Athenex, Inc. - 04685N103
Detailed investor-level table based on 13F positions.
Early Q1 2023 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PERCEPTIVE ADVISORS LLC | History | No change | 15,532,467 | 2,291 | 0.06% | 0.12% | 1 | 0 | 0.0% | Q4 2022 | Feb 14, 2023 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 6,516,142 | 961 | 0.0% | 0.0% | 2 | +2,346,324 | 56.27% | Q4 2022 | Feb 14, 2023 |
| VANGUARD GROUP INC | History | Added to | 5,363,164 | 791 | 0.0% | 0.0% | 3 | +1,258 | 0.02% | Q4 2022 | Feb 10, 2023 |
| Alyeska Investment Group, L.P. | History | No change | 2,000,000 | 295 | 0.0% | 0.01% | 4 | 0 | 0.0% | Q4 2022 | Feb 14, 2023 |
| UBS Group AG | History | Added to | 1,574,098 | 236 | 0.0% | 0.0% | 5 | +77,334 | 5.17% | Q4 2022 | Feb 08, 2023 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 1,205,528 | 178 | 0.0% | 0.0% | 6 | +343,965 | 39.92% | Q4 2022 | Feb 13, 2023 |
| VICTORY CAPITAL MANAGEMENT INC | History | Reduced | 1,076,196 | 158 | 0.0% | 0.0% | 7 | -540,007 | -33.41% | Q4 2022 | Apr 25, 2023 |
| HighTower Advisors, LLC | History | No change | 996,513 | 147 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q4 2022 | Feb 09, 2023 |
| Schonfeld Strategic Advisors LLC | History | Reduced | 583,000 | 85 | 0.0% | 0.0% | 9 | -599,126 | -50.68% | Q4 2022 | Feb 14, 2023 |
| IFP Advisors, Inc | History | Added to | 5,035 | 82 | 0.0% | 0.0% | 11 | +5,000 | 14285.71% | Q4 2022 | Feb 07, 2023 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 560,382 | 82 | 0.0% | 0.0% | 10 | -1,258 | -0.22% | Q4 2022 | Feb 13, 2023 |
| STATE STREET CORP | History | No change | 284,030 | 41 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q4 2022 | May 15, 2023 |
| MORGAN STANLEY | History | Added to | 143,594 | 21 | 0.0% | 0.0% | 13 | +13,148 | 10.08% | Q4 2022 | Feb 14, 2023 |
| Man Group plc | History | No change | 136,107 | 20 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q4 2022 | Feb 14, 2023 |
| Seneca Financial Advisors LLC | History | No change | 137,495 | 20 | 0.01% | 0.03% | 15 | 0 | 0.0% | Q4 2022 | Aug 27, 2025 |
| NORTHERN TRUST CORP | History | No change | 134,722 | 19 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q4 2022 | Feb 13, 2023 |
| GREENLEAF TRUST | History | No change | 130,000 | 19 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q4 2022 | Jan 25, 2023 |
| MACQUARIE GROUP LTD | History | No change | 70,000 | 10 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q4 2022 | Feb 21, 2023 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 62,413 | 9 | 0.0% | 0.0% | 19 | -9 | -0.01% | Q4 2022 | Feb 10, 2023 |
| TWO SIGMA INVESTMENTS, LP | History | New | 44,800 | 6 | 0.0% | — | 20 | +44,800 | New | Q4 2022 | Feb 14, 2023 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 44,102 | 6 | 0.0% | — | 21 | +44,102 | New | Q4 2022 | Feb 14, 2023 |
| Bank of New York Mellon Corp | History | No change | 40,297 | 5 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q4 2022 | Feb 14, 2023 |
| HBK Sorce Advisory LLC | History | Added to | 28,890 | 4 | 0.0% | 0.0% | 24 | +13,170 | 83.78% | Q4 2022 | Feb 09, 2023 |
| GROUP ONE TRADING, L.P. | History | Reduced | 30,176 | 4 | 0.0% | 0.0% | 23 | -12,593 | -29.44% | Q4 2022 | Feb 09, 2023 |
| BNP PARIBAS ARBITRAGE, SNC | History | Added to | 13,780 | 2 | 0.0% | 0.0% | 25 | +3,068 | 28.64% | Q4 2022 | Feb 14, 2023 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 10,695 | 1 | 0.0% | 0.0% | 28 | -44,902 | -80.76% | Q4 2022 | May 14, 2024 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 8,225 | 1 | 0.0% | 0.0% | 27 | -42,490 | -83.78% | Q4 2022 | Feb 13, 2023 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 12,163 | 1 | 0.0% | 0.0% | 29 | -27,000 | -68.94% | Q4 2022 | Feb 10, 2023 |
| JPMORGAN CHASE & CO | History | Reduced | 3,441 | 1 | 0.0% | 0.0% | 26 | -6,163 | -64.17% | Q4 2022 | Feb 13, 2023 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -837,899 | -100.0% | Q3 2022 | Nov 14, 2022 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -453,105 | -100.0% | Q3 2022 | Nov 14, 2022 |
| DIMENSIONAL FUND ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -77,795 | -100.0% | Q3 2022 | Nov 10, 2022 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -77,162 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -70,638 | -100.0% | Q3 2022 | Nov 14, 2022 |
| LMR Partners LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -41,124 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,489 | -100.0% | Q3 2022 | Jan 18, 2023 |
| BALYASNY ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,756 | -100.0% | Q3 2022 | Nov 15, 2022 |
| Tower Research Capital LLC (TRC) | History | Reduced | 99 | 0 | — | 0.0% | — | -18,747 | -99.47% | Q4 2022 | Feb 10, 2023 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,212 | -100.0% | Q3 2022 | Nov 07, 2022 |
| FEDERATED HERMES, INC. | History | Reduced | 6,221 | 0 | — | 0.0% | — | -6,512 | -51.14% | Q4 2022 | Feb 13, 2023 |
| TD Waterhouse Canada Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,212 | -100.0% | Q3 2022 | Nov 13, 2023 |
| SIMPLEX TRADING, LLC | History | Reduced | 40 | 0 | — | 0.0% | — | -4,881 | -99.19% | Q4 2022 | Feb 02, 2023 |
| CITIGROUP INC | History | Reduced | 4 | 0 | — | 0.0% | — | -1,910 | -99.79% | Q4 2022 | Feb 09, 2023 |
| ROYAL BANK OF CANADA | History | Reduced | 863 | 0 | — | — | — | -781 | -47.51% | Q4 2022 | Feb 14, 2023 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 3,500 | 0 | — | 0.0% | — | 0 | 0.0% | Q4 2022 | Jan 24, 2023 |