BARCLAYS BK PLC IPATH SP500 VIX - 06742E711
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Virtu Financial LLC | History | New | 1,058,043 | 30,260 | 3.96% | — | 1 | +1,058,043 | New | Q2 2014 | Jul 15, 2014 |
| Quantitative Investment Management, LLC | History | New | 504,500 | 14,428 | 2.58% | — | 2 | +504,500 | New | Q2 2014 | Aug 08, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | New | 381,900 | 10,922 | 0.19% | — | 3 | +381,900 | New | Q2 2014 | Aug 07, 2014 |
| STRS OHIO | History | No change | 266,250 | 7,615 | 0.03% | 0.05% | 4 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| Guild Investment Management, Inc. | History | New | 187,500 | 5,363 | 4.79% | — | 5 | +187,500 | New | Q2 2014 | Aug 01, 2014 |
| ARGENTIERE CAPITAL | History | New | 130,000 | 3,718 | 1.69% | — | 6 | +130,000 | New | Q2 2014 | Jul 14, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 94,574 | 2,705 | 0.0% | 0.0% | 7 | +80,275 | 561.4% | Q2 2014 | Aug 11, 2014 |
| Bedell Investment Counselling | History | Added to | 86,425 | 2,472 | 1.25% | 1.94% | 8 | +4,200 | 5.11% | Q2 2014 | Jul 24, 2014 |
| LPL Financial LLC | History | Added to | 54,651 | 1,563 | 0.01% | 0.01% | 9 | +17,125 | 45.64% | Q2 2014 | Aug 05, 2014 |
| Altus Capital Inc. | History | Added to | 53,000 | 1,516 | 2.33% | 2.82% | 10 | +750 | 1.44% | Q2 2014 | Jul 29, 2014 |
| CI INVESTMENTS INC. | History | New | 50,000 | 1,430 | 0.01% | — | 11 | +50,000 | New | Q2 2014 | Aug 01, 2014 |
| Clark Capital Management Group, Inc. | History | New | 38,074 | 1,089 | 0.09% | — | 12 | +38,074 | New | Q2 2014 | Aug 04, 2014 |
| Psagot Investment House Ltd. | History | New | 32,600 | 932 | 0.03% | — | 13 | +32,600 | New | Q2 2014 | Aug 06, 2014 |
| CADENCE CAPITAL MANAGEMENT LLC | History | Added to | 30,590 | 875 | 0.04% | 0.04% | 14 | +10,550 | 52.64% | Q2 2014 | Jul 23, 2014 |
| BlackRock Group LTD | History | Added to | 23,000 | 658 | 0.0% | 0.0% | 15 | +11,500 | 100.0% | Q2 2014 | Aug 06, 2014 |
| TradeLink Global Equity LLC | History | New | 19,500 | 558 | 0.51% | — | 16 | +19,500 | New | Q2 2014 | Jul 31, 2014 |
| Boston Partners | History | New | 16,300 | 466 | 0.0% | — | 17 | +16,300 | New | Q2 2014 | Aug 08, 2014 |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | History | New | 15,201 | 435 | 0.29% | — | 18 | +15,201 | New | Q2 2014 | Jul 15, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 13,869 | 397 | 0.0% | 0.01% | 19 | -1,806 | -11.52% | Q2 2014 | Jul 23, 2014 |
| MAPLE SECURITIES USA INC | History | Added to | 13,485 | 386 | 0.04% | 0.02% | 20 | +7,439 | 123.04% | Q2 2014 | Aug 06, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Reduced | 12,761 | 365 | 0.13% | 0.24% | 21 | -2,237 | -14.92% | Q2 2014 | Aug 04, 2014 |
| Legacy Capital Partners, Inc. | History | Reduced | 10,171 | 291 | 0.19% | 0.39% | 22 | -2,777 | -21.45% | Q2 2014 | Aug 11, 2014 |
| Airain ltd | History | New | 7,600 | 217 | 0.02% | — | 23 | +7,600 | New | Q2 2014 | Aug 05, 2014 |
| Geduld E E | History | New | 7,500 | 215 | 0.13% | — | 24 | +7,500 | New | Q2 2014 | Aug 04, 2014 |
| RidgeWorth Capital Management LLC | History | New | 6,250 | 179 | 0.0% | — | 25 | +6,250 | New | Q2 2014 | Jul 31, 2014 |
| Wunderlich Securities, Inc. | History | No change | 3,900 | 111 | 0.07% | 0.12% | 26 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 3,136 | 89 | 0.0% | 0.0% | 27 | +960 | 44.12% | Q2 2014 | Aug 08, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 625 | 18 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| MACROVIEW INVESTMENT MANAGEMENT LLC | History | New | 500 | 14 | 0.02% | — | 30 | +500 | New | Q2 2014 | Jul 29, 2014 |
| SALZHAUER MICHAEL | History | No change | 47,100 | 14 | 0.01% | 0.07% | 29 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Financial Architects, Inc | History | New | 2,200 | 10 | 0.0% | — | 31 | +2,200 | New | Q2 2014 | Aug 06, 2014 |
| Sandy Spring Bank | History | No change | 250 | 7 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| MetLife Securities, Inc | History | Reduced | 195 | 6 | 0.0% | 0.01% | 33 | -1,060 | -84.46% | Q2 2014 | Aug 04, 2014 |
| Regal Investment Advisors LLC | History | No change | 212 | 6 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| DAVIDSON D A & CO | History | New | 200 | 5 | 0.0% | — | 35 | +200 | New | Q2 2014 | Jul 29, 2014 |
| Edge Wealth Management LLC | History | No change | 189 | 5 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Horrell Capital Management, Inc. | History | New | 125 | 4 | 0.0% | — | 39 | +125 | New | Q2 2014 | Jul 29, 2014 |
| JAMES INVESTMENT RESEARCH INC | History | No change | 141 | 4 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 125 | 4 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Clarkston Capital Partners LLC | History | New | 128 | 3 | 0.0% | — | 40 | +128 | New | Q2 2014 | Jul 16, 2014 |
