CAPSTONE TURBINE CORP - 14067D102

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q2 2014 · Compare: Q1 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
PLATINUM INVESTMENT MANAGEMENT LTD History No change 17,089,489 36,400 0.65% 0.65% 1 0 0.0% Q1 2014 May 16, 2014
GILDER GAGNON HOWE & CO LLC History Added to 16,912,348 25,538 0.34% 0.49% 2 +9,350 0.06% Q2 2014 Aug 04, 2014
WELLINGTON MANAGEMENT CO LLP History No change 7,465,550 15,902 0.0% 0.0% 3 0 0.0% Q1 2014 May 15, 2014
VANGUARD GROUP INC History Added to 10,097,274 15,247 0.0% 0.0% 4 +466,743 4.85% Q2 2014 Aug 11, 2014
BlackRock Institutional Trust Company, N.A. History Added to 9,356,004 14,128 0.0% 0.0% 5 +182,607 1.99% Q2 2014 Aug 06, 2014
BlackRock Fund Advisors History Added to 8,549,246 12,909 0.0% 0.01% 6 +45,008 0.53% Q2 2014 Aug 06, 2014
STATE STREET CORP History No change 4,994,502 10,638 0.0% 0.0% 7 0 0.0% Q1 2014 May 15, 2014
NORTHERN TRUST CORP History No change 3,988,174 8,495 0.0% 0.0% 8 0 0.0% Q1 2014 May 14, 2014
MACKENZIE FINANCIAL CORP History Added to 5,569,300 8,410 0.04% 0.06% 9 +213,500 3.99% Q2 2014 Aug 11, 2014
LORD, ABBETT & CO. LLC History No change 3,805,436 8,106 0.02% 0.02% 10 0 0.0% Q1 2014 May 15, 2014
ROYCE & ASSOCIATES LLC History Reduced 4,685,000 7,074 0.02% 0.04% 11 -1,015,000 -17.81% Q2 2014 Aug 11, 2014
BTG Pactual Global Asset Management Ltd History New 4,675,000 7,060 0.99% 12 +4,675,000 New Q2 2014 Aug 11, 2014
GEODE CAPITAL MANAGEMENT, LLC History No change 2,225,429 4,740 0.0% 0.0% 13 0 0.0% Q1 2014 May 14, 2014
Bodri Capital Management, LLC History No change 1,749,901 3,727 1.86% 1.86% 14 0 0.0% Q1 2014 May 13, 2014
GOLDMAN SACHS GROUP INC History No change 1,739,900 3,706 0.0% 0.0% 15 0 0.0% Q1 2014 May 15, 2014
Bank of New York Mellon Corp History No change 1,732,560 3,690 0.0% 0.0% 16 0 0.0% Q1 2014 May 14, 2014
Cupps Capital Management, LLC History No change 1,522,296 3,242 0.25% 0.25% 17 0 0.0% Q1 2014 May 12, 2014
GREAT WEST LIFE ASSURANCE CO /CAN/ History Reduced 1,751,500 2,637 0.01% 0.01% 18 -900 -0.05% Q2 2014 Aug 06, 2014
TIAA CREF INVESTMENT MANAGEMENT LLC History No change 1,180,542 2,515 0.0% 0.0% 19 0 0.0% Q1 2014 May 13, 2014
DRIEHAUS CAPITAL MANAGEMENT LLC History No change 1,132,750 2,413 0.08% 0.08% 20 0 0.0% Q1 2014 May 15, 2014
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM History No change 928,019 1,995 0.0% 0.0% 21 0 0.0% Q1 2014 Apr 18, 2014
MORGAN STANLEY History No change 829,863 1,767 0.0% 0.0% 22 0 0.0% Q1 2014 May 13, 2014
Adirondack Research & Management Inc. History No change 1,098,041 1,658 0.56% 0.89% 23 0 0.0% Q2 2014 Aug 08, 2014
MILLER HOWARD INVESTMENTS INC /NY History Reduced 1,063,557 1,606 0.03% 0.04% 24 -20,779 -1.92% Q2 2014 Jul 31, 2014
