 164,957 | 4,151 | 0.0% | 0.0% | 3 | +145,963 | 768.47% | Q1 2014 | May 16, 2014 |
| FIFTH THIRD BANCORP | History | New | 73,878 | 1,859 | 0.02% | — | 4 | +73,878 | New | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | New | 43,209 | 1,087 | 0.01% | — | 5 | +43,209 | New | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | New | 28,868 | 726 | 0.01% | — | 6 | +28,868 | New | Q1 2014 | May 15, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 24,133 | 607 | 0.02% | 0.01% | 7 | +9,821 | 68.62% | Q1 2014 | Apr 29, 2014 |
| STEPHENS INC /AR/ | History | New | 16,895 | 425 | 0.02% | — | 8 | +16,895 | New | Q1 2014 | May 13, 2014 |
| NGAM ADVISORS, L.P. | History | New | 11,807 | 297 | 0.0% | — | 9 | +11,807 | New | Q1 2014 | May 13, 2014 |
| AMERIPRISE FINANCIAL INC | History | Added to | 9,299 | 234 | 0.0% | 0.0% | 10 | +799 | 9.4% | Q1 2014 | May 14, 2014 |
| Partnervest Advisory Services LLC | History | Reduced | 5,860 | 147 | 0.07% | 0.07% | 11 | -282 | -4.59% | Q1 2014 | May 12, 2014 |
| DEUTSCHE BANK AG\ | History | New | 1,216 | 30 | 0.0% | — | 12 | +1,216 | New | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Reduced | 780 | 20 | 0.0% | 0.04% | 13 | -9,301 | -92.26% | Q1 2014 | Apr 24, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 58 | 1 | 0.0% | — | 14 | +58 | New | Q1 2014 | May 12, 2014 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -141,602 | -100.0% | Q4 2013 | Feb 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -46,433 | -100.0% | Q4 2013 | Feb 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Regal Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q4 2013 | Feb 06, 2014 |