AIXTRON SE - 009606104
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 8 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PAR CAPITAL MANAGEMENT INC | History | Added to | 1,798,509 | 29,316 | 0.89% | 0.83% | 1 | +90,000 | 5.27% | Q1 2014 | May 15, 2014 |
| Telemark Asset Management, LLC | History | No change | 800,000 | 13,040 | 3.29% | 2.88% | 2 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Reduced | 302,970 | 4,938 | 0.0% | 0.0% | 3 | -53,028 | -14.9% | Q1 2014 | May 15, 2014 |
| ROYCE & ASSOCIATES LLC | History | Reduced | 263,599 | 4,297 | 0.01% | 0.03% | 4 | -473,926 | -64.26% | Q1 2014 | May 12, 2014 |
| NGAM ADVISORS, L.P. | History | Reduced | 227,921 | 3,715 | 0.06% | 0.06% | 5 | -30,772 | -11.9% | Q1 2014 | May 13, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | New | 160,825 | 2,621 | 0.0% | — | 6 | +160,825 | New | Q1 2014 | May 23, 2014 |
| GOLDMAN SACHS GROUP INC | History | Added to | 142,584 | 2,324 | 0.0% | 0.0% | 7 | +2,580 | 1.84% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | New | 94,707 | 1,544 | 0.02% | — | 8 | +94,707 | New | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Added to | 80,755 | 1,316 | 0.02% | 0.01% | 9 | +21,098 | 35.37% | Q1 2014 | May 15, 2014 |
| HANSBERGER GLOBAL INVESTORS INC/FL | History | Reduced | 55,676 | 908 | 0.22% | 0.21% | 10 | -10,308 | -15.62% | Q1 2014 | Apr 16, 2014 |
| LIGHT STREET CAPITAL MANAGEMENT, LLC | History | New | 30,000 | 489 | 0.09% | — | 11 | +30,000 | New | Q1 2014 | May 15, 2014 |
| ARDSLEY ADVISORY PARTNERS | History | Reduced | 24,800 | 404 | 0.06% | 0.07% | 12 | -10,200 | -29.14% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Added to | 19,894 | 324 | 0.0% | 0.0% | 13 | +216 | 1.1% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 18,931 | 309 | 0.0% | 0.0% | 14 | -2,138 | -10.15% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Added to | 18,707 | 306 | 0.04% | 0.01% | 15 | +12,769 | 215.04% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | New | 18,500 | 301 | 0.0% | — | 16 | +18,500 | New | Q1 2014 | May 19, 2014 |
| Aperio Group, LLC | History | Added to | 18,016 | 294 | 0.0% | 0.0% | 17 | +578 | 3.31% | Q1 2014 | Apr 25, 2014 |
| Spot Trading L.L.C | History | New | 17,050 | 278 | 0.0% | — | 18 | +17,050 | New | Q1 2014 | May 13, 2014 |
| Boston Common Asset Management, LLC | History | No change | 16,615 | 271 | 0.02% | 0.01% | 19 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| FMR LLC | History | No change | 13,600 | 222 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GAGNON SECURITIES LLC | History | New | 12,616 | 206 | 0.06% | — | 21 | +12,616 | New | Q1 2014 | May 06, 2014 |
| SHELTON CAPITAL MANAGEMENT | History | Added to | 11,346 | 185 | 0.03% | 0.02% | 22 | +1,200 | 11.83% | Q1 2014 | Apr 14, 2014 |
| CITIGROUP INC | History | Reduced | 11,328 | 184 | 0.0% | 0.0% | 23 | -72 | -0.63% | Q1 2014 | May 15, 2014 |
| Calvert Investment Management Inc. | History | New | 11,246 | 183 | 0.01% | — | 24 | +11,246 | New | Q1 2014 | Apr 28, 2014 |
| Nuveen Asset Management, LLC | History | New | 10,764 | 175 | 0.0% | — | 25 | +10,764 | New | Q1 2014 | May 14, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 8,266 | 135 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| VAN ECK ASSOCIATES CORP | History | Reduced | 5,369 | 88 | 0.0% | 0.0% | 27 | -1,281 | -19.26% | Q1 2014 | May 08, 2014 |
| MORGAN STANLEY | History | Added to | 4,780 | 78 | 0.0% | 0.0% | 28 | +1,200 | 33.52% | Q1 2014 | May 13, 2014 |
| Walleye Trading LLC | History | New | 4,578 | 74 | 0.0% | — | 29 | +4,578 | New | Q1 2014 | May 15, 2014 |
| UBS AG | History | Added to | 3,814 | 62 | 0.0% | 0.0% | 30 | +2,440 | 177.58% | Q1 2014 | May 16, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Added to | 2,644 | 43 | 0.0% | 0.0% | 31 | +1,020 | 62.81% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 1,994 | 33 | 0.0% | 0.0% | 32 | +678 | 51.52% | Q1 2014 | May 12, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,849 | 30 | 0.0% | 0.17% | 33 | +1,068 | 136.75% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Added to | 1,595 | 25 | 0.0% | 0.0% | 35 | +1,193 | 296.77% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Added to | 1,566 | 25 | 0.0% | 0.0% | 34 | +766 | 95.75% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Reduced | 1,245 | 20 | 0.0% | 0.02% | 36 | -7,423 | -85.64% | Q1 2014 | May 02, 2014 |
| ROYAL BANK OF CANADA | History | New | 1,086 | 18 | 0.0% | — | 37 | +1,086 | New | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Added to | 334 | 5 | 0.0% | 0.0% | 38 | +132 | 65.35% | Q1 2014 | May 14, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 313 | 5 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| Concept Capital Markets, LLC | History | No change | 200 | 3 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| QUENTEC ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 1.59% | — | -369,395 | -100.0% | Q4 2013 | Feb 13, 2014 |
| Jane Street Holding, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -96,389 | -100.0% | Q4 2013 | Feb 14, 2014 |
| DEERE & CO | History | Closed out | 0 | 0 | — | 0.03% | — | -46,395 | -100.0% | Q4 2013 | Feb 11, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,659 | -100.0% | Q4 2013 | Feb 14, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -13,778 | -100.0% | Q4 2013 | Feb 14, 2014 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,525 | -100.0% | Q4 2013 | Aug 08, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,100 | -100.0% | Q4 2013 | Feb 13, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,562 | -100.0% | Q4 2013 | Feb 14, 2014 |
| CAPITAL GUARDIAN TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -438 | -100.0% | Q4 2013 | Feb 14, 2014 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q4 2013 | Feb 14, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -60 | -100.0% | Q4 2013 | Jan 31, 2014 |