| HABERER REGISTERED INVESTMENT ADVISOR INC | History | No change | 68 | 2 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | Reduced | 42 | 1 | 0.0% | 0.0% | 42 | -482 | -91.98% | Q2 2014 | Aug 08, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 2.09% | — | -43,975,991 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.58% | — | -29,728,647 | -100.0% | Q1 2014 | May 14, 2014 |
| Eton Park Capital Management, L.P. | History | Closed out | 0 | 0 | — | 9.14% | — | -12,750,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.16% | — | -11,472,284 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.46% | — | -10,632,125 | -100.0% | Q1 2014 | May 15, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 2.58% | — | -10,444,225 | -100.0% | Q1 2014 | May 15, 2014 |
| LONE PINE CAPITAL LLC | History | Closed out | 0 | 0 | — | 1.83% | — | -9,990,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.15% | — | -9,601,741 | -100.0% | Q1 2014 | May 15, 2014 |
| Laurion Capital Management LP | History | Closed out | 0 | 0 | — | 9.29% | — | -6,000,000 | -100.0% | Q1 2014 | May 13, 2014 |
| HIGHFIELDS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 1.41% | — | -4,000,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | Closed out | 0 | 0 | — | 1.9% | — | -3,598,600 | -100.0% | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 1.28% | — | -2,742,832 | -100.0% | Q1 2014 | May 15, 2014 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 1.28% | — | -2,374,600 | -100.0% | Q1 2014 | Apr 17, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,284,771 | -100.0% | Q1 2014 | May 14, 2014 |
| Ionic Capital Management LLC | History | Closed out | 0 | 0 | — | 3.39% | — | -2,277,842 | -100.0% | Q1 2014 | May 15, 2014 |
| QFR Capital Management, L.P. | History | Closed out | 0 | 0 | — | 37.97% | — | -2,100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.15% | — | -1,533,784 | -100.0% | Q1 2014 | May 13, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.85% | — | -1,404,950 | -100.0% | Q1 2014 | May 15, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 1.11% | — | -1,296,100 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.04% | — | -1,125,330 | -100.0% | Q1 2014 | May 16, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.03% | — | -1,112,159 | -100.0% | Q1 2014 | May 15, 2014 |
| HAP Trading, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,000,000 | -100.0% | Q1 2014 | May 12, 2014 |
| BHR Capital LLC | History | Closed out | 0 | 0 | — | 3.55% | — | -1,000,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Overland Advisors, LLC | History | Closed out | 0 | 0 | — | 1.28% | — | -750,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.28% | — | -690,150 | -100.0% | Q1 2014 | May 16, 2014 |
| JD CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 5.37% | — | -654,872 | -100.0% | Q1 2014 | May 15, 2014 |
| MKP Capital Management, L.L.C. | History | Closed out | 0 | 0 | — | 61.65% | — | -615,609 | -100.0% | Q1 2014 | May 15, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.05% | — | -520,625 | -100.0% | Q1 2014 | May 14, 2014 |
| Saba Capital Management, L.P. | History | Closed out | 0 | 0 | — | 1.19% | — | -500,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SOROS FUND MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -450,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Bluefin Trading, LLC | History | Closed out | 0 | 0 | — | 1.24% | — | -410,829 | -100.0% | Q1 2014 | May 15, 2014 |
| CAXTON ASSOCIATES LP | History | Closed out | 0 | 0 | — | 0.97% | — | -375,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.08% | — | -351,924 | -100.0% | Q1 2014 | May 13, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.43% | — | -277,515 | -100.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -220,779 | -100.0% | Q1 2014 | May 13, 2014 |
| Pine River Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.13% | — | -200,000 | -100.0% | Q1 2014 | May 15, 2014 |
| RABOBANK NEDERLAND /FI | History | Closed out | 0 | 0 | — | 7.35% | — | -187,737 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.05% | — | -138,000 | -100.0% | Q1 2014 | May 19, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -116,359 | -100.0% | Q1 2014 | May 15, 2014 |
| LINDEN ADVISORS LP | History | Closed out | 0 | 0 | — | 1.12% | — | -104,100 | -100.0% | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.07% | — | -97,500 | -100.0% | Q1 2014 | May 15, 2014 |
| DRW Securities, LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -95,100 | -100.0% | Q1 2014 | May 16, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.02% | — | -90,660 | -100.0% | Q1 2014 | May 14, 2014 |
| MCGLINN CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 7.91% | — | -90,000 | -100.0% | Q1 2014 | May 09, 2014 |
| COLUMBUS CIRCLE INVESTORS | History | Closed out | 0 | 0 | — | 0.02% | — | -72,382 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Alpine Partners VI, LLC | History | Closed out | 0 | 0 | — | 2.54% | — | -70,175 | -100.0% | Q1 2014 | May 15, 2014 |
| VSR Financial Services, Inc. | History | Closed out | 0 | 0 | — | 0.4% | — | -68,000 | -100.0% | Q1 2014 | May 05, 2014 |
