CASI Pharmaceuticals, Inc (DE) - 14757U109
Detailed investor-level table based on 13F positions.
Early Q2 2022 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FEDERATED HERMES, INC. | History | No change | 10,150,000 | 8,222 | 0.02% | 0.02% | 1 | 0 | 0.0% | Q1 2022 | May 13, 2022 |
| VANGUARD GROUP INC | History | Reduced | 3,061,331 | 2,479 | 0.0% | 0.0% | 2 | -789,759 | -20.51% | Q1 2022 | May 13, 2022 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 1,141,064 | 923 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q1 2022 | May 13, 2022 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 389,273 | 315 | 0.0% | 0.0% | 4 | -141,791 | -26.7% | Q1 2022 | May 16, 2022 |
| FRANKLIN RESOURCES INC | History | No change | 360,900 | 292 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2022 | May 13, 2022 |
| STATE STREET CORP | History | Added to | 355,552 | 288 | 0.0% | 0.0% | 6 | +23,410 | 7.05% | Q1 2022 | May 16, 2022 |
| NORTHERN TRUST CORP | History | Reduced | 295,067 | 239 | 0.0% | 0.0% | 7 | -2,177 | -0.73% | Q1 2022 | May 13, 2022 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 192,504 | 156 | 0.0% | 0.0% | 8 | -189,206 | -49.57% | Q1 2022 | May 16, 2022 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 155,300 | 126 | 0.0% | 0.0% | 9 | -1,302,770 | -89.35% | Q1 2022 | May 13, 2022 |
| CITADEL ADVISORS LLC | History | Added to | 152,713 | 124 | 0.0% | 0.0% | 10 | +134,831 | 754.0% | Q1 2022 | May 16, 2022 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 132,099 | 107 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2022 | May 13, 2022 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | No change | 116,862 | 95 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2022 | May 16, 2022 |
| CITIGROUP INC | History | New | 73,117 | 59 | 0.0% | — | 13 | +73,117 | New | Q1 2022 | May 12, 2022 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 54,063 | 44 | 0.08% | 0.0% | 14 | 0 | 0.0% | Q1 2022 | Jan 04, 2024 |
| Bank of New York Mellon Corp | History | No change | 36,437 | 29 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2022 | May 11, 2022 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 24,468 | 20 | 0.0% | 0.0% | 17 | -25,928 | -51.45% | Q1 2022 | May 16, 2022 |
| BAILARD, INC. | History | New | 25,100 | 20 | 0.0% | — | 16 | +25,100 | New | Q1 2022 | Apr 25, 2022 |
| MORGAN STANLEY | History | Reduced | 24,041 | 19 | 0.0% | 0.0% | 18 | -21,622 | -47.35% | Q1 2022 | Oct 27, 2022 |
| JANE STREET GROUP, LLC | History | Reduced | 21,432 | 17 | 0.0% | 0.0% | 19 | -31,984 | -59.88% | Q1 2022 | May 17, 2022 |
| HighTower Advisors, LLC | History | Added to | 13,574 | 11 | 0.0% | 0.0% | 20 | +9 | 0.07% | Q1 2022 | May 12, 2022 |
| AMERIPRISE FINANCIAL INC | History | No change | 10,000 | 8 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2022 | May 16, 2022 |
| EVERETT HARRIS & CO /CA/ | History | No change | 10,002 | 8 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2022 | Apr 22, 2022 |
| VICTORY CAPITAL MANAGEMENT INC | History | Reduced | 14,830 | 6 | 0.0% | 0.0% | 23 | -422 | -2.77% | Q1 2022 | May 04, 2022 |
| Tower Research Capital LLC (TRC) | History | Reduced | 2,091 | 2 | 0.0% | 0.0% | 24 | -3,502 | -62.61% | Q1 2022 | May 12, 2022 |
| ADVISOR GROUP HOLDINGS, INC. | History | No change | 2,001 | 2 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2022 | May 04, 2022 |
| WELLS FARGO & COMPANY/MN | History | Added to | 713 | 1 | 0.0% | 0.0% | 26 | +3 | 0.42% | Q1 2022 | May 16, 2022 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 1,345 | 1 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2022 | May 18, 2022 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 1,500 | 1 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2022 | May 16, 2022 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,677,146 | -100.0% | Q4 2021 | Feb 14, 2022 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -300,508 | -100.0% | Q4 2021 | Feb 14, 2022 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 264 | 0 | — | 0.0% | — | -117,653 | -99.78% | Q1 2022 | Jun 07, 2022 |
| TWO SIGMA ADVISERS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -83,200 | -100.0% | Q4 2021 | Feb 14, 2022 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -63,400 | -100.0% | Q4 2021 | Feb 14, 2022 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -27,606 | -100.0% | Q4 2021 | Feb 10, 2022 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -16,983 | -100.0% | Q4 2021 | Feb 14, 2022 |
| JPMORGAN CHASE & CO | History | No change | 258 | 0 | — | — | — | 0 | 0.0% | Q1 2022 | May 11, 2022 |
| ROYAL BANK OF CANADA | History | No change | 181 | 0 | — | — | — | 0 | 0.0% | Q1 2022 | May 16, 2022 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 132 | 0 | — | — | — | 0 | 0.0% | Q1 2022 | May 09, 2022 |