AUSPEX PHARMACEUTICALS INC - 05211J102
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FMR LLC | History | No change | 2,169,900 | 66,746 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEERFIELD MANAGEMENT CO | History | No change | 1,988,990 | 61,181 | 2.5% | 2.5% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 898,157 | 27,627 | 0.08% | 0.08% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FRANKLIN RESOURCES INC | History | No change | 492,500 | 15,149 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | History | No change | 401,733 | 12,353 | 0.63% | 0.63% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 379,624 | 11,676 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Visium Asset Management, LP | History | No change | 233,625 | 7,187 | 0.12% | 0.12% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WALL STREET ASSOCIATES | History | No change | 225,000 | 6,921 | 0.57% | 0.57% | 8 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| JENNISON ASSOCIATES LLC | History | Reduced | 275,278 | 6,130 | 0.01% | 0.01% | 9 | -24,722 | -8.24% | Q2 2014 | Aug 08, 2014 |
| Bank of New York Mellon Corp | History | No change | 186,340 | 5,732 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PUTNAM INVESTMENTS LLC | History | No change | 164,438 | 5,058 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Fund Advisors | History | Reduced | 202,850 | 4,517 | 0.0% | 0.0% | 12 | -18,179 | -8.22% | Q2 2014 | Aug 06, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | No change | 104,210 | 3,205 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| VANGUARD GROUP INC | History | Added to | 143,521 | 3,196 | 0.0% | 0.0% | 14 | +106,525 | 287.94% | Q2 2014 | Aug 11, 2014 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | No change | 102,552 | 3,154 | 0.1% | 0.1% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Cormorant Asset Management, LLC | History | No change | 100,000 | 3,076 | 0.71% | 0.71% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | No change | 77,199 | 2,373 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | No change | 77,075 | 2,371 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 105,482 | 2,349 | 0.0% | 0.0% | 19 | +11,062 | 11.72% | Q2 2014 | Aug 06, 2014 |
| MORGAN STANLEY | History | No change | 74,377 | 2,288 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| State of New Jersey Common Pension Fund A | History | No change | 43,400 | 1,335 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 42,296 | 1,301 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | No change | 32,365 | 996 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 43,400 | 967 | 0.0% | — | 24 | +43,400 | New | Q2 2014 | Aug 11, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 30,034 | 924 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| GRT CAPITAL PARTNERS LLC | History | No change | 29,681 | 913 | 0.11% | 0.11% | 26 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Independence Capital Asset Partners, LLC | History | No change | 28,499 | 877 | 0.15% | 0.15% | 27 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 23,683 | 527 | 0.0% | 0.0% | 28 | +652 | 2.83% | Q2 2014 | Aug 06, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 14,600 | 449 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| Hatteras Alternative Mutual Funds, LLC | History | No change | 13,317 | 410 | 0.2% | 0.2% | 30 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | New | 17,916 | 399 | 0.0% | — | 31 | +17,916 | New | Q2 2014 | Jul 30, 2014 |
| TEACHERS ADVISORS INC | History | No change | 11,470 | 353 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 10,626 | 237 | 0.0% | 0.0% | 33 | +8,370 | 371.01% | Q2 2014 | Aug 06, 2014 |
| Nationwide Fund Advisors | History | Added to | 7,725 | 172 | 0.0% | 0.0% | 34 | +3,754 | 94.54% | Q2 2014 | Aug 11, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Added to | 6,700 | 149 | 0.0% | 0.0% | 35 | +200 | 3.08% | Q2 2014 | Jul 30, 2014 |
| Swiss National Bank | History | New | 6,000 | 134 | 0.0% | — | 36 | +6,000 | New | Q2 2014 | Aug 06, 2014 |
| Creative Planning | History | No change | 4,000 | 123 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 5,271 | 117 | 0.0% | — | 38 | +5,271 | New | Q2 2014 | Aug 08, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 2,640 | 81 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | No change | 2,000 | 62 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| CITIGROUP INC | History | No change | 1,446 | 44 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Group LTD | History | New | 971 | 22 | 0.0% | — | 42 | +971 | New | Q2 2014 | Aug 06, 2014 |
| UBS AG | History | No change | 689 | 21 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| RidgeWorth Capital Management LLC | History | New | 687 | 15 | 0.0% | — | 45 | +687 | New | Q2 2014 | Jul 31, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 500 | 15 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Japan Co. Ltd | History | New | 298 | 7 | 0.0% | — | 48 | +298 | New | Q2 2014 | Aug 06, 2014 |
| BARCLAYS PLC | History | No change | 220 | 7 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | No change | 223 | 7 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | New | 242 | 5 | 0.0% | — | 49 | +242 | New | Q2 2014 | Aug 05, 2014 |
| MYCIO WEALTH PARTNERS, LLC | History | New | 210 | 5 | 0.0% | — | 50 | +210 | New | Q2 2014 | Aug 11, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 90 | 2 | 0.0% | — | 51 | +90 | New | Q2 2014 | Aug 08, 2014 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | History | Closed out | 0 | 0 | — | 0.27% | — | -79,700 | -100.0% | Q2 2014 | Aug 08, 2014 |
| EMERALD MUTUAL FUND ADVISERS TRUST | History | Closed out | 0 | 0 | — | 0.17% | — | -58,630 | -100.0% | Q2 2014 | Jul 17, 2014 |
| EMERALD ADVISERS INC/PA | History | Closed out | 0 | 0 | — | 0.07% | — | -41,390 | -100.0% | Q2 2014 | Jul 17, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Closed out | 0 | 0 | — | 0.0% | — | -9,745 | -100.0% | Q2 2014 | Jul 31, 2014 |
| NJ State Employees Deferred Compensation Plan | History | Closed out | 0 | 0 | — | 0.04% | — | -6,600 | -100.0% | Q2 2014 | Aug 11, 2014 |
| BlackRock Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -218 | -100.0% | Q2 2014 | Aug 06, 2014 |