BlackRock Investment Management, LLC History Added to 952,689 1,439 0.0% 0.0% 25 +108,566 12.86% Q2 2014 Aug 06, 2014
Teton Advisors, Inc. History Reduced 897,800 1,356 0.09% 0.13% 26 -27,300 -2.95% Q2 2014 Aug 06, 2014
MILLENNIUM MANAGEMENT LLC History No change 632,397 1,347 0.0% 0.0% 27 0 0.0% Q1 2014 May 15, 2014
CITADEL ADVISORS LLC History No change 619,589 1,320 0.0% 0.0% 28 0 0.0% Q1 2014 May 15, 2014
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM History No change 553,518 1,179 0.0% 0.0% 29 0 0.0% Q1 2014 May 08, 2014
PECONIC PARTNERS LLC History No change 551,800 1,175 0.11% 0.11% 30 0 0.0% Q1 2014 May 15, 2014
FIRST TRUST ADVISORS LP History Reduced 769,772 1,162 0.0% 0.01% 31 -201,357 -20.73% Q2 2014 Aug 11, 2014
ESSEX INVESTMENT MANAGEMENT CO LLC History Reduced 743,592 1,123 0.17% 0.45% 32 -693,433 -48.25% Q2 2014 Jul 23, 2014
RUSSELL FRANK CO/ History No change 509,195 1,084 0.0% 0.0% 33 0 0.0% Q1 2014 May 16, 2014
TEACHERS ADVISORS INC History No change 496,976 1,059 0.0% 0.0% 34 0 0.0% Q1 2014 May 13, 2014
BlackRock Group LTD History Added to 690,211 1,042 0.0% 0.0% 35 +309,949 81.51% Q2 2014 Aug 06, 2014
SCHWAB CHARLES INVESTMENT MANAGEMENT INC History Reduced 681,189 1,029 0.0% 0.0% 36 -71,052 -9.45% Q2 2014 Jul 30, 2014
GAM Holding AG History No change 603,016 911 0.01% 0.02% 37 0 0.0% Q2 2014 Aug 11, 2014
DELTA LLOYD NV History No change 600,000 906 0.03% 0.04% 38 0 0.0% Q2 2014 Aug 05, 2014
Invesco Ltd. History No change 416,945 888 0.0% 0.0% 39 0 0.0% Q1 2014 May 15, 2014
KCG Holdings, Inc. History No change 363,801 775 0.01% 0.01% 40 0 0.0% Q1 2014 May 15, 2014
ING INVESTMENT MANAGEMENT LLC History No change 320,713 683 0.0% 0.0% 41 0 0.0% Q1 2014 May 15, 2014
FIRST MERCANTILE TRUST CO History Reduced 414,598 626 0.05% 0.07% 42 -45,849 -9.96% Q2 2014 Jul 22, 2014
BAIRD ROBERT W & CO INC /WI/ History Reduced 398,227 601 0.01% 0.03% 43 -484,414 -54.88% Q2 2014 Aug 08, 2014
BANK OF AMERICA CORP /DE/ History No change 280,116 596 0.0% 0.0% 44 0 0.0% Q1 2014 May 15, 2014
Geduld E E History Reduced 375,000 566 0.35% 0.46% 45 -25,000 -6.25% Q2 2014 Aug 04, 2014
UBS AG History No change 250,041 533 0.0% 0.0% 46 0 0.0% Q1 2014 May 16, 2014
Swiss National Bank History Added to 347,700 525 0.0% 0.0% 47 +16,000 4.82% Q2 2014 Aug 06, 2014
MANUFACTURERS LIFE INSURANCE COMPANY, THE History No change 239,166 509 0.0% 0.0% 48 0 0.0% Q1 2014 May 15, 2014
DEUTSCHE BANK AG\ History No change 238,152 507 0.0% 0.0% 49 0 0.0% Q1 2014 May 15, 2014
CREDIT SUISSE AG/ History Added to 321,964 485 0.0% 0.0% 50 +86,964 37.01% Q2 2014 Aug 11, 2014
SIGNIA CAPITAL MANAGEMENT LLC History No change 223,088 475 0.17% 0.17% 51 0 0.0% Q1 2014 May 05, 2014
AQR CAPITAL MANAGEMENT LLC History No change 222,893 475 0.0% 0.0% 52 0 0.0% Q1 2014 May 15, 2014