| QCM Cayman, Ltd. | History | Closed out | 0 | 0 | — | 0.61% | — | -65,112 | -100.0% | Q1 2014 | May 14, 2014 |
| J. Goldman & Co LP | History | Closed out | 0 | 0 | — | 0.19% | — | -60,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Healthcare Value Capital, LLC | History | Closed out | 0 | 0 | — | 1.38% | — | -50,000 | -100.0% | Q1 2014 | May 13, 2014 |
| CMT Asset Management Ltd | History | Closed out | 0 | 0 | — | 0.23% | — | -42,862 | -100.0% | Q1 2014 | May 15, 2014 |
| MOORE CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.04% | — | -42,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Schonfeld Group Holdings LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -30,000 | -100.0% | Q1 2014 | May 15, 2014 |
| LionEye Capital Management LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -30,000 | -100.0% | Q1 2014 | May 15, 2014 |
| D. SCOTT NEAL, INC. | History | Closed out | 0 | 0 | — | 0.85% | — | -24,030 | -100.0% | Q1 2014 | Apr 04, 2014 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.02% | — | -20,457 | -100.0% | Q1 2014 | May 06, 2014 |
| MURPHY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.14% | — | -19,400 | -100.0% | Q1 2014 | Apr 25, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -18,360 | -100.0% | Q1 2014 | May 15, 2014 |
| CMT TRADING LLC | History | Closed out | 0 | 0 | — | 2.45% | — | -17,852 | -100.0% | Q1 2014 | May 15, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,840 | -100.0% | Q1 2014 | May 14, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,614 | -100.0% | Q1 2014 | May 12, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -15,452 | -100.0% | Q1 2014 | May 15, 2014 |
| AUGUSTINE ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.44% | — | -15,011 | -100.0% | Q1 2014 | May 02, 2014 |
| Alpha Cubed Investments, LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -14,380 | -100.0% | Q1 2014 | Apr 11, 2014 |
| PANTHERA INVESTMENT GmbH | History | Closed out | 0 | 0 | — | 0.49% | — | -14,200 | -100.0% | Q1 2014 | May 15, 2014 |
| Arbiter Partners Capital Management LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -13,300 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,600 | -100.0% | Q1 2014 | May 15, 2014 |
| BASSO CAPITAL MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.03% | — | -10,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -8,950 | -100.0% | Q1 2014 | May 12, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,661 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,593 | -100.0% | Q1 2014 | May 15, 2014 |
| Catalyst Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -8,000 | -100.0% | Q1 2014 | May 12, 2014 |
| GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,695 | -100.0% | Q1 2014 | May 05, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,495 | -100.0% | Q1 2014 | May 15, 2014 |
| SCOTIA CAPITAL INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -7,000 | -100.0% | Q1 2014 | May 14, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -6,250 | -100.0% | Q1 2014 | May 15, 2014 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -5,461 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -4,126 | -100.0% | Q1 2014 | Apr 11, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -4,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Teewinot Capital Advisers, L.L.C. | History | Closed out | 0 | 0 | — | 0.02% | — | -2,500 | -100.0% | Q1 2014 | May 15, 2014 |
| BlueMountain Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,650 | -100.0% | Q1 2014 | May 02, 2014 |
| Transamerica Financial Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,250 | -100.0% | Q1 2014 | Apr 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -1,246 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST NEW YORK SECURITIES LLC /NY | History | Closed out | 0 | 0 | — | 0.02% | — | -1,125 | -100.0% | Q1 2014 | May 15, 2014 |
| JBF Capital, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,000 | -100.0% | Q1 2014 | May 08, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -955 | -100.0% | Q1 2014 | May 15, 2014 |
| New Harbor Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -500 | -100.0% | Q1 2014 | May 12, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -434 | -100.0% | Q1 2014 | May 13, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -380 | -100.0% | Q1 2014 | Apr 24, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -350 | -100.0% | Q1 2014 | May 14, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.0% | — | -291 | -100.0% | Q1 2014 | May 15, 2014 |
| Hudock Moyer Wealth Resources, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -250 | -100.0% | Q1 2014 | May 15, 2014 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -130 | -100.0% | Q1 2014 | May 12, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -46 | -100.0% | Q1 2014 | May 14, 2014 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18 | -100.0% | Q1 2014 | May 14, 2014 |