ALLIANCE HOLDINGS GP LP - 01861G100
Detailed investor-level table based on 13F positions.
Early Q1 2018 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Neuberger Berman Group LLC | History | Added to | 6,104,354 | 395,501 | 0.39% | 0.37% | 1 | +243,802 | 4.16% | Q2 2014 | Aug 05, 2014 |
| OPPENHEIMER FUNDS INC | History | Reduced | 298,372 | 19,332 | 0.02% | 0.02% | 2 | -5,000 | -1.65% | Q2 2014 | Aug 08, 2014 |
| Oxbow Advisors, LLC | History | Reduced | 56,437 | 3,657 | 0.49% | 0.52% | 3 | -18 | -0.03% | Q2 2014 | Jul 18, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 51,632 | 3,345 | 0.0% | 0.02% | 4 | -235,038 | -81.99% | Q2 2014 | Aug 11, 2014 |
| GABELLI FUNDS LLC | History | No change | 34,000 | 2,203 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| SELZ CAPITAL LLC | History | No change | 26,000 | 1,685 | 0.45% | 0.41% | 6 | 0 | 0.0% | Q2 2014 | Jul 10, 2014 |
| CAPITAL ADVISORS INC/OK | History | No change | 21,460 | 1,390 | 0.27% | 0.29% | 7 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| WALNUT PRIVATE EQUITY PARTNERS, LLC | History | No change | 20,000 | 1,286 | 0.77% | 0.8% | 8 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| Zebra Capital Management LLC | History | Added to | 19,599 | 1,270 | 0.49% | 0.25% | 9 | +9,799 | 99.99% | Q2 2014 | Jul 30, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 18,823 | 1,218 | 0.0% | 0.0% | 10 | +3,218 | 20.62% | Q2 2014 | Aug 08, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | Added to | 8,470 | 549 | 0.02% | 0.02% | 11 | +200 | 2.42% | Q2 2014 | Aug 08, 2014 |
| Banyan Partners, LLC | History | No change | 7,500 | 486 | 0.04% | 0.04% | 12 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Segment Wealth Management, LLC | History | New | 7,396 | 479 | 0.19% | — | 13 | +7,396 | New | Q2 2014 | Jul 28, 2014 |
| BLAIR WILLIAM & CO/IL | History | No change | 6,855 | 444 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| HL FINANCIAL SERVICES LLC | History | New | 5,106 | 331 | 0.01% | — | 15 | +5,106 | New | Q2 2014 | Aug 01, 2014 |
| DEERE & CO | History | New | 4,271 | 277 | 0.02% | — | 16 | +4,271 | New | Q2 2014 | Aug 11, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 3,686 | 239 | 0.01% | 0.02% | 17 | -900 | -19.62% | Q2 2014 | Aug 08, 2014 |
| BECK CAPITAL MANAGEMENT, LLC | History | Added to | 3,680 | 238 | 0.16% | 0.18% | 18 | +1 | 0.03% | Q2 2014 | Jul 31, 2014 |
| LPL Financial LLC | History | No change | 3,300 | 214 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 2,430 | 157 | 0.05% | 0.04% | 20 | +680 | 38.86% | Q2 2014 | Aug 04, 2014 |
| Financial Management Professionals, Inc. | History | No change | 1,200 | 77 | 0.05% | 0.05% | 21 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| MetLife Securities, Inc | History | Added to | 849 | 55 | 0.01% | 0.01% | 22 | +10 | 1.19% | Q2 2014 | Aug 04, 2014 |
| MUFG Americas Holdings Corp | History | No change | 700 | 45 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Lehman Financial Resources, Inc. | History | No change | 500 | 32 | 0.02% | 0.02% | 24 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| TRUST DEPARTMENT MB FINANCIAL BANK N A | History | New | 475 | 31 | 0.0% | — | 25 | +475 | New | Q2 2014 | Aug 01, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 350 | 22 | 0.0% | 0.0% | 26 | +300 | 600.0% | Q2 2014 | Aug 08, 2014 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | History | Closed out | 0 | 0 | — | 0.93% | — | -2,129,558 | -100.0% | Q1 2014 | May 07, 2014 |
| Energy Income Partners, LLC | History | Closed out | 0 | 0 | — | 1.29% | — | -889,158 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.02% | — | -816,885 | -100.0% | Q1 2014 | May 15, 2014 |
| ADVISORY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.5% | — | -784,938 | -100.0% | Q1 2014 | May 15, 2014 |
| Salient Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 1.27% | — | -748,396 | -100.0% | Q1 2014 | May 13, 2014 |
| CUSHING ASSET MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 1.01% | — | -554,745 | -100.0% | Q1 2014 | May 20, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.01% | — | -359,730 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -329,822 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.06% | — | -207,534 | -100.0% | Q1 2014 | May 12, 2014 |
