AUSPEX PHARMACEUTICALS INC - 05211J102
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| JENNISON ASSOCIATES LLC | History | Reduced | 275,278 | 6,130 | 0.01% | 0.01% | 1 | -24,722 | -8.24% | Q2 2014 | Aug 08, 2014 |
| BlackRock Fund Advisors | History | Reduced | 202,850 | 4,517 | 0.0% | 0.0% | 2 | -18,179 | -8.22% | Q2 2014 | Aug 06, 2014 |
| VANGUARD GROUP INC | History | Added to | 143,521 | 3,196 | 0.0% | 0.0% | 3 | +106,525 | 287.94% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 105,482 | 2,349 | 0.0% | 0.0% | 4 | +11,062 | 11.72% | Q2 2014 | Aug 06, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 43,400 | 967 | 0.0% | — | 5 | +43,400 | New | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 23,683 | 527 | 0.0% | 0.0% | 6 | +652 | 2.83% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | New | 17,916 | 399 | 0.0% | — | 7 | +17,916 | New | Q2 2014 | Jul 30, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 10,626 | 237 | 0.0% | 1.95% | 8 | +8,370 | 371.01% | Q2 2014 | Aug 06, 2014 |
| Nationwide Fund Advisors | History | Added to | 7,725 | 172 | 0.0% | 0.0% | 9 | +3,754 | 94.54% | Q2 2014 | Aug 11, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Added to | 6,700 | 149 | 0.0% | 0.0% | 10 | +200 | 3.08% | Q2 2014 | Jul 30, 2014 |
| Swiss National Bank | History | New | 6,000 | 134 | 0.0% | — | 11 | +6,000 | New | Q2 2014 | Aug 06, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 5,271 | 117 | 0.0% | — | 12 | +5,271 | New | Q2 2014 | Aug 08, 2014 |
| BlackRock Group LTD | History | New | 971 | 22 | 0.0% | — | 13 | +971 | New | Q2 2014 | Aug 06, 2014 |
| RidgeWorth Capital Management LLC | History | New | 687 | 15 | 0.0% | — | 14 | +687 | New | Q2 2014 | Jul 31, 2014 |
| BlackRock Japan Co. Ltd | History | New | 298 | 7 | 0.0% | — | 15 | +298 | New | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | New | 242 | 5 | 0.0% | — | 16 | +242 | New | Q2 2014 | Aug 05, 2014 |
| MYCIO WEALTH PARTNERS, LLC | History | New | 210 | 5 | 0.0% | — | 17 | +210 | New | Q2 2014 | Aug 11, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 90 | 2 | 0.0% | — | 18 | +90 | New | Q2 2014 | Aug 08, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,169,900 | -100.0% | Q1 2014 | May 15, 2014 |
| DEERFIELD MANAGEMENT CO | History | Closed out | 0 | 0 | — | 2.5% | — | -1,988,990 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -898,157 | -100.0% | Q1 2014 | May 15, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -492,500 | -100.0% | Q1 2014 | May 13, 2014 |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.63% | — | -401,733 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -379,624 | -100.0% | Q1 2014 | May 14, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.12% | — | -233,625 | -100.0% | Q1 2014 | May 15, 2014 |
| WALL STREET ASSOCIATES | History | Closed out | 0 | 0 | — | 0.57% | — | -225,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -186,340 | -100.0% | Q1 2014 | May 14, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -164,438 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -104,210 | -100.0% | Q1 2014 | May 15, 2014 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -102,552 | -100.0% | Q1 2014 | May 15, 2014 |
| Cormorant Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.71% | — | -100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | History | Closed out | 0 | 0 | — | 0.27% | — | -79,700 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -77,199 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -77,075 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -74,377 | -100.0% | Q1 2014 | May 13, 2014 |
| EMERALD MUTUAL FUND ADVISERS TRUST | History | Closed out | 0 | 0 | — | 0.17% | — | -58,630 | -100.0% | Q1 2014 | Apr 30, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.01% | — | -43,400 | -100.0% | Q1 2014 | May 05, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -42,296 | -100.0% | Q1 2014 | May 14, 2014 |
| EMERALD ADVISERS INC/PA | History | Closed out | 0 | 0 | — | 0.07% | — | -41,390 | -100.0% | Q1 2014 | Apr 30, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -32,365 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,034 | -100.0% | Q1 2014 | May 13, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -29,681 | -100.0% | Q1 2014 | May 15, 2014 |
| Independence Capital Asset Partners, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -28,499 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -14,600 | -100.0% | Q1 2014 | May 08, 2014 |
| Hatteras Alternative Mutual Funds, LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -13,317 | -100.0% | Q1 2014 | May 09, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,470 | -100.0% | Q1 2014 | May 13, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Closed out | 0 | 0 | — | 0.0% | — | -9,745 | -100.0% | Q1 2014 | May 05, 2014 |
| NJ State Employees Deferred Compensation Plan | History | Closed out | 0 | 0 | — | 0.04% | — | -6,600 | -100.0% | Q1 2014 | May 05, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -4,000 | -100.0% | Q1 2014 | Apr 11, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,640 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,000 | -100.0% | Q1 2014 | May 02, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,446 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -689 | -100.0% | Q1 2014 | May 16, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -223 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -220 | -100.0% | Q1 2014 | May 15, 2014 |
| BlackRock Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -218 | -100.0% | Q1 2014 | May 02, 2014 |