TBP Investments Management, LLC History No change 220,000 469 0.4% 0.4% 53 0 0.0% Q1 2014 May 15, 2014
UBS GLOBAL ASSET MANAGEMENT AMERICAS INC History No change 216,625 462 0.0% 0.0% 54 0 0.0% Q1 2014 May 23, 2014
Seamans Capital Management, LLC History No change 288,400 435 0.61% 0.82% 55 0 0.0% Q2 2014 Aug 11, 2014
ALLIANCEBERNSTEIN L.P. History No change 197,032 420 0.0% 0.0% 56 0 0.0% Q1 2014 May 13, 2014
RHUMBLINE ADVISERS History Reduced 256,645 388 0.0% 0.0% 57 -4,630 -1.77% Q2 2014 Aug 06, 2014
Nationwide Fund Advisors History Added to 251,811 380 0.0% 0.0% 58 +16,450 6.99% Q2 2014 Aug 11, 2014
MEEDER ASSET MANAGEMENT INC History Reduced 239,969 362 0.05% 0.09% 59 -5,248 -2.14% Q2 2014 Jul 18, 2014
AMERICAN INTERNATIONAL GROUP INC History Added to 215,096 324 0.0% 0.0% 60 +7,997 3.86% Q2 2014 Aug 08, 2014
LADENBURG THALMANN FINANCIAL SERVICES INC History No change 152,200 324 0.01% 0.01% 61 0 0.0% Q1 2014 May 15, 2014
UBS OCONNOR LLC History No change 147,503 314 0.01% 0.01% 62 0 0.0% Q1 2014 May 14, 2014
HighTower Advisors, LLC History No change 145,500 310 0.01% 0.01% 63 0 0.0% Q1 2014 May 15, 2014
BLACKROCK ADVISORS LLC History Reduced 195,652 295 0.0% 0.0% 64 -15,787 -7.47% Q2 2014 Aug 06, 2014
WELLS FARGO & COMPANY/MN History No change 127,272 271 0.0% 0.0% 65 0 0.0% Q1 2014 May 15, 2014
METROPOLITAN LIFE INSURANCE CO/NY History Reduced 167,247 253 0.0% 0.0% 66 -85,126 -33.73% Q2 2014 Jul 31, 2014
ProShare Advisors LLC History Reduced 160,242 242 0.0% 0.01% 67 -148,128 -48.04% Q2 2014 Aug 08, 2014
GABELLI FUNDS LLC History No change 142,000 214 0.0% 0.0% 68 0 0.0% Q2 2014 Aug 06, 2014
JUPITER ASSET MANAGEMENT LTD History No change 137,096 207 0.01% 0.01% 69 0 0.0% Q2 2014 Aug 11, 2014
KITZINGER LAUTMANN CAPITAL MANAGEMENT INC History No change 125,000 189 0.04% 0.07% 70 0 0.0% Q2 2014 Aug 06, 2014
SG Americas Securities, LLC History No change 82,215 175 0.0% 0.0% 71 0 0.0% Q1 2014 May 14, 2014
Ancora Advisors, LLC History No change 100,000 151 0.02% 0.03% 72 0 0.0% Q2 2014 Jul 31, 2014
CITIGROUP INC History No change 57,843 123 0.0% 0.0% 73 0 0.0% Q1 2014 May 15, 2014
KING LUTHER CAPITAL MANAGEMENT CORP History No change 57,460 122 0.0% 0.0% 74 0 0.0% Q1 2014 May 14, 2014
LUMINUS MANAGEMENT LLC History No change 52,840 113 0.01% 0.01% 75 0 0.0% Q1 2014 May 15, 2014
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO History No change 73,300 111 0.0% 0.0% 76 0 0.0% Q2 2014 Jul 16, 2014
DAVIDSON D A & CO History Added to 73,000 110 0.0% 0.01% 78 +5,000 7.35% Q2 2014 Jul 29, 2014
PRICE T ROWE ASSOCIATES INC /MD/ History No change 51,640 110 0.0% 0.0% 77 0 0.0% Q1 2014 May 15, 2014
Evercore Wealth Management, LLC History No change 50,000 107 0.01% 0.01% 79 0 0.0% Q1 2014 May 15, 2014
