BARCLAYS BANK PLC - 06740C337
Detailed investor-level table based on 13F positions.
Early Q2 2020 data: only 5 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ATWOOD & PALMER INC | History | Reduced | 224,521 | 33,523 | 8.94% | 10.87% | 1 | -90,440 | -28.71% | Q2 2014 | Aug 11, 2014 |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC | History | Added to | 70,494 | 10,525 | 1.12% | 1.16% | 2 | +656 | 0.94% | Q2 2014 | Jul 28, 2014 |
| Legacy Private Trust Co. | History | Reduced | 55,737 | 8,322 | 1.29% | 3.54% | 3 | -81,962 | -59.52% | Q2 2014 | Jul 18, 2014 |
| Private Advisor Group, LLC | History | Added to | 38,811 | 5,795 | 0.5% | 0.49% | 4 | +7,355 | 23.38% | Q2 2014 | Aug 08, 2014 |
| LPL Financial LLC | History | Reduced | 35,589 | 5,314 | 0.03% | 0.03% | 5 | -1,335 | -3.62% | Q2 2014 | Aug 05, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 18,013 | 2,690 | 0.03% | 0.04% | 6 | -79 | -0.44% | Q2 2014 | Jul 23, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 15,459 | 2,308 | 0.01% | 0.01% | 7 | -3,825 | -19.84% | Q2 2014 | Aug 08, 2014 |
| Stratos Wealth Partners, LTD. | History | New | 14,114 | 2,107 | 0.7% | — | 8 | +14,114 | New | Q2 2014 | Jul 17, 2014 |
| FIRST CITIZENS BANCORPORATION INC | History | Added to | 5,733 | 856 | 0.65% | 0.62% | 9 | +470 | 8.93% | Q2 2014 | Jul 16, 2014 |
| MUFG Americas Holdings Corp | History | Added to | 3,725 | 556 | 0.02% | 0.02% | 10 | +75 | 2.05% | Q2 2014 | Aug 05, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 2,518 | 376 | 0.13% | 0.12% | 11 | +441 | 21.23% | Q2 2014 | Aug 04, 2014 |
| PRIVATE TRUST CO NA | History | Reduced | 373 | 56 | 0.02% | 0.03% | 12 | -105 | -21.97% | Q2 2014 | Jul 22, 2014 |
| Regal Investment Advisors LLC | History | No change | 314 | 46 | 0.02% | 0.02% | 13 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 297 | 44 | 0.0% | — | 14 | +297 | New | Q2 2014 | Aug 05, 2014 |
| SMITHFIELD TRUST CO | History | No change | 75 | 11 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| SeaBridge Investment Advisors LLC | History | No change | 71 | 11 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| MetLife Securities, Inc | History | Reduced | 29 | 4 | 0.0% | 0.0% | 17 | -17 | -36.96% | Q2 2014 | Aug 04, 2014 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 2.46% | — | -684,514 | -100.0% | Q1 2014 | May 06, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.05% | — | -372,945 | -100.0% | Q1 2014 | May 16, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -229,402 | -100.0% | Q1 2014 | May 15, 2014 |
| Mitsubishi UFJ Trust & Banking Corp | History | Closed out | 0 | 0 | — | 0.03% | — | -73,400 | -100.0% | Q1 2014 | May 13, 2014 |
| Fiera Capital Corp | History | Closed out | 0 | 0 | — | 0.06% | — | -49,745 | -100.0% | Q1 2014 | Apr 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.07% | — | -47,406 | -100.0% | Q1 2014 | May 15, 2014 |
| Good Harbor Financial, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -38,371 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,997 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,000 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -15,903 | -100.0% | Q1 2014 | May 15, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -14,055 | -100.0% | Q1 2014 | May 09, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,134 | -100.0% | Q1 2014 | May 14, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.16% | — | -5,311 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -3,800 | -100.0% | Q1 2014 | May 22, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,349 | -100.0% | Q1 2014 | May 13, 2014 |
| COMMERCE BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -2,250 | -100.0% | Q1 2014 | May 09, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,155 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -103 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -68 | -100.0% | Q1 2014 | May 15, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -54 | -100.0% | Q1 2014 | May 15, 2014 |