BLACKROCK DEFINED OPPRTY CR - 09255Q105
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 513,384 | 7,075 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 282,129 | 3,888 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 256,015 | 3,528 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | No change | 139,530 | 1,923 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 84,871 | 1,170 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Added to | 77,018 | 1,075 | 0.02% | 0.01% | 6 | +11,435 | 17.44% | Q2 2014 | Aug 08, 2014 |
| CREDIT SUISSE AG/ | History | No change | 46,400 | 648 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| ROYAL BANK OF CANADA | History | No change | 41,533 | 572 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Beta Wealth Group, Inc. | History | No change | 24,500 | 338 | 3.94% | 3.94% | 9 | 0 | 0.0% | Q1 2014 | May 06, 2014 |
| Horizon Kinetics LLC | History | No change | 22,469 | 310 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 6,750 | 94 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| CITIGROUP INC | History | No change | 1,585 | 22 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | No change | 200 | 3 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.41% | — | -45,261 | -100.0% | Q2 2014 | Aug 04, 2014 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,576 | -100.0% | Q2 2014 | Aug 11, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,600 | -100.0% | Q2 2014 | Aug 08, 2014 |