BROCADE COMMUNICATIONS SYS I - 111621306
Detailed investor-level table based on 13F positions.
Early Q3 2017 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Boston Partners | History | Reduced | 37,388,766 | 343,977 | 0.58% | 0.87% | 1 | -7,585,831 | -16.87% | Q2 2014 | Aug 08, 2014 |
| VANGUARD GROUP INC | History | Reduced | 26,611,199 | 244,823 | 0.02% | 0.02% | 2 | -28,848 | -0.11% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 10,750,913 | 98,908 | 0.02% | 0.02% | 3 | -795,227 | -6.89% | Q2 2014 | Aug 06, 2014 |
| LSV ASSET MANAGEMENT | History | Added to | 8,524,099 | 78,421 | 0.17% | 0.17% | 4 | +1,506,200 | 21.46% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 6,733,859 | 61,952 | 0.04% | 0.05% | 5 | -56,754 | -0.84% | Q2 2014 | Aug 08, 2014 |
| ROYCE & ASSOCIATES LLC | History | Added to | 6,077,307 | 55,911 | 0.17% | 0.0% | 6 | +6,002,307 | 8003.08% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Added to | 5,329,493 | 49,031 | 0.01% | 0.02% | 7 | +73,453 | 1.4% | Q2 2014 | Aug 06, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 4,482,038 | 41,235 | 0.06% | 0.01% | 8 | +4,149,683 | 1248.57% | Q2 2014 | Aug 06, 2014 |
| JENNISON ASSOCIATES LLC | History | Added to | 4,245,742 | 39,061 | 0.04% | 0.04% | 9 | +600,219 | 16.46% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 3,959,385 | 36,427 | 0.03% | 689.87% | 10 | +1,662,179 | 72.36% | Q2 2014 | Aug 06, 2014 |
| Origin Asset Management LLP | History | Reduced | 2,340,021 | 21,528 | 1.39% | 1.69% | 11 | -64,106 | -2.67% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 2,316,869 | 21,316 | 0.04% | 0.04% | 12 | -15,353 | -0.66% | Q2 2014 | Jul 30, 2014 |
| Numeric Investors LLC | History | Added to | 2,127,700 | 19,575 | 0.29% | 0.12% | 13 | +1,440,600 | 209.66% | Q2 2014 | Aug 11, 2014 |
| FIRST QUADRANT L P/CA | History | Added to | 2,051,700 | 18,876 | 0.42% | 0.44% | 14 | +204,500 | 11.07% | Q2 2014 | Jul 31, 2014 |
| OMERS ADMINISTRATION Corp | History | Added to | 2,045,700 | 18,820 | 0.61% | 0.62% | 15 | +248,200 | 13.81% | Q2 2014 | Aug 11, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Added to | 1,659,163 | 15,264 | 0.16% | 0.0% | 16 | +1,631,982 | 6004.13% | Q2 2014 | Aug 01, 2014 |
| Neuberger Berman Group LLC | History | Reduced | 1,502,097 | 13,819 | 0.01% | 0.02% | 17 | -65,335 | -4.17% | Q2 2014 | Aug 05, 2014 |
| BlackRock Group LTD | History | Added to | 1,442,199 | 13,268 | 0.01% | 0.01% | 18 | +458,483 | 46.61% | Q2 2014 | Aug 06, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 1,425,199 | 13,112 | 0.05% | 0.09% | 19 | -481,366 | -25.25% | Q2 2014 | Aug 11, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 1,367,500 | 12,581 | 0.02% | 0.03% | 20 | -324,800 | -19.19% | Q2 2014 | Aug 05, 2014 |
| GRANAHAN INVESTMENT MANAGEMENT INC/MA | History | Reduced | 1,210,600 | 11,138 | 0.33% | 0.44% | 21 | -325,000 | -21.16% | Q2 2014 | Jul 22, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | Added to | 1,176,759 | 10,827 | 0.05% | 0.05% | 22 | +301,424 | 34.44% | Q2 2014 | Jul 21, 2014 |
| Old Mutual Global Investors (UK) Ltd. | History | Added to | 1,042,312 | 9,589 | 0.54% | 0.23% | 23 | +717,402 | 220.8% | Q2 2014 | Jul 28, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 788,455 | 7,254 | 0.01% | 0.01% | 24 | +269,580 | 51.95% | Q2 2014 | Aug 11, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 745,885 | 6,862 | 0.02% | 0.03% | 25 | +6,580 | 0.89% | Q2 2014 | Aug 07, 2014 |
| GLOBEFLEX CAPITAL L P | History | Reduced | 702,783 | 6,465 | 0.7% | 0.86% | 26 | -3,072 | -0.44% | Q2 2014 | Jul 18, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 679,551 | 6,252 | 0.01% | 0.01% | 27 | +8,090 | 1.2% | Q2 2014 | Aug 04, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | Reduced | 669,035 | 6,155 | 0.07% | 0.14% | 28 | -461,361 | -40.81% | Q2 2014 | Aug 11, 2014 |
| MERITAGE PORTFOLIO MANAGEMENT | History | Reduced | 497,457 | 4,577 | 0.5% | 0.93% | 29 | -234,780 | -32.06% | Q2 2014 | Jul 28, 2014 |
| Swiss National Bank | History | Added to | 477,400 | 4,392 | 0.02% | 0.02% | 30 | +7,900 | 1.68% | Q2 2014 | Aug 06, 2014 |
