ABERDEEN EMERGING MKTS SMALL - 00301T102
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 4 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | New | 3,505,578 | 47,132 | 4.02% | — | 1 | +3,505,578 | New | Q1 2014 | May 14, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Added to | 2,229,148 | 29,669 | 0.07% | 0.06% | 2 | +303,702 | 15.77% | Q1 2014 | May 12, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 428,745 | 5,702 | 0.0% | 0.0% | 3 | +70,733 | 19.76% | Q1 2014 | May 15, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 230,082 | 3,060 | 0.25% | 0.12% | 4 | +114,572 | 99.19% | Q1 2014 | May 15, 2014 |
| Gramercy Funds Management LLC | History | Added to | 68,443 | 910 | 0.32% | 0.2% | 5 | +23,438 | 52.08% | Q1 2014 | May 08, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Added to | 63,431 | 844 | 0.02% | 0.02% | 6 | +27,232 | 75.23% | Q1 2014 | May 15, 2014 |
| CSS LLC/IL | History | Added to | 45,745 | 608 | 0.03% | 0.02% | 7 | +14,420 | 46.03% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Added to | 45,068 | 599 | 0.0% | 0.0% | 8 | +13,562 | 43.05% | Q1 2014 | May 13, 2014 |
| Karpus Management, Inc. | History | Reduced | 22,990 | 306 | 0.02% | 0.07% | 9 | -71,687 | -75.72% | Q1 2014 | May 15, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | New | 16,947 | 225 | 0.15% | — | 10 | +16,947 | New | Q1 2014 | May 16, 2014 |
| DAVIDSON D A & CO | History | Added to | 12,672 | 168 | 0.01% | 0.01% | 11 | +2,572 | 25.47% | Q1 2014 | May 05, 2014 |
| ROYAL BANK OF CANADA | History | Added to | 8,694 | 116 | 0.0% | 0.0% | 12 | +3,089 | 55.11% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 5,045 | 67 | 0.0% | 0.0% | 13 | +3,884 | 334.54% | Q1 2014 | May 14, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 4,964 | 66 | 0.04% | 0.03% | 14 | +1,564 | 46.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Added to | 3,708 | 50 | 0.0% | 0.0% | 15 | +1,450 | 64.22% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 2,252 | 30 | 0.0% | 0.44% | 16 | +177 | 8.53% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Reduced | 2,040 | 27 | 0.0% | 0.0% | 17 | -106 | -4.94% | Q1 2014 | May 16, 2014 |
| Creative Planning | History | Added to | 1,469 | 20 | 0.0% | 0.0% | 18 | +463 | 46.02% | Q1 2014 | Apr 11, 2014 |
| FineMark National Bank & Trust | History | Added to | 561 | 7 | 0.0% | 0.0% | 19 | +62 | 12.42% | Q1 2014 | May 13, 2014 |
| WealthTrust Fairport, LLC | History | Added to | 371 | 5 | 0.0% | 0.0% | 20 | +41 | 12.42% | Q1 2014 | May 05, 2014 |
| KBC Group NV | History | Added to | 208 | 3 | 0.0% | 0.0% | 21 | +23 | 12.43% | Q1 2014 | Apr 30, 2014 |
| Weiss Asset Management LP | History | Closed out | 0 | 0 | — | 1.21% | — | -240,070 | -100.0% | Q4 2013 | Feb 12, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -29,106 | -100.0% | Q4 2013 | Feb 07, 2014 |
| Yakira Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -1,500 | -100.0% | Q4 2013 | Feb 14, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,305 | -100.0% | Q4 2013 | Feb 07, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -474 | -100.0% | Q4 2013 | Jan 21, 2014 |