ARIAD PHARMACEUTICALS INC - 04033A100
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 10,655,939 | 67,878 | 0.01% | 0.01% | 1 | +271,561 | 2.62% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Added to | 6,439,785 | 41,021 | 0.01% | 0.01% | 2 | +2,832,609 | 78.53% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 4,828,394 | 30,757 | 0.01% | 0.01% | 3 | +248,617 | 5.43% | Q2 2014 | Aug 06, 2014 |
| GENERAL AMERICAN INVESTORS CO INC | History | No change | 1,200,000 | 7,644 | 0.62% | 0.81% | 4 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| CQS Cayman LP | History | New | 1,000,000 | 6,370 | 0.39% | — | 5 | +1,000,000 | New | Q2 2014 | Aug 11, 2014 |
| IRONWOOD INVESTMENT MANAGEMENT LLC | History | Added to | 627,480 | 3,997 | 0.64% | 0.72% | 6 | +10,093 | 1.63% | Q2 2014 | Jul 25, 2014 |
| CITY NATIONAL BANK | History | Added to | 624,730 | 3,980 | 0.04% | 0.03% | 7 | +323,294 | 107.25% | Q2 2014 | Jul 28, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 551,319 | 3,512 | 0.01% | 0.0% | 8 | +246,780 | 81.03% | Q2 2014 | Jul 30, 2014 |
| ROYCE & ASSOCIATES LLC | History | Reduced | 480,602 | 3,061 | 0.01% | 0.01% | 9 | -36,000 | -6.97% | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 451,299 | 2,875 | 0.0% | 0.0% | 10 | +389,172 | 626.41% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 408,751 | 2,603 | 0.0% | 0.0% | 11 | -9,094 | -2.18% | Q2 2014 | Aug 11, 2014 |
| Rhenman & Partners Asset Management AB | History | Added to | 390,000 | 2,484 | 0.74% | 0.58% | 12 | +152,190 | 64.0% | Q2 2014 | Jul 31, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Added to | 300,000 | 1,911 | 0.06% | 0.05% | 13 | +100,000 | 50.0% | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 293,965 | 1,873 | 0.01% | 0.01% | 14 | -2,005 | -0.68% | Q2 2014 | Aug 07, 2014 |
| Geduld E E | History | Reduced | 270,100 | 1,720 | 1.07% | 1.21% | 15 | -7,500 | -2.7% | Q2 2014 | Aug 04, 2014 |
| Numeric Investors LLC | History | Added to | 206,400 | 1,315 | 0.02% | 0.02% | 16 | +85,400 | 70.58% | Q2 2014 | Aug 11, 2014 |
| ProShare Advisors LLC | History | Added to | 200,938 | 1,280 | 0.02% | 0.02% | 17 | +51,269 | 34.25% | Q2 2014 | Aug 08, 2014 |
| Swiss National Bank | History | Reduced | 196,000 | 1,249 | 0.0% | 0.01% | 18 | -8,900 | -4.34% | Q2 2014 | Aug 06, 2014 |
| SELZ CAPITAL LLC | History | Reduced | 180,000 | 1,147 | 0.3% | 0.81% | 19 | -220,000 | -55.0% | Q2 2014 | Jul 10, 2014 |
| Skylands Capital, LLC | History | Added to | 169,500 | 1,080 | 0.11% | 0.13% | 20 | +17,250 | 11.33% | Q2 2014 | Jul 22, 2014 |
| DOW CHEMICAL CO /DE/ | History | Added to | 160,000 | 1,019 | 0.09% | 0.08% | 21 | +35,000 | 28.0% | Q2 2014 | Aug 11, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 141,986 | 904 | 0.0% | 0.0% | 22 | -1,526 | -1.06% | Q2 2014 | Aug 06, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | New | 139,960 | 892 | 0.0% | — | 23 | +139,960 | New | Q2 2014 | Aug 04, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 139,139 | 886 | 0.0% | 7.42% | 24 | +106,681 | 328.67% | Q2 2014 | Aug 06, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Added to | 128,250 | 817 | 0.01% | 0.0% | 25 | +115,545 | 909.45% | Q2 2014 | Jul 31, 2014 |
| Nationwide Fund Advisors | History | New | 127,046 | 809 | 0.0% | — | 26 | +127,046 | New | Q2 2014 | Aug 11, 2014 |
| FRANKLIN STREET ADVISORS INC /NC | History | Added to | 113,300 | 722 | 0.14% | 0.16% | 27 | +12,300 | 12.18% | Q2 2014 | Jul 08, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 111,000 | 707 | 0.0% | 0.0% | 28 | +49,126 | 79.4% | Q2 2014 | Aug 08, 2014 |
| DekaBank Deutsche Girozentrale | History | Reduced | 107,000 | 682 | 0.01% | 0.01% | 29 | -3,500 | -3.17% | Q2 2014 | Aug 08, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Added to | 84,984 | 541 | 0.01% | 0.01% | 30 | +50,400 | 145.73% | Q2 2014 | Aug 07, 2014 |
| BlackRock Group LTD | History | Reduced | 75,265 | 479 | 0.0% | 0.0% | 31 | -69,155 | -47.88% | Q2 2014 | Aug 06, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 69,295 | 441 | 0.01% | 0.01% | 32 | +19,803 | 40.01% | Q2 2014 | Jul 23, 2014 |
| Concert Wealth Management Inc. | History | Reduced | 42,806 | 264 | 0.03% | 0.04% | 33 | -1,051 | -2.4% | Q2 2014 | Jul 31, 2014 |
| Quantbot Technologies LP | History | New | 37,910 | 241 | 0.04% | — | 34 | +37,910 | New | Q2 2014 | Jul 08, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Reduced | 35,300 | 225 | 0.0% | 0.0% | 35 | -6,140 | -14.82% | Q2 2014 | Jul 16, 2014 |
