*BIOTA PHARMACEUTIALS INC - 090694100
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BLACKROCK ADVISORS LLC | History | Reduced | 708,694 | 2,020 | 0.0% | 122.73% | 1 | -1,000 | -0.14% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 396,217 | 1,129 | 0.0% | 0.0% | 2 | +101,906 | 34.63% | Q2 2014 | Aug 06, 2014 |
| GABELLI SECURITIES, INC. | History | Added to | 360,668 | 1,028 | 0.22% | 0.52% | 3 | +48,600 | 15.57% | Q2 2014 | Aug 06, 2014 |
| VANGUARD GROUP INC | History | Added to | 179,977 | 513 | 0.0% | 0.0% | 4 | +75,757 | 72.69% | Q2 2014 | Aug 11, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 169,888 | 484 | 0.0% | 0.0% | 5 | -1,401 | -0.82% | Q2 2014 | Aug 08, 2014 |
| BlackRock Group LTD | History | No change | 158,400 | 451 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BlackRock Inc. | History | No change | 132,900 | 379 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BAILARD, INC. | History | No change | 115,000 | 328 | 0.05% | 0.11% | 8 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| BlackRock Fund Advisors | History | Added to | 92,107 | 263 | 0.0% | 0.0% | 9 | +700 | 0.77% | Q2 2014 | Aug 06, 2014 |
| TFS CAPITAL LLC | History | Reduced | 68,964 | 197 | 0.02% | 0.1% | 10 | -170,104 | -71.15% | Q2 2014 | Jul 21, 2014 |
| WELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST | History | New | 48,280 | 137 | 0.0% | — | 11 | +48,280 | New | Q2 2014 | Jul 23, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | No change | 26,016 | 75 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 24,700 | 70 | 0.0% | 0.01% | 13 | +6,600 | 36.46% | Q2 2014 | Aug 08, 2014 |
| GABELLI FUNDS LLC | History | Added to | 22,761 | 65 | 0.0% | 0.0% | 14 | +1,400 | 6.55% | Q2 2014 | Aug 06, 2014 |
| Quotient Investors, LLC | History | New | 17,100 | 49 | 0.01% | — | 15 | +17,100 | New | Q2 2014 | Jul 18, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 11,841 | 33 | 0.0% | 0.0% | 16 | -42,247 | -78.11% | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | New | 5,592 | 16 | 0.0% | — | 17 | +5,592 | New | Q2 2014 | Aug 06, 2014 |
| Nationwide Fund Advisors | History | New | 2,100 | 6 | 0.0% | — | 18 | +2,100 | New | Q2 2014 | Aug 11, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,498,382 | -100.0% | Q1 2014 | May 15, 2014 |
| HealthCor Management, L.P. | History | Closed out | 0 | 0 | — | 0.42% | — | -1,150,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BAKER BROS. ADVISORS LP | History | Closed out | 0 | 0 | — | 0.09% | — | -1,106,910 | -100.0% | Q1 2014 | May 15, 2014 |
| DAFNA Capital Management LLC | History | Closed out | 0 | 0 | — | 3.83% | — | -729,781 | -100.0% | Q1 2014 | May 15, 2014 |
| Broadfin Capital, LLC | History | Closed out | 0 | 0 | — | 0.38% | — | -636,700 | -100.0% | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.06% | — | -600,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BVF INC/IL | History | Closed out | 0 | 0 | — | 0.41% | — | -435,900 | -100.0% | Q1 2014 | May 15, 2014 |
| PERCEPTIVE ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -415,000 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -320,905 | -100.0% | Q1 2014 | May 14, 2014 |
| Healthcare Value Capital, LLC | History | Closed out | 0 | 0 | — | 0.98% | — | -245,507 | -100.0% | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -173,404 | -100.0% | Q1 2014 | May 13, 2014 |
| 683 Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.41% | — | -172,282 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -167,338 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -159,893 | -100.0% | Q1 2014 | May 14, 2014 |
| TOWERVIEW LLC | History | Closed out | 0 | 0 | — | 0.39% | — | -140,000 | -100.0% | Q1 2014 | Apr 25, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -135,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -119,699 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -119,580 | -100.0% | Q1 2014 | May 14, 2014 |
| Dominick & Dominick LLC | History | Closed out | 0 | 0 | — | 0.26% | — | -88,089 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -84,223 | -100.0% | Q1 2014 | May 16, 2014 |
| BOGLE INVESTMENT MANAGEMENT L P /DE/ | History | Closed out | 0 | 0 | — | 0.03% | — | -76,770 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.63% | — | -71,749 | -100.0% | Q1 2014 | Aug 08, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -69,808 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -67,150 | -100.0% | Q1 2014 | May 14, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -60,502 | -100.0% | Q1 2014 | May 15, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -59,911 | -100.0% | Q1 2014 | May 15, 2014 |
| Spark Investment Management LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -43,800 | -100.0% | Q1 2014 | May 13, 2014 |
| BlueCrest Capital Management LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -40,700 | -100.0% | Q1 2014 | May 15, 2014 |
| SOROS FUND MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -39,500 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -39,134 | -100.0% | Q1 2014 | May 15, 2014 |
| LMR Partners LLP | History | Closed out | 0 | 0 | — | 0.03% | — | -29,919 | -100.0% | Q1 2014 | Apr 25, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -28,473 | -100.0% | Q1 2014 | May 15, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -19,200 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -16,420 | -100.0% | Q1 2014 | May 15, 2014 |
| NATIXIS | History | Closed out | 0 | 0 | — | 0.0% | — | -15,700 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,231 | -100.0% | Q1 2014 | May 16, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -13,322 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -12,055 | -100.0% | Q1 2014 | May 14, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,800 | -100.0% | Q1 2014 | May 07, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -2,836 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,567 | -100.0% | Q1 2014 | May 02, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -166 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -103 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | — | — | -64 | -100.0% | Q1 2014 | May 13, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |