ALPINE TOTAL DYNAMIC DIVID F - 021060108
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | History | New | 6,372,778 | 26,702 | 2.24% | — | 1 | +6,372,778 | New | Q4 2013 | Feb 14, 2014 |
| MORGAN STANLEY | History | New | 5,862,927 | 24,566 | 0.01% | — | 2 | +5,862,927 | New | Q4 2013 | Feb 13, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | New | 3,808,607 | 15,958 | 1.22% | — | 3 | +3,808,607 | New | Q4 2013 | Feb 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | New | 3,036,774 | 12,724 | 0.01% | — | 4 | +3,036,774 | New | Q4 2013 | Feb 06, 2014 |
| Hilton Capital Management, LLC | History | New | 2,812,250 | 11,783 | 4.54% | — | 5 | +2,812,250 | New | Q4 2013 | Jan 22, 2014 |
| NEWGATE CAPITAL MANAGEMENT LLC | History | New | 2,767,172 | 11,594 | 2.28% | — | 6 | +2,767,172 | New | Q4 2013 | Jan 16, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | New | 2,343,083 | 9,818 | 0.02% | — | 7 | +2,343,083 | New | Q4 2013 | Feb 13, 2014 |
| Advisors Asset Management, Inc. | History | New | 1,556,687 | 6,523 | 0.11% | — | 8 | +1,556,687 | New | Q4 2013 | Feb 03, 2014 |
| SG Americas Securities, LLC | History | New | 1,482,947 | 6,214 | 0.03% | — | 9 | +1,482,947 | New | Q4 2013 | Feb 12, 2014 |
| 1832 Asset Management L.P. | History | New | 974,739 | 4,090 | 0.02% | — | 10 | +974,739 | New | Q4 2013 | Feb 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | New | 967,026 | 4,053 | 0.01% | — | 11 | +967,026 | New | Q4 2013 | Feb 14, 2014 |
| Invesco Ltd. | History | New | 914,232 | 3,831 | 0.0% | — | 12 | +914,232 | New | Q4 2013 | Feb 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | New | 818,170 | 3,428 | 51.7% | — | 13 | +818,170 | New | Q4 2013 | Feb 27, 2014 |
| ALPINE WOODS CAPITAL INVESTORS, LLC | History | New | 777,813 | 3,259 | 0.19% | — | 14 | +777,813 | New | Q4 2013 | Feb 11, 2014 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | New | 753,915 | 3,121 | 2.76% | — | 15 | +753,915 | New | Q4 2013 | Feb 14, 2014 |
| UBS AG | History | New | 591,389 | 2,478 | 0.0% | — | 16 | +591,389 | New | Q4 2013 | May 21, 2014 |
| KCG Holdings, Inc. | History | New | 443,887 | 1,860 | 0.02% | — | 17 | +443,887 | New | Q4 2013 | Feb 13, 2014 |
| MIDAS MANAGEMENT CORP | History | New | 400,000 | 1,676 | 0.79% | — | 18 | +400,000 | New | Q4 2013 | Feb 13, 2014 |
| ROYAL BANK OF CANADA | History | New | 364,979 | 1,529 | 0.0% | — | 19 | +364,979 | New | Q4 2013 | Feb 14, 2014 |
| LPL Financial LLC | History | New | 359,305 | 1,505 | 0.01% | — | 20 | +359,305 | New | Q4 2013 | Feb 13, 2014 |
| TFS CAPITAL LLC | History | New | 334,187 | 1,400 | 0.07% | — | 21 | +334,187 | New | Q4 2013 | Feb 07, 2014 |
