Ceres - 156773103
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 5 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Artal Group S.A. | History | Added to | 8,192,167 | 7,209 | 0.26% | 0.21% | 1 | +4,000,000 | 95.42% | Q1 2014 | May 15, 2014 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | History | New | 1,801,477 | 1,581 | 0.18% | — | 2 | +1,801,477 | New | Q1 2014 | May 14, 2014 |
| SABBY MANAGEMENT, LLC | History | New | 1,695,700 | 1,488 | 0.08% | — | 3 | +1,695,700 | New | Q1 2014 | May 14, 2014 |
| VANGUARD GROUP INC | History | Added to | 800,934 | 703 | 0.0% | 0.0% | 4 | +365,349 | 83.88% | Q1 2014 | May 13, 2014 |
| Connective Capital Management, LLC | History | New | 712,753 | 625