GUGGENHEIM CAPITAL LLC History No change 47,107 100 0.0% 0.0% 80 0 0.0% Q1 2014 May 16, 2014
Commonwealth Equity Services, Inc History Added to 64,344 97 0.0% 0.0% 81 +20,642 47.23% Q2 2014 Jul 23, 2014
OPPENHEIMER & CO INC History No change 38,501 82 0.0% 0.0% 82 0 0.0% Q1 2014 May 09, 2014
Aperio Group, LLC History Added to 52,349 79 0.0% 0.0% 83 +20,993 66.95% Q2 2014 Jul 23, 2014
ZWJ INVESTMENT COUNSEL INC History No change 34,000 72 0.01% 0.01% 84 0 0.0% Q1 2014 May 13, 2014
COMERICA BANK History No change 28,551 61 0.0% 0.0% 85 0 0.0% Q1 2014 May 15, 2014
Parsec Financial Management, Inc. History No change 40,000 60 0.01% 0.01% 86 0 0.0% Q2 2014 Jul 28, 2014
SUNTRUST BANKS INC History No change 27,308 58 0.0% 0.0% 87 0 0.0% Q1 2014 May 14, 2014
Summit Investment Advisors, Inc. History No change 26,878 57 0.0% 0.0% 88 0 0.0% Q1 2014 May 13, 2014
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM History No change 36,853 56 0.0% 0.0% 89 0 0.0% Q2 2014 Aug 07, 2014
Nuveen Asset Management, LLC History No change 25,382 54 0.0% 0.0% 90 0 0.0% Q1 2014 May 14, 2014
Tower Research Capital LLC History No change 25,485 54 0.01% 0.01% 91 0 0.0% Q1 2014 May 02, 2014
US BANCORP \DE\ History No change 25,000 53 0.0% 0.0% 92 0 0.0% Q1 2014 May 14, 2014
WEDBUSH MORGAN SECURITIES INC History Added to 34,300 52 0.01% 0.01% 93 +4,950 16.87% Q2 2014 Aug 04, 2014
AMALGAMATED BANK History Added to 32,083 48 0.01% 0.01% 94 +608 1.93% Q2 2014 Aug 11, 2014
PROFUND ADVISORS LLC History Reduced 31,080 47 0.0% 0.0% 95 -3,120 -9.12% Q2 2014 Aug 08, 2014
TWO SIGMA INVESTMENTS LLC History No change 21,781 46 0.0% 0.0% 96 0 0.0% Q1 2014 May 15, 2014
Fisher Asset Management, LLC History Added to 30,000 45 0.0% 0.0% 97 +20,000 200.0% Q2 2014 Jul 25, 2014
LOEB PARTNERS CORP History No change 20,000 43 0.01% 0.01% 98 0 0.0% Q1 2014 May 13, 2014
PRUDENTIAL FINANCIAL INC History No change 20,414 43 0.0% 0.0% 99 0 0.0% Q1 2014 May 14, 2014
RidgeWorth Capital Management LLC History New 28,059 42 0.0% 101 +28,059 New Q2 2014 Jul 31, 2014
WealthTrust-Arizona, LLC History No change 28,000 42 0.04% 0.07% 100 0 0.0% Q2 2014 Jul 22, 2014
CULLEN/FROST BANKERS, INC. History New 25,000 38 0.0% 102 +25,000 New Q2 2014 Aug 05, 2014
Cambridge Investment Research Advisors, Inc. History Added to 22,725 34 0.0% 0.0% 103 +3,475 18.05% Q2 2014 Jul 25, 2014
Tradeworx Inc. History Added to 21,944 33 0.03% 0.03% 104 +7,159 48.42% Q2 2014 Jul 10, 2014
LPL Financial LLC History Added to 22,100 33 0.0% 0.0% 105 +7,000 46.36% Q2 2014 Aug 05, 2014
SUSQUEHANNA INTERNATIONAL GROUP, LLP History No change 15,294 33 0.0% 0.0% 106 0 0.0% Q1 2014 May 14, 2014
BOKF, NA History No change 15,000 32 0.0% 0.0% 107 0 0.0% Q1 2014 May 14, 2014