| Adirondack Research & Management Inc. | History | No change | 460,600 | 4,238 | 1.43% | 1.87% | 31 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Gargoyle Investment Advisor L.L.C. | History | Added to | 403,639 | 3,767 | 1.41% | 1.8% | 32 | +22,380 | 5.87% | Q2 2014 | Aug 11, 2014 |
| MARQUE MILLENNIUM CAPITAL MANAGEMENT LCC | History | No change | 398,250 | 3,664 | 1.46% | 1.77% | 33 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| WESTPAC BANKING CORP | History | Reduced | 394,200 | 3,626 | 0.03% | 0.11% | 34 | -535,215 | -57.59% | Q2 2014 | Aug 11, 2014 |
| KBC Group NV | History | Added to | 353,232 | 3,250 | 0.04% | 0.02% | 35 | +256,677 | 265.84% | Q2 2014 | Aug 01, 2014 |
| Airain ltd | History | Added to | 344,245 | 3,167 | 0.26% | 0.48% | 36 | +86,019 | 33.31% | Q2 2014 | Aug 05, 2014 |
| CHICAGO EQUITY PARTNERS LLC | History | Added to | 312,345 | 2,873 | 0.08% | 0.06% | 37 | +116,230 | 59.27% | Q2 2014 | Aug 01, 2014 |
| CLARK ESTATES INC/NY | History | No change | 306,000 | 2,815 | 0.4% | 0.49% | 38 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 301,571 | 2,774 | 0.01% | 0.01% | 39 | -10,327 | -3.31% | Q2 2014 | Aug 06, 2014 |
| ClariVest Asset Management LLC | History | Added to | 301,636 | 2,774 | 0.1% | 0.13% | 40 | +329 | 0.11% | Q2 2014 | Aug 11, 2014 |
| Smith, Graham & Co., Investment Advisors, LP | History | Reduced | 283,980 | 2,613 | 0.36% | 0.44% | 41 | -3,150 | -1.1% | Q2 2014 | Jul 23, 2014 |
| OXFORD ASSET MANAGEMENT | History | Reduced | 236,041 | 2,179 | 0.08% | 0.21% | 42 | -382,211 | -61.82% | Q2 2014 | Jul 16, 2014 |
| RMB Capital Management, LLC | History | Reduced | 226,412 | 2,083 | 0.13% | 0.17% | 43 | -10,489 | -4.43% | Q2 2014 | Aug 11, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Added to | 214,911 | 1,977 | 0.01% | 0.01% | 44 | +34,245 | 18.95% | Q2 2014 | Aug 11, 2014 |
| BlackRock Inc. | History | Added to | 191,404 | 1,761 | 0.0% | 0.0% | 45 | +57,387 | 42.82% | Q2 2014 | Aug 06, 2014 |
| Quantbot Technologies LP | History | Added to | 187,070 | 1,721 | 0.27% | 0.07% | 46 | +158,656 | 558.37% | Q2 2014 | Jul 08, 2014 |
| IRONWOOD INVESTMENT MANAGEMENT LLC | History | Added to | 128,817 | 1,185 | 0.19% | 0.13% | 47 | +44,813 | 53.35% | Q2 2014 | Jul 25, 2014 |
| BALDWIN BROTHERS INC/MA | History | Added to | 120,840 | 1,112 | 0.17% | 0.21% | 48 | +455 | 0.38% | Q2 2014 | Aug 08, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Reduced | 120,102 | 1,105 | 0.01% | 0.01% | 49 | -5,454 | -4.34% | Q2 2014 | Jul 16, 2014 |
| SHELL ASSET MANAGEMENT CO | History | Reduced | 116,011 | 1,067 | 0.02% | 0.02% | 50 | -1,348 | -1.15% | Q2 2014 | Aug 08, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 112,707 | 1,036 | 0.0% | 0.01% | 51 | -5,761 | -4.86% | Q2 2014 | Aug 08, 2014 |
| Cipher Capital LP | History | Added to | 103,987 | 957 | 0.31% | 0.46% | 52 | +5,386 | 5.46% | Q2 2014 | Aug 11, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Added to | 100,198 | 922 | 0.07% | 0.08% | 53 | +9,574 | 10.56% | Q2 2014 | Aug 08, 2014 |
| ALGERT COLDIRON INVESTORS LLC | History | Reduced | 94,030 | 865 | 0.56% | 0.77% | 54 | -88,890 | -48.6% | Q2 2014 | Aug 11, 2014 |
| Livforsakringsbolaget Skandia, Omsesidigt | History | No change | 88,500 | 814 | 0.03% | 0.04% | 55 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | No change | 79,900 | 735 | 0.02% | 0.03% | 56 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Utah Retirement Systems | History | Reduced | 75,454 | 694 | 0.02% | 0.02% | 57 | -4,100 | -5.15% | Q2 2014 | Aug 08, 2014 |
| Concept Capital Markets, LLC | History | No change | 72,875 | 670 | 0.26% | 0.29% | 58 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Nationwide Fund Advisors | History | Added to | 69,221 | 637 | 0.0% | 0.0% | 59 | +29,500 | 74.27% | Q2 2014 | Aug 11, 2014 |
| SEI TRUST CO | History | No change | 66,835 | 615 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Mitsubishi UFJ Asset Management Co., Ltd. | History | Added to | 59,800 | 550 | 0.01% | 0.01% | 61 | +13,700 | 29.72% | Q2 2014 | Aug 05, 2014 |
| ALPHA WINDWARD LLC | History | Added to | 56,334 | 518 | 0.35% | 0.37% | 62 | +5,425 | 10.66% | Q2 2014 | Jul 16, 2014 |
| CIBC Asset Management Inc | History | Added to | 46,807 | 431 | 0.0% | 0.0% | 63 | +32,100 | 218.26% | Q2 2014 | Aug 01, 2014 |