| CSS LLC/IL | History | New | 326,198 | 1,367 | 0.07% | — | 22 | +326,198 | New | Q4 2013 | Feb 14, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | New | 275,189 | 1,153 | 0.74% | — | 23 | +275,189 | New | Q4 2013 | Feb 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | New | 267,504 | 1,120 | 0.0% | — | 24 | +267,504 | New | Q4 2013 | Feb 14, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | New | 202,453 | 848 | 0.01% | — | 25 | +202,453 | New | Q4 2013 | Feb 13, 2014 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | New | 175,613 | 736 | 0.56% | — | 26 | +175,613 | New | Q4 2013 | Feb 10, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 140,700 | 590 | 0.0% | — | 27 | +140,700 | New | Q4 2013 | Feb 07, 2014 |
| OTA Financial Group L.P. | History | New | 125,234 | 524 | 0.33% | — | 28 | +125,234 | New | Q4 2013 | Feb 12, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | New | 124,628 | 522 | 0.0% | — | 29 | +124,628 | New | Q4 2013 | Apr 02, 2014 |
| First Allied Advisory Services, Inc. | History | New | 123,839 | 520 | 0.04% | — | 30 | +123,839 | New | Q4 2013 | Feb 13, 2014 |
| KING INVESTMENT ADVISORS INC/TX | History | New | 120,988 | 507 | 0.23% | — | 31 | +120,988 | New | Q4 2013 | Feb 14, 2014 |
| FIRST FOUNDATION ADVISORS | History | New | 102,958 | 431 | 0.06% | — | 32 | +102,958 | New | Q4 2013 | Feb 14, 2014 |
| MetLife Securities, Inc | History | New | 97,314 | 408 | 0.06% | — | 33 | +97,314 | New | Q4 2013 | Jan 31, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | New | 88,557 | 371 | 0.01% | — | 34 | +88,557 | New | Q4 2013 | Feb 12, 2014 |
| CITIGROUP INC | History | New | 61,963 | 260 | 0.0% | — | 35 | +61,963 | New | Q4 2013 | Feb 14, 2014 |
| Meristem, LLP | History | New | 60,000 | 251 | 0.1% | — | 36 | +60,000 | New | Q4 2013 | Feb 11, 2014 |
| BB&T CORP | History | New | 50,000 | 210 | 0.01% | — | 37 | +50,000 | New | Q4 2013 | Jan 27, 2014 |
| Janney Montgomery Scott LLC | History | New | 48,152 | 201 | 0.01% | — | 38 | +48,152 | New | Q4 2013 | Feb 19, 2014 |
| First Heartland Consultants, Inc. | History | New | 45,853 | 192 | 0.11% | — | 39 | +45,853 | New | Q4 2013 | Feb 14, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | New | 44,320 | 186 | 0.01% | — | 40 | +44,320 | New | Q4 2013 | Jan 24, 2014 |
| IFC Holdings Incorporated/FL | History | New | 37,656 | 155 | 0.03% | — | 41 | +37,656 | New | Q4 2013 | Jan 16, 2014 |
| OPPENHEIMER & CO INC | History | New | 36,700 | 154 | 0.0% | — | 42 | +36,700 | New | Q4 2013 | Feb 12, 2014 |
| Relative Value Partners, LLC | History | New | 17,000 | 142 | 0.02% | — | 43 | +17,000 | New | Q4 2013 | Feb 12, 2014 |
| CITADEL ADVISORS LLC | History | New | 33,443 | 140 | 0.24% | — | 44 | +33,443 | New | Q4 2013 | May 09, 2014 |
| Concert Wealth Management Inc. | History | New | 18,962 | 79 | 0.01% | — | 45 | +18,962 | New | Q4 2013 | Feb 12, 2014 |
| AMERIPRISE FINANCIAL INC | History | New | 18,576 | 78 | 0.0% | — | 46 | +18,576 | New | Q4 2013 | Feb 14, 2014 |
| Veritable, L.P. | History | Added to | 18,350 | 77 | 0.0% | 0.0% | 47 | +2,942 | 19.09% | Q4 2013 | Feb 07, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | New | 17,646 | 74 | 0.02% | — | 48 | +17,646 | New | Q4 2013 | Feb 03, 2014 |