| LPL Financial LLC | History | Reduced | 34,291 | 218 | 0.0% | 0.0% | 36 | -2,231 | -6.11% | Q2 2014 | Aug 05, 2014 |
| Aperio Group, LLC | History | Reduced | 28,174 | 179 | 0.0% | 0.0% | 37 | -8,375 | -22.91% | Q2 2014 | Jul 23, 2014 |
| PROFUND ADVISORS LLC | History | Added to | 26,264 | 167 | 0.01% | 0.0% | 38 | +12,978 | 97.68% | Q2 2014 | Aug 08, 2014 |
| BLAIR WILLIAM & CO/IL | History | New | 18,705 | 118 | 0.0% | — | 39 | +18,705 | New | Q2 2014 | Aug 01, 2014 |
| AMALGAMATED BANK | History | Reduced | 16,083 | 102 | 0.02% | 0.03% | 40 | -4,752 | -22.81% | Q2 2014 | Aug 11, 2014 |
| RidgeWorth Capital Management LLC | History | New | 14,066 | 90 | 0.0% | — | 41 | +14,066 | New | Q2 2014 | Jul 31, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 10,540 | 67 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| FOSTER DYKEMA CABOT & CO INC/MA | History | No change | 10,200 | 65 | 0.02% | 0.02% | 43 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 6,394 | 41 | 0.0% | 0.0% | 44 | -674 | -9.54% | Q2 2014 | Aug 05, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 5,604 | 36 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BlackRock Inc. | History | Reduced | 4,811 | 31 | 0.0% | 0.0% | 46 | -5,322 | -52.52% | Q2 2014 | Aug 06, 2014 |
| Regal Investment Advisors LLC | History | No change | 5,000 | 31 | 0.01% | 0.02% | 47 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Edge Wealth Management LLC | History | No change | 3,000 | 19 | 0.01% | 0.01% | 48 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Concept Capital Markets, LLC | History | No change | 2,803 | 18 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 2,000 | 13 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Private Ocean, LLC | History | Reduced | 1,000 | 6 | 0.0% | 0.01% | 54 | -1,000 | -50.0% | Q2 2014 | Jul 30, 2014 |
| BlackRock Japan Co. Ltd | History | New | 881 | 6 | 0.0% | — | 52 | +881 | New | Q2 2014 | Aug 06, 2014 |
| OLD SECOND NATIONAL BANK OF AURORA | History | No change | 1,000 | 6 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Manchester Capital Management LLC | History | No change | 1,000 | 6 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| TRUST CO OF VERMONT | History | No change | 650 | 4 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| KANALY TRUST CO | History | No change | 500 | 3 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Wunderlich Securities, Inc. | History | No change | 500 | 3 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| MetLife Securities, Inc | History | Reduced | 350 | 2 | 0.0% | 0.0% | 60 | -300 | -46.15% | Q2 2014 | Aug 04, 2014 |
| DAVIDSON D A & CO | History | No change | 400 | 2 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| SECURITY NATIONAL TRUST CO | History | No change | 300 | 2 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| Lenox Wealth Advisors, Inc. | History | No change | 142 | 1 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2014 | Jul 10, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,380,046 | -100.0% | Q1 2014 | May 15, 2014 |
| Sarissa Capital Management LP | History | Closed out | 0 | 0 | — | 33.3% | — | -12,000,000 | -100.0% | Q1 2014 | May 15, 2014 |
| ADAGE CAPITAL PARTNERS GP LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -6,668,993 | -100.0% | Q1 2014 | May 15, 2014 |
| Slate Path Capital LP | History | Closed out | 0 | 0 | — | 4.04% | — | -6,620,000 | -100.0% | Q1 2014 | May 15, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.02% | — | -5,153,627 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -4,847,909 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.02% | — | -4,487,280 | -100.0% | Q1 2014 | May 14, 2014 |
| Palo Alto Investors, LLC | History | Closed out | 0 | 0 | — | 2.3% | — | -3,458,624 | -100.0% | Q1 2014 | May 16, 2014 |
| Camber Capital Management LLC | History | Closed out | 0 | 0 | — | 1.89% | — | -3,000,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,740,650 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -2,248,846 | -100.0% | Q1 2014 | May 14, 2014 |
| Opaleye Management Inc. | History | Closed out | 0 | 0 | — | 9.94% | — | -1,670,000 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -1,291,555 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,273,505 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -986,531 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -978,465 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -923,518 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -898,704 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -721,605 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 8.31% | — | -715,953 | -100.0% | Q1 2014 | Aug 08, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -677,369 | -100.0% | Q1 2014 | May 16, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -669,851 | -100.0% | Q1 2014 | May 14, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.03% | — | -669,593 | -100.0% | Q1 2014 | May 08, 2014 |