| BOSTON ADVISORS LLC | History | Added to | 46,764 | 430 | 0.02% | 0.02% | 64 | +820 | 1.78% | Q2 2014 | Jul 23, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 45,857 | 422 | 0.0% | 0.0% | 65 | +41,700 | 1003.13% | Q2 2014 | Aug 08, 2014 |
| HOWARD HUGHES MEDICAL INSTITUTE | History | New | 43,376 | 399 | 0.07% | — | 66 | +43,376 | New | Q2 2014 | Aug 01, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Reduced | 42,000 | 386 | 0.01% | 0.01% | 67 | -7,800 | -15.66% | Q2 2014 | Jul 23, 2014 |
| Aperio Group, LLC | History | Added to | 37,268 | 343 | 0.0% | 0.01% | 68 | +516 | 1.4% | Q2 2014 | Jul 23, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Added to | 34,995 | 322 | 0.0% | 0.0% | 69 | +2,466 | 7.58% | Q2 2014 | Aug 07, 2014 |
| Moors & Cabot, Inc. | History | Reduced | 33,250 | 306 | 0.05% | 0.1% | 70 | -3,500 | -9.52% | Q2 2014 | Aug 11, 2014 |
| Fruth Investment Management | History | No change | 30,500 | 284 | 0.13% | 0.14% | 71 | 0 | 0.0% | Q2 2014 | Jul 10, 2014 |
| Ifrah Financial Services, Inc. | History | Reduced | 30,133 | 277 | 0.1% | 0.13% | 72 | -125 | -0.41% | Q2 2014 | Aug 06, 2014 |
| TradeLink Global Equity LLC | History | No change | 28,389 | 261 | 0.24% | 0.43% | 73 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Added to | 27,898 | 257 | 0.01% | 0.01% | 74 | +2,098 | 8.13% | Q2 2014 | Aug 07, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 25,864 | 237 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| SUMIT CAPITAL, LLC | History | New | 22,173 | 204 | 0.85% | — | 76 | +22,173 | New | Q2 2014 | Jul 22, 2014 |
| REGENTATLANTIC CAPITAL LLC | History | New | 21,665 | 199 | 0.02% | — | 77 | +21,665 | New | Q2 2014 | Jul 30, 2014 |
| Tradeworx Inc. | History | New | 21,543 | 198 | 0.16% | — | 78 | +21,543 | New | Q2 2014 | Jul 10, 2014 |
| NJ State Employees Deferred Compensation Plan | History | No change | 21,572 | 198 | 0.04% | 0.05% | 79 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| World Asset Management Inc | History | Reduced | 19,991 | 184 | 0.01% | 0.01% | 80 | -1,971 | -8.97% | Q2 2014 | Jul 28, 2014 |
| REYNOLDS CAPITAL MANAGEMENT LLC | History | Reduced | 19,600 | 180 | 0.12% | 0.15% | 81 | -1,800 | -8.41% | Q2 2014 | Jul 08, 2014 |
| DEERE & CO | History | No change | 19,465 | 179 | 0.01% | 0.01% | 82 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| HL FINANCIAL SERVICES LLC | History | New | 19,380 | 178 | 0.01% | — | 83 | +19,380 | New | Q2 2014 | Aug 01, 2014 |
| STAR-Global Equities Fund, LLC | History | New | 19,362 | 178 | 24.48% | — | 84 | +19,362 | New | Q2 2014 | Jul 23, 2014 |
| ProShare Advisors LLC | History | Added to | 18,802 | 173 | 0.0% | 0.0% | 85 | +1,010 | 5.68% | Q2 2014 | Aug 08, 2014 |
| Clark Capital Management Group, Inc. | History | Added to | 17,633 | 162 | 0.01% | 0.02% | 86 | +576 | 3.38% | Q2 2014 | Aug 04, 2014 |
| BANK OF HAWAII | History | New | 16,620 | 153 | 0.01% | — | 87 | +16,620 | New | Q2 2014 | Jul 17, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 15,748 | 145 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| CTC Alternative Strategies, Ltd. | History | No change | 15,300 | 140 | 0.12% | 0.09% | 89 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | No change | 15,000 | 138 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| BB&T CORP | History | Reduced | 14,480 | 133 | 0.0% | 0.01% | 91 | -1,800 | -11.06% | Q2 2014 | Jul 21, 2014 |
| LPL Financial LLC | History | Reduced | 14,357 | 132 | 0.0% | 0.0% | 92 | -6,785 | -32.09% | Q2 2014 | Aug 05, 2014 |
| Quantitative Investment Management, LLC | History | New | 12,900 | 118 | 0.02% | — | 94 | +12,900 | New | Q2 2014 | Aug 08, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Added to | 12,856 | 118 | 0.0% | 0.0% | 93 | +47 | 0.37% | Q2 2014 | Jul 31, 2014 |
| TFS CAPITAL LLC | History | Reduced | 12,582 | 116 | 0.01% | 0.03% | 95 | -26,864 | -68.1% | Q2 2014 | Jul 21, 2014 |
| OAKBROOK INVESTMENTS LLC | History | Reduced | 11,707 | 108 | 0.0% | 0.0% | 96 | -600 | -4.88% | Q2 2014 | Jul 17, 2014 |
| FIRST CITIZENS BANK & TRUST CO | History | Added to | 11,290 | 104 | 0.01% | 0.01% | 97 | +667 | 6.28% | Q2 2014 | Aug 05, 2014 |
| Princeton Alpha Management LP | History | New | 10,481 | 96 | 0.02% | — | 99 | +10,481 | New | Q2 2014 | Jul 17, 2014 |