| NFC Investments, LLC | History | Closed out | 0 | 0 | — | 5.73% | — | -183,675 | -100.0% | Q1 2014 | May 14, 2014 |
| WESTWOOD HOLDINGS GROUP INC | History | Closed out | 0 | 0 | — | 0.07% | — | -154,560 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -145,165 | -100.0% | Q1 2014 | May 13, 2014 |
| Pinnacle Holdings, LLC | History | Closed out | 0 | 0 | — | 2.0% | — | -116,096 | -100.0% | Q1 2014 | May 28, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.11% | — | -110,017 | -100.0% | Q1 2014 | May 08, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -102,822 | -100.0% | Q1 2014 | May 13, 2014 |
| BROOKFIELD ASSET MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -84,850 | -100.0% | Q1 2014 | May 15, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.81% | — | -80,262 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.03% | — | -63,158 | -100.0% | Q1 2014 | May 16, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.05% | — | -60,360 | -100.0% | Q1 2014 | May 07, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -57,600 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Quality Growth Management, Inc. | History | Closed out | 0 | 0 | — | 2.33% | — | -48,635 | -100.0% | Q1 2014 | Jun 05, 2014 |
| Texas Yale Capital Corp. | History | Closed out | 0 | 0 | — | 0.41% | — | -47,775 | -100.0% | Q1 2014 | Aug 04, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -43,350 | -100.0% | Q1 2014 | May 08, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -41,900 | -100.0% | Q1 2014 | May 19, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -28,698 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -27,723 | -100.0% | Q1 2014 | May 16, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -26,500 | -100.0% | Q1 2014 | May 15, 2014 |
| BURNHAM ASSET MANAGEMENT CORP /NY/ | History | Closed out | 0 | 0 | — | 0.36% | — | -24,742 | -100.0% | Q1 2014 | Apr 25, 2014 |
| BOKF, NA | History | Closed out | 0 | 0 | — | 0.04% | — | -21,595 | -100.0% | Q1 2014 | May 14, 2014 |
| SALIENT TRUST CO LTA | History | Closed out | 0 | 0 | — | 0.18% | — | -21,291 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -16,293 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,554 | -100.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,864 | -100.0% | Q1 2014 | May 14, 2014 |
| KEELEY ASSET MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -11,590 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,614 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,077 | -100.0% | Q1 2014 | May 16, 2014 |
| ALPS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,712 | -100.0% | Q1 2014 | May 15, 2014 |
| INTRUST BANK NA | History | Closed out | 0 | 0 | — | 0.19% | — | -7,609 | -100.0% | Q1 2014 | Apr 28, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -7,253 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,992 | -100.0% | Q1 2014 | May 14, 2014 |
| Jacobus Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -4,695 | -100.0% | Q1 2014 | May 14, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,494 | -100.0% | Q1 2014 | May 09, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.04% | — | -3,260 | -100.0% | Q1 2014 | Apr 24, 2014 |
| CENTRAL BANK & TRUST CO | History | Closed out | 0 | 0 | — | 0.07% | — | -3,000 | -100.0% | Q1 2014 | Apr 07, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,169 | -100.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,992 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -1,756 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,420 | -100.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,300 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q1 2014 | May 15, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -491 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -483 | -100.0% | Q1 2014 | May 14, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -115 | -100.0% | Q1 2014 | May 02, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -110 | -100.0% | Q1 2014 | May 12, 2014 |
| COHEN & STEERS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -88 | -100.0% | Q1 2014 | May 15, 2014 |