| GOLDMAN SACHS GROUP INC | History | New | 17,368 | 73 | 0.0% | — | 49 | +17,368 | New | Q4 2013 | Feb 14, 2014 |
| National Planning Corp | History | New | 15,831 | 66 | 0.01% | — | 50 | +15,831 | New | Q4 2013 | Jan 13, 2014 |
| United Asset Strategies, Inc. | History | New | 15,050 | 63 | 0.04% | — | 51 | +15,050 | New | Q4 2013 | Jan 27, 2014 |
| BANK OF MONTREAL /CAN/ | History | Added to | 14,667 | 62 | 0.0% | 0.0% | 52 | +12,167 | 486.68% | Q4 2013 | Jan 08, 2014 |
| Investors Capital Advisory Services | History | New | 14,738 | 61 | 0.01% | — | 53 | +14,738 | New | Q4 2013 | Feb 13, 2014 |
| Ionic Capital Management LLC | History | New | 12,468 | 52 | 0.0% | — | 54 | +12,468 | New | Q4 2013 | Feb 14, 2014 |
| Iron Financial, LLC | History | New | 12,000 | 50 | 0.05% | — | 55 | +12,000 | New | Q4 2013 | Jan 08, 2014 |
| LUCAS CAPITAL MANAGEMENT | History | New | 11,500 | 48 | 0.02% | — | 56 | +11,500 | New | Q4 2013 | Jan 23, 2014 |
| Commonwealth Equity Services, Inc | History | New | 10,371 | 43 | 0.0% | — | 57 | +10,371 | New | Q4 2013 | Feb 11, 2014 |
| Ancora Advisors, LLC | History | New | 10,000 | 42 | 0.01% | — | 58 | +10,000 | New | Q4 2013 | Feb 07, 2014 |
| US BANCORP \DE\ | History | New | 6,733 | 28 | 0.0% | — | 59 | +6,733 | New | Q4 2013 | Feb 13, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 6,663 | 27 | 0.0% | — | 60 | +6,663 | New | Q4 2013 | Feb 11, 2014 |
| M&T BANK CORP | History | New | 5,344 | 22 | 0.0% | — | 61 | +5,344 | New | Q4 2013 | Feb 12, 2014 |
| GLENMEDE TRUST CO NA | History | New | 5,000 | 20 | 0.0% | — | 62 | +5,000 | New | Q4 2013 | Jan 31, 2014 |
| Ohio Valley Financial Group | History | New | 2,000 | 8 | 0.01% | — | 63 | +2,000 | New | Q4 2013 | Feb 13, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | New | 1,650 | 7 | 0.0% | — | 64 | +1,650 | New | Q4 2013 | Jan 31, 2014 |
| Financial Management Professionals, Inc. | History | New | 1,500 | 6 | 0.0% | — | 65 | +1,500 | New | Q4 2013 | Jan 23, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | New | 1,271 | 5 | 0.0% | — | 66 | +1,271 | New | Q4 2013 | Feb 12, 2014 |
| Transamerica Financial Advisors, Inc. | History | New | 872 | 4 | 0.0% | — | 67 | +872 | New | Q4 2013 | Jan 21, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | New | 581 | 2 | 0.0% | — | 69 | +581 | New | Q4 2013 | Feb 14, 2014 |
| FIFTH THIRD BANCORP | History | New | 500 | 2 | 0.0% | — | 68 | +500 | New | Q4 2013 | Feb 14, 2014 |
| Carroll Financial Associates, Inc. | History | New | 500 | 2 | 0.0% | — | 71 | +500 | New | Q4 2013 | Feb 06, 2014 |
| Forward Management, LLC | History | New | 480 | 2 | 0.0% | — | 70 | +480 | New | Q4 2013 | Mar 04, 2014 |
| DEUTSCHE BANK AG\ | History | New | 16 | 0 | — | — | — | +16 | New | Q4 2013 | Feb 24, 2014 |
| FIRST MANHATTAN CO | History | New | 6 | 0 | — | — | — | +6 | New | Q4 2013 | Feb 04, 2014 |