| Commonwealth Equity Services, Inc | History | New | 10,448 | 96 | 0.0% | — | 98 | +10,448 | New | Q2 2014 | Jul 23, 2014 |
| DekaBank Deutsche Girozentrale | History | Reduced | 5,073 | 47 | 0.0% | 0.01% | 100 | -36,070 | -87.67% | Q2 2014 | Aug 08, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | No change | 3,450 | 32 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| Edge Wealth Management LLC | History | No change | 2,800 | 26 | 0.01% | 0.01% | 102 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Added to | 2,502 | 23 | 0.0% | 0.0% | 103 | +2,055 | 459.73% | Q2 2014 | Jul 30, 2014 |
| CKW FINANCIAL GROUP | History | Reduced | 1,831 | 18 | 0.01% | 0.01% | 105 | -1,024 | -35.87% | Q2 2014 | Jul 30, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | No change | 2,000 | 18 | 0.01% | 0.02% | 104 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| FTB Advisors, Inc. | History | Reduced | 1,801 | 16 | 0.0% | 0.0% | 106 | -867 | -32.5% | Q2 2014 | Aug 07, 2014 |
| DAVIDSON D A & CO | History | Reduced | 750 | 6 | 0.0% | 0.0% | 107 | -742 | -49.73% | Q2 2014 | Jul 29, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | No change | 580 | 5 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| Focused Wealth Management, Inc | History | No change | 500 | 5 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| PIEDMONT INVESTMENT ADVISORS LLC | History | Added to | 502 | 4 | 0.0% | 0.0% | 110 | +323 | 180.45% | Q2 2014 | Aug 07, 2014 |
| MASSMUTUAL TRUST CO FSB/ADV | History | No change | 411 | 3 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| HOWE & RUSLING INC | History | Reduced | 187 | 2 | 0.0% | 0.0% | 112 | -108 | -36.61% | Q2 2014 | Jul 31, 2014 |
| WHITTIER TRUST CO | History | No change | 204 | 2 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| MACROVIEW INVESTMENT MANAGEMENT LLC | History | Reduced | 95 | 1 | 0.0% | 0.0% | 117 | -200 | -67.8% | Q2 2014 | Jul 29, 2014 |
| Hirtle Callaghan & Co LLC | History | Added to | 88 | 1 | 0.0% | 0.0% | 116 | +37 | 72.55% | Q2 2014 | Jul 18, 2014 |
| PRIVATE TRUST CO NA | History | Reduced | 111 | 1 | 0.0% | 0.0% | 115 | -8 | -6.72% | Q2 2014 | Jul 22, 2014 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 80 | 1 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Carroll Financial Associates, Inc. | History | No change | 125 | 1 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.19% | — | -36,976,831 | -100.0% | Q1 2014 | May 13, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -14,993,635 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.12% | — | -13,126,240 | -100.0% | Q1 2014 | May 13, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.41% | — | -12,739,407 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.11% | — | -8,160,692 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.02% | — | -7,518,411 | -100.0% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.02% | — | -6,980,283 | -100.0% | Q1 2014 | May 15, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.07% | — | -6,271,469 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -5,928,797 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -5,474,709 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -4,695,470 | -100.0% | Q1 2014 | May 14, 2014 |
| Sheffield Asset Management, L.L.C. | History | Closed out | 0 | 0 | — | 5.15% | — | -4,105,500 | -100.0% | Q1 2014 | May 15, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.07% | — | -3,997,720 | -100.0% | Q1 2014 | May 15, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.35% | — | -3,811,236 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -3,757,405 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.02% | — | -3,665,769 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -3,594,747 | -100.0% | Q1 2014 | May 15, 2014 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.56% | — | -3,484,897 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.16% | — | -3,098,861 | -100.0% | Q1 2014 | May 15, 2014 |
| Robeco Institutional Asset Management B.V. | History | Closed out | 0 | 0 | — | 0.25% | — | -3,064,143 | -100.0% | Q1 2014 | May 07, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -3,015,742 | -100.0% | Q1 2014 | May 13, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.04% | — | -2,910,341 | -100.0% | Q1 2014 | May 28, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -2,813,656 | -100.0% | Q1 2014 | May 13, 2014 |