BESSEMER GROUP INC History No change 15,000 32 0.0% 0.0% 108 0 0.0% Q1 2014 May 14, 2014
Creative Planning History No change 15,100 32 0.0% 0.0% 109 0 0.0% Q1 2014 Apr 11, 2014
SPRINGBOK CAPITAL MANAGEMENT, LLC History No change 13,940 30 0.0% 0.0% 110 0 0.0% Q1 2014 May 15, 2014
Cutter & CO Brokerage, Inc. History No change 18,500 28 0.01% 0.02% 111 0 0.0% Q2 2014 Jul 31, 2014
BARCLAYS PLC History No change 12,483 25 0.0% 0.0% 112 0 0.0% Q1 2014 May 15, 2014
World Asset Management Inc History Added to 16,220 24 0.0% 0.0% 113 +1,018 6.7% Q2 2014 Jul 28, 2014
AMERIPRISE FINANCIAL INC History No change 10,830 23 0.0% 0.0% 114 0 0.0% Q1 2014 May 14, 2014
STIFEL FINANCIAL CORP History No change 10,000 21 0.0% 0.0% 115 0 0.0% Q1 2014 May 15, 2014
GRANDFIELD & DODD, LLC History No change 10,000 21 0.0% 0.0% 116 0 0.0% Q1 2014 May 06, 2014
SII INVESTMENTS INC/WI History New 11,783 19 0.0% 119 +11,783 New Q2 2014 Jul 28, 2014
SHAPIRO ROBERT N History No change 9,020 19 0.0% 0.0% 117 0 0.0% Q1 2014 Jun 18, 2014
CIBC Asset Management Inc History No change 12,493 19 0.0% 0.0% 118 0 0.0% Q2 2014 Aug 01, 2014
TEACHER RETIREMENT SYSTEM OF TEXAS History Reduced 11,648 18 0.0% 0.0% 120 -604 -4.93% Q2 2014 Aug 05, 2014
REGIONS FINANCIAL CORP History New 10,000 15 0.0% 123 +10,000 New Q2 2014 Jul 23, 2014
BBVA COMPASS BANCSHARES, INC History No change 10,000 15 0.0% 0.0% 121 0 0.0% Q2 2014 Aug 06, 2014
Greenwich Wealth Management LLC History No change 10,000 15 0.0% 0.0% 122 0 0.0% Q2 2014 Jul 29, 2014
BlackRock Inc. History Added to 8,977 14 0.0% 0.0% 124 +737 8.94% Q2 2014 Aug 06, 2014
BANK OF MONTREAL /CAN/ History No change 6,000 13 0.0% 0.0% 125 0 0.0% Q1 2014 May 15, 2014
NEW ENGLAND SECURITIES CORP /MA/ History New 4,750 7 0.0% 126 +4,750 New Q2 2014 Aug 04, 2014
PNC FINANCIAL SERVICES GROUP, INC. History No change 4,079 6 0.0% 0.0% 127 0 0.0% Q2 2014 Aug 08, 2014
MAGEE THOMSON INVESTMENT PARTNERS LLC History Reduced 3,236 5 0.0% 0.0% 128 -14 -0.43% Q2 2014 Jul 29, 2014
ROYAL BANK OF CANADA History No change 2,000 4 0.0% 0.0% 129 0 0.0% Q1 2014 May 15, 2014
Madden Advisory Services, Inc. History No change 1,000 2 0.0% 0.0% 130 0 0.0% Q2 2014 Aug 11, 2014
ARROW FINANCIAL CORP History No change 600 1 0.0% 0.0% 131 0 0.0% Q2 2014 Jul 30, 2014
MetLife Securities, Inc History No change 900 1 0.0% 0.0% 132 0 0.0% Q2 2014 Aug 04, 2014
RICE HALL JAMES & ASSOCIATES, LLC History Closed out 0 0 0.14% -907,036 -100.0% Q2 2014 Aug 04, 2014
EAM Investors, LLC History Closed out 0 0 0.29% -754,550 -100.0% Q2 2014 Aug 11, 2014
Benchmark Capital Advisors History Closed out 0 0 0.04% -30,000 -100.0% Q2 2014 Aug 06, 2014
MYCIO WEALTH PARTNERS, LLC History Closed out 0 0 0.0% -2,150 -100.0% Q2 2014 Aug 11, 2014