| Granite Point Capital Management, L.P. | History | Closed out | 0 | 0 | — | 3.74% | — | -648,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.03% | — | -616,429 | -100.0% | Q1 2014 | May 13, 2014 |
| PointState Capital LP | History | Closed out | 0 | 0 | — | 0.08% | — | -600,000 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -598,706 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -584,338 | -100.0% | Q1 2014 | May 13, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.02% | — | -580,044 | -100.0% | Q1 2014 | May 13, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -568,559 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -544,637 | -100.0% | Q1 2014 | May 16, 2014 |
| BNP Paribas Investment Partners S.A. | History | Closed out | 0 | 0 | — | 0.03% | — | -521,917 | -100.0% | Q1 2014 | May 13, 2014 |
| SOROS FUND MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -500,000 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -495,164 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -385,800 | -100.0% | Q1 2014 | Apr 18, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.05% | — | -375,573 | -100.0% | Q1 2014 | May 07, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -349,200 | -100.0% | Q1 2014 | May 28, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -335,685 | -100.0% | Q1 2014 | May 08, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.01% | — | -327,874 | -100.0% | Q1 2014 | May 14, 2014 |
| Elk Creek Partners, LLC | History | Closed out | 0 | 0 | — | 1.01% | — | -290,886 | -100.0% | Q1 2014 | May 13, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -285,269 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -274,429 | -100.0% | Q1 2014 | May 15, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -269,037 | -100.0% | Q1 2014 | May 15, 2014 |
| ZACKS INVESTMENT MANAGEMENT | History | Closed out | 0 | 0 | — | 0.08% | — | -265,676 | -100.0% | Q1 2014 | May 13, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -250,600 | -100.0% | Q1 2014 | May 15, 2014 |
| ING GROEP NV | History | Closed out | 0 | 0 | — | 0.01% | — | -233,949 | -100.0% | Q1 2014 | May 14, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -229,268 | -100.0% | Q1 2014 | May 16, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -224,065 | -100.0% | Q1 2014 | May 15, 2014 |
| BB BIOTECH AG | History | Closed out | 0 | 0 | — | 0.07% | — | -171,517 | -100.0% | Q1 2014 | May 08, 2014 |
| LG Capital Management, LP | History | Closed out | 0 | 0 | — | 0.4% | — | -158,100 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -132,020 | -100.0% | Q1 2014 | May 14, 2014 |
| PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -127,700 | -100.0% | Q1 2014 | Jun 06, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -125,750 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -115,575 | -100.0% | Q1 2014 | May 13, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -115,442 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -113,756 | -100.0% | Q1 2014 | May 13, 2014 |
| PLATINUM INVESTMENT MANAGEMENT LTD | History | Closed out | 0 | 0 | — | 0.02% | — | -112,300 | -100.0% | Q1 2014 | May 16, 2014 |
| 683 Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Corvex Management LP | History | Closed out | 0 | 0 | — | 0.01% | — | -100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -96,403 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -93,154 | -100.0% | Q1 2014 | May 23, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -87,693 | -100.0% | Q1 2014 | May 15, 2014 |
| MARINER INVESTMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -84,600 | -100.0% | Q1 2014 | May 14, 2014 |
| NATIXIS | History | Closed out | 0 | 0 | — | 0.01% | — | -73,450 | -100.0% | Q1 2014 | May 14, 2014 |
| AXIOM INTERNATIONAL INVESTORS LLC /DE | History | Closed out | 0 | 0 | — | 0.01% | — | -68,600 | -100.0% | Q1 2014 | May 09, 2014 |
| Rodgers Brothers Inc. | History | Closed out | 0 | 0 | — | 0.26% | — | -66,580 | -100.0% | Q1 2014 | May 15, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -57,500 | -100.0% | Q1 2014 | Apr 30, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -55,679 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -55,449 | -100.0% | Q1 2014 | May 15, 2014 |