| BECKER CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 1.19% | — | -2,727,190 | -100.0% | Q1 2014 | Apr 30, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.26% | — | -2,667,962 | -100.0% | Q1 2014 | May 15, 2014 |
| SOROS FUND MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.28% | — | -2,666,666 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,602,219 | -100.0% | Q1 2014 | May 14, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.45% | — | -2,517,700 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -2,321,729 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.04% | — | -2,283,740 | -100.0% | Q1 2014 | May 16, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.03% | — | -2,245,028 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Blue Harbour Group, L.P. | History | Closed out | 0 | 0 | — | 1.28% | — | -2,231,494 | -100.0% | Q1 2014 | May 15, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.09% | — | -2,172,600 | -100.0% | Q1 2014 | May 09, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.01% | — | -2,155,831 | -100.0% | Q1 2014 | May 15, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.46% | — | -2,092,371 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,893,413 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,721,165 | -100.0% | Q1 2014 | May 13, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,704,272 | -100.0% | Q1 2014 | May 13, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,646,820 | -100.0% | Q1 2014 | May 15, 2014 |
| BOGLE INVESTMENT MANAGEMENT L P /DE/ | History | Closed out | 0 | 0 | — | 1.13% | — | -1,553,077 | -100.0% | Q1 2014 | May 14, 2014 |
| ANALYTIC INVESTORS, LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -1,485,253 | -100.0% | Q1 2014 | May 12, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,452,983 | -100.0% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,421,830 | -100.0% | Q1 2014 | May 14, 2014 |
| PRIMECAP MANAGEMENT CO/CA/ | History | Closed out | 0 | 0 | — | 0.01% | — | -1,185,000 | -100.0% | Q1 2014 | May 14, 2014 |
| DREMAN VALUE MANAGEMENT, L L C | History | Closed out | 0 | 0 | — | 0.78% | — | -954,629 | -100.0% | Q1 2014 | May 15, 2014 |
| AJO, LP | History | Closed out | 0 | 0 | — | 0.04% | — | -863,300 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.02% | — | -807,296 | -100.0% | Q1 2014 | May 08, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.09% | — | -795,544 | -100.0% | Q1 2014 | May 12, 2014 |
| PARADIGM CAPITAL MANAGEMENT INC/NY | History | Closed out | 0 | 0 | — | 0.57% | — | -743,000 | -100.0% | Q1 2014 | May 12, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -733,613 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -721,779 | -100.0% | Q1 2014 | May 15, 2014 |
| Bowling Portfolio Management LLC | History | Closed out | 0 | 0 | — | 1.74% | — | -688,398 | -100.0% | Q1 2014 | May 13, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -668,673 | -100.0% | Q1 2014 | May 16, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.04% | — | -655,600 | -100.0% | Q1 2014 | May 14, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.33% | — | -643,900 | -100.0% | Q1 2014 | May 13, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | Closed out | 0 | 0 | — | 0.02% | — | -592,267 | -100.0% | Q1 2014 | May 22, 2014 |
| Spark Investment Management LLC | History | Closed out | 0 | 0 | — | 0.97% | — | -585,100 | -100.0% | Q1 2014 | May 13, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.04% | — | -529,264 | -100.0% | Q1 2014 | May 13, 2014 |
| ICC CAPITAL MANAGEMENT INC/ | History | Closed out | 0 | 0 | — | 0.5% | — | -524,325 | -100.0% | Q1 2014 | May 19, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -506,524 | -100.0% | Q1 2014 | May 16, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 7.28% | — | -476,493 | -100.0% | Q1 2014 | Aug 08, 2014 |
| AFAM CAPITAL, INC. | History | Closed out | 0 | 0 | — | 0.65% | — | -454,800 | -100.0% | Q1 2014 | May 13, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -453,587 | -100.0% | Q1 2014 | May 14, 2014 |
