AMERICAN CAP SR FLOATING LTD - 02504D108
Detailed investor-level table based on 13F positions.
Early Q2 2017 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Alyeska Investment Group, L.P. | History | New | 522,854 | 7,341 | 0.21% | — | 1 | +522,854 | New | Q1 2014 | May 15, 2014 |
| Silver Rock Financial LLC | History | New | 425,000 | 5,967 | 0.73% | — | 2 | +425,000 | New | Q1 2014 | May 15, 2014 |
| Pine River Capital Management L.P. | History | New | 248,043 | 3,484 | 0.05% | — | 3 | +248,043 | New | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | New | 226,818 | 3,183 | 0.0% | — | 4 | +226,818 | New | Q1 2014 | May 13, 2014 |
| UBS OCONNOR LLC | History | New | 220,395 | 3,094 | 0.06% | — | 5 | +220,395 | New | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | New | 206,209 | 2,895 | 0.0% | — | 6 | +206,209 | New | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | New | 200,000 | 2,808 | 0.0% | — | 7 | +200,000 | New | Q1 2014 | May 15, 2014 |
| Neuberger Berman Group LLC | History | New | 194,740 | 2,734 | 0.0% | — | 8 | +194,740 | New | Q1 2014 | May 05, 2014 |
| Yorktown Management & Research Co Inc | History | New | 194,258 | 2,727 | 0.52% | — | 9 | +194,258 | New | Q1 2014 | May 06, 2014 |
| UBS AG | History | New | 135,984 | 1,909 | 0.0% | — | 10 | +135,984 | New | Q1 2014 | May 16, 2014 |
| MARINER INVESTMENT GROUP LLC | History | New | 122,012 | 1,713 | 0.38% | — | 11 | +122,012 | New | Q1 2014 | May 14, 2014 |
| DIALECTIC CAPITAL MANAGEMENT, LLC | History | New | 109,551 | 1,538 | 0.51% | — | 12 | +109,551 | New | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | New | 87,883 | 1,234 | 0.0% | — | 13 | +87,883 | New | Q1 2014 | May 15, 2014 |
| ADVISORY RESEARCH INC | History | New | 57,500 | 807 | 0.01% | — | 14 | +57,500 | New | Q1 2014 | May 15, 2014 |
| Sumitomo Mitsui Asset Management Company, LTD | History | New | 57,500 | 807 | 0.02% | — | 15 | +57,500 | New | Q1 2014 | Apr 16, 2014 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | New | 39,380 | 553 | 0.03% | — | 16 | +39,380 | New | Q1 2014 | May 07, 2014 |
| BLACKTHORN INVESTMENT GROUP LLC | History | New | 36,050 | 506 | 0.55% | — | 17 | +36,050 | New | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | New | 30,100 | 423 | 0.0% | — | 18 | +30,100 | New | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | New | 22,470 | 315 | 0.0% | — | 19 | +22,470 | New | Q1 2014 | May 15, 2014 |
| Wunderlich Securities, Inc. | History | New | 22,227 | 312 | 0.23% | — | 20 | +22,227 | New | Q1 2014 | Jun 12, 2014 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 14,924 | 210 | 0.28% | — | 21 | +14,924 | New | Q1 2014 | May 13, 2014 |
| West Family Investments, Inc. | History | New | 500 | 7 | 0.0% | — | 22 | +500 | New | Q1 2014 | May 14, 2014 |