BLACKROCK DEFINED OPPRTY CR - 09255Q105
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 513,384 | 7,075 | 0.0% | 0.0% | 1 | +61,589 | 13.63% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 282,129 | 3,888 | 0.0% | 53.3% | 2 | +22,485 | 8.66% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 256,015 | 3,528 | 0.0% | 0.0% | 3 | +16,369 | 6.83% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Reduced | 139,530 | 1,923 | 0.0% | 0.0% | 4 | -48,959 | -25.97% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Added to | 84,871 | 1,170 | 0.0% | 0.0% | 5 | +24,853 | 41.41% | Q1 2014 | May 16, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Added to | 65,583 | 904 | 0.01% | 0.01% | 6 | +5,392 | 8.96% | Q1 2014 | May 09, 2014 |
| CREDIT SUISSE AG/ | History | No change | 46,400 | 639 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Shaker Financial Services, LLC | History | Reduced | 45,261 | 624 | 0.41% | 0.64% | 8 | -22,169 | -32.88% | Q1 2014 | May 07, 2014 |
| ROYAL BANK OF CANADA | History | Reduced | 41,533 | 572 | 0.0% | 0.0% | 9 | -316 | -0.76% | Q1 2014 | May 15, 2014 |
| Beta Wealth Group, Inc. | History | Reduced | 24,500 | 338 | 3.94% | 4.51% | 10 | -1,632 | -6.25% | Q1 2014 | May 06, 2014 |
| Horizon Kinetics LLC | History | Reduced | 22,469 | 310 | 0.0% | 0.0% | 11 | -1,413 | -5.92% | Q1 2014 | May 14, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 11,576 | 160 | 0.0% | 0.0% | 12 | -1,504 | -11.5% | Q1 2014 | May 12, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 6,750 | 93 | 0.0% | 0.0% | 13 | +5,000 | 285.71% | Q1 2014 | May 12, 2014 |
| CITIGROUP INC | History | Added to | 1,585 | 22 | 0.0% | — | 15 | +1,558 | 5770.37% | Q1 2014 | May 15, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 1,600 | 22 | 0.0% | 0.0% | 14 | -1,500 | -48.39% | Q1 2014 | May 09, 2014 |
| Tower Research Capital LLC | History | Reduced | 200 | 3 | 0.0% | 0.0% | 16 | -400 | -66.67% | Q1 2014 | May 02, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,442 | -100.0% | Q4 2013 | Feb 13, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,260 | -100.0% | Q4 2013 | Feb 13, 2014 |