| TCW GROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -439,314 | -100.0% | Q1 2014 | May 13, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -362,713 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -362,047 | -100.0% | Q1 2014 | May 14, 2014 |
| COWEN GROUP, INC. | History | Closed out | 0 | 0 | — | 0.47% | — | -358,515 | -100.0% | Q1 2014 | May 16, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -353,977 | -100.0% | Q1 2014 | May 15, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.07% | — | -332,265 | -100.0% | Q1 2014 | May 15, 2014 |
| LOEWS CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -320,000 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -317,215 | -100.0% | Q1 2014 | May 14, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.02% | — | -314,012 | -100.0% | Q1 2014 | May 14, 2014 |
| Leonard Capital Management INC | History | Closed out | 0 | 0 | — | 1.14% | — | -300,000 | -100.0% | Q1 2014 | May 15, 2014 |
| NLI INTERNATIONAL INC | History | Closed out | 0 | 0 | — | 0.31% | — | -297,070 | -100.0% | Q1 2014 | May 07, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.02% | — | -295,800 | -100.0% | Q1 2014 | May 30, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -291,209 | -100.0% | Q1 2014 | May 16, 2014 |
| Daiwa Securities Group Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -271,400 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -268,668 | -100.0% | Q1 2014 | May 23, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -258,649 | -100.0% | Q1 2014 | May 14, 2014 |
| MANAGED ASSET PORTFOLIOS, LLC | History | Closed out | 0 | 0 | — | 1.84% | — | -254,700 | -100.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.03% | — | -252,372 | -100.0% | Q1 2014 | May 15, 2014 |
| Man Investments Ltd | History | Closed out | 0 | 0 | — | 0.22% | — | -236,882 | -100.0% | Q1 2014 | May 15, 2014 |
| Hutchin Hill Capital, LP | History | Closed out | 0 | 0 | — | 0.13% | — | -236,300 | -100.0% | Q1 2014 | May 15, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -230,691 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -225,320 | -100.0% | Q1 2014 | May 15, 2014 |
| Convergence Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.36% | — | -221,152 | -100.0% | Q1 2014 | May 08, 2014 |
| SEGALL BRYANT & HAMILL | History | Closed out | 0 | 0 | — | 0.05% | — | -214,488 | -100.0% | Q1 2014 | May 15, 2014 |
| OMT Capital Management LLC | History | Closed out | 0 | 0 | — | 0.71% | — | -213,370 | -100.0% | Q1 2014 | May 15, 2014 |
| JANUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -212,700 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.01% | — | -207,106 | -100.0% | Q1 2014 | May 13, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -189,518 | -100.0% | Q1 2014 | May 09, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -182,162 | -100.0% | Q1 2014 | May 15, 2014 |
| Legg Mason Asset Management (Japan) Co., Ltd. | History | Closed out | 0 | 0 | — | 1.09% | — | -174,200 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -167,318 | -100.0% | Q1 2014 | May 13, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -166,781 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.01% | — | -162,985 | -100.0% | Q1 2014 | May 14, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -162,600 | -100.0% | Q1 2014 | May 14, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -161,086 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -152,504 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -150,794 | -100.0% | Q1 2014 | May 15, 2014 |
| BRANT POINT INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -150,000 | -100.0% | Q1 2014 | May 14, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -147,368 | -100.0% | Q1 2014 | May 15, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -138,176 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -127,191 | -100.0% | Q1 2014 | May 16, 2014 |
| TIGER MANAGEMENT L.L.C. | History | Closed out | 0 | 0 | — | 0.44% | — | -126,000 | -100.0% | Q1 2014 | May 15, 2014 |