| PINNACLE ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -54,020 | -100.0% | Q1 2014 | May 14, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -50,050 | -100.0% | Q1 2014 | May 14, 2014 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -50,000 | -100.0% | Q1 2014 | May 14, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -47,500 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF NOVA SCOTIA / | History | Closed out | 0 | 0 | — | 0.0% | — | -47,000 | -100.0% | Q1 2014 | May 14, 2014 |
| IBM Retirement Fund | History | Closed out | 0 | 0 | — | 0.01% | — | -45,834 | -100.0% | Q1 2014 | May 19, 2014 |
| Schonfeld Group Holdings LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -42,703 | -100.0% | Q1 2014 | May 15, 2014 |
| HANCOCK HOLDING CO | History | Closed out | 0 | 0 | — | 0.01% | — | -40,000 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -35,889 | -100.0% | Q1 2014 | May 15, 2014 |
| Utah Retirement Systems | History | Closed out | 0 | 0 | — | 0.01% | — | -33,100 | -100.0% | Q1 2014 | May 08, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,696 | -100.0% | Q1 2014 | May 14, 2014 |
| QCM Cayman, Ltd. | History | Closed out | 0 | 0 | — | 0.06% | — | -31,953 | -100.0% | Q1 2014 | May 14, 2014 |
| CONGRESS ASSET MANAGEMENT CO /MA | History | Closed out | 0 | 0 | — | 0.01% | — | -30,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,682 | -100.0% | Q1 2014 | May 15, 2014 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -29,600 | -100.0% | Q1 2014 | May 15, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,650 | -100.0% | Q1 2014 | May 15, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -26,450 | -100.0% | Q1 2014 | May 12, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,310 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -25,640 | -100.0% | Q1 2014 | May 15, 2014 |
| MASON STREET ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,130 | -100.0% | Q1 2014 | May 15, 2014 |
| Dynamic Capital Management Ltd | History | Closed out | 0 | 0 | — | 0.05% | — | -19,300 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -17,668 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,885 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN CAPITAL MANAGEMENT LLC\WI\ | History | Closed out | 0 | 0 | — | 0.05% | — | -12,600 | -100.0% | Q1 2014 | May 07, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -11,056 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -9,815 | -100.0% | Q1 2014 | Apr 11, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -8,567 | -100.0% | Q1 2014 | May 14, 2014 |
| Legg Mason Investment Counsel & Trust Co., N.A. | History | Closed out | 0 | 0 | — | 0.01% | — | -8,400 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,700 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,501 | -100.0% | Q1 2014 | May 15, 2014 |
| Kessler Investment Group, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -7,300 | -100.0% | Q1 2014 | Apr 10, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,464 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -5,402 | -100.0% | Q1 2014 | May 15, 2014 |
| COLONY GROUP LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,243 | -100.0% | Q1 2014 | May 16, 2014 |
| North Star Investment Management Corp. | History | Closed out | 0 | 0 | — | 0.01% | — | -5,000 | -100.0% | Q1 2014 | Apr 29, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Warren Averett Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,770 | -100.0% | Q1 2014 | Apr 28, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,153 | -100.0% | Q1 2014 | May 02, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q1 2014 | May 15, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q1 2014 | May 01, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,022 | -100.0% | Q1 2014 | May 16, 2014 |
| Ledyard National Bank | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | Apr 11, 2014 |
| THOMPSON DAVIS & CO., INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -500 | -100.0% | Q1 2014 | May 09, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -205 | -100.0% | Q1 2014 | May 13, 2014 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -175 | -100.0% | Q1 2014 | May 14, 2014 |
| Parasol Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -133 | -100.0% | Q1 2014 | Apr 14, 2014 |
| WEALTHFRONT INC | History | New | 54 | 0 | — | — | — | +54 | New | Q2 2014 | Jul 24, 2014 |