| IBM Retirement Fund | History | Closed out | 0 | 0 | — | 0.02% | — | -109,705 | -100.0% | Q1 2014 | May 19, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -102,760 | -100.0% | Q1 2014 | May 15, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.01% | — | -100,000 | -100.0% | Q1 2014 | May 05, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -87,408 | -100.0% | Q1 2014 | May 15, 2014 |
| COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT | History | Closed out | 0 | 0 | — | 0.04% | — | -84,824 | -100.0% | Q1 2014 | May 15, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -84,715 | -100.0% | Q1 2014 | May 12, 2014 |
| MEEDER ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.14% | — | -77,445 | -100.0% | Q1 2014 | Apr 22, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.0% | — | -75,400 | -100.0% | Q1 2014 | May 13, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -73,861 | -100.0% | Q1 2014 | May 19, 2014 |
| NATIXIS | History | Closed out | 0 | 0 | — | 0.01% | — | -71,700 | -100.0% | Q1 2014 | May 14, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.02% | — | -65,237 | -100.0% | Q1 2014 | May 14, 2014 |
| Catalyst Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -61,500 | -100.0% | Q1 2014 | May 12, 2014 |
| Schonfeld Group Holdings LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -60,200 | -100.0% | Q1 2014 | May 15, 2014 |
| JOHNSON INVESTMENT COUNSEL INC | History | Closed out | 0 | 0 | — | 0.02% | — | -59,300 | -100.0% | Q1 2014 | May 15, 2014 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.03% | — | -58,693 | -100.0% | Q1 2014 | May 13, 2014 |
| FIDUCIARY MANAGEMENT ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -57,920 | -100.0% | Q1 2014 | May 09, 2014 |
| ALPS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -56,900 | -100.0% | Q1 2014 | May 15, 2014 |
| BRC Investment Management LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -56,586 | -100.0% | Q1 2014 | May 08, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -54,200 | -100.0% | Q1 2014 | May 15, 2014 |
| Matarin Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -52,050 | -100.0% | Q1 2014 | May 06, 2014 |
| CIBC World Markets Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -48,294 | -100.0% | Q1 2014 | May 13, 2014 |
| FDx Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -47,998 | -100.0% | Q1 2014 | May 15, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -47,039 | -100.0% | Q1 2014 | May 12, 2014 |
| ZACKS INVESTMENT MANAGEMENT | History | Closed out | 0 | 0 | — | 0.02% | — | -46,393 | -100.0% | Q1 2014 | May 13, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -44,522 | -100.0% | Q1 2014 | May 15, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -42,700 | -100.0% | Q1 2014 | May 15, 2014 |
| STRATEGIC INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -42,550 | -100.0% | Q1 2014 | May 14, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.02% | — | -41,600 | -100.0% | Q1 2014 | May 15, 2014 |
| OLD NATIONAL BANCORP /IN/ | History | Closed out | 0 | 0 | — | 0.03% | — | -34,760 | -100.0% | Q1 2014 | May 16, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | Closed out | 0 | 0 | — | 0.01% | — | -34,150 | -100.0% | Q1 2014 | May 14, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.02% | — | -33,018 | -100.0% | Q1 2014 | May 14, 2014 |
| Invictus RG Pte. Ltd. | History | Closed out | 0 | 0 | — | 0.41% | — | -32,265 | -100.0% | Q1 2014 | May 14, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -32,210 | -100.0% | Q1 2014 | May 15, 2014 |
| Hillsdale Investment Management Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -32,150 | -100.0% | Q1 2014 | May 14, 2014 |
| ONTARIO TEACHERS PENSION PLAN BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -31,938 | -100.0% | Q1 2014 | May 13, 2014 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | Closed out | 0 | 0 | — | 0.28% | — | -30,200 | -100.0% | Q1 2014 | May 09, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -28,333 | -100.0% | Q1 2014 | May 15, 2014 |
| NGAM ADVISORS, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -24,051 | -100.0% | Q1 2014 | May 13, 2014 |
| C M BIDWELL & ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.06% | — | -22,560 | -100.0% | Q1 2014 | May 12, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -22,104 | -100.0% | Q1 2014 | May 07, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -21,913 | -100.0% | Q1 2014 | May 15, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,002 | -100.0% | Q1 2014 | May 16, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.01% | — | -20,647 | -100.0% | Q1 2014 | Apr 22, 2014 |
| Stux Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -19,300 | -100.0% | Q1 2014 | May 13, 2014 |
| QS Investors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -19,300 | -100.0% | Q1 2014 | Apr 30, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -18,590 | -100.0% | Q1 2014 | May 15, 2014 |
| BlackRock Japan Co. Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -18,499 | -100.0% | Q1 2014 | May 02, 2014 |
| HOLLENCREST SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -18,405 | -100.0% | Q1 2014 | May 01, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,343 | -100.0% | Q1 2014 | May 14, 2014 |
| Nine Chapters Capital Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -18,200 | -100.0% | Q1 2014 | May 15, 2014 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,181 | -100.0% | Q1 2014 | May 15, 2014 |
| Eqis Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -17,918 | -100.0% | Q1 2014 | May 14, 2014 |
| Rathbone Brothers plc | History | Closed out | 0 | 0 | — | 0.01% | — | -17,500 | -100.0% | Q1 2014 | Apr 11, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -17,000 | -100.0% | Q1 2014 | May 02, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.0% | — | -16,155 | -100.0% | Q1 2014 | May 15, 2014 |
| HEARTLAND ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,092 | -100.0% | Q1 2014 | May 09, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,789 | -100.0% | Q1 2014 | May 15, 2014 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.01% | — | -15,600 | -100.0% | Q1 2014 | May 15, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,027 | -100.0% | Q1 2014 | May 15, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,710 | -100.0% | Q1 2014 | May 14, 2014 |
| GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,515 | -100.0% | Q1 2014 | May 05, 2014 |
| LBA Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -13,150 | -100.0% | Q1 2014 | May 01, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -12,677 | -100.0% | Q1 2014 | May 15, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.0% | — | -12,156 | -100.0% | Q1 2014 | May 14, 2014 |
| Plancorp, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -12,000 | -100.0% | Q1 2014 | May 08, 2014 |
| PICTON MAHONEY ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.01% | — | -11,900 | -100.0% | Q1 2014 | May 05, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,839 | -100.0% | Q1 2014 | May 14, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -9,266 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,298 | -100.0% | Q1 2014 | May 15, 2014 |
| Advisors Preferred, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -7,695 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,071 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,190 | -100.0% | Q1 2014 | May 12, 2014 |
| SHAPIRO ROBERT N | History | Closed out | 0 | 0 | — | 0.01% | — | -3,650 | -100.0% | Q1 2014 | Jun 18, 2014 |
| THOMPSON DAVIS & CO., INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -1,000 | -100.0% | Q1 2014 | May 09, 2014 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -826 | -100.0% | Q1 2014 | May 16, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -750 | -100.0% | Q1 2014 | Apr 24, 2014 |
| BBK Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -554 | -100.0% | Q1 2014 | May 15, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 14, 2014 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q1 2014 | May 14, 2014 |
| CAPITAL GUARDIAN TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -191 | -100.0% | Q1 2014 | May 15, 2014 |
| Hudock Moyer Wealth Resources, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -125 | -100.0% | Q1 2014 | May 15, 2014 |
| Plante Moran Financial Advisors, LLC | History | New | 50 | 0 | — | — | — | +50 | New | Q2 2014 | Jul 28, 2014 |
| Financial Management Professionals, Inc. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Oakworth Capital, Inc. | History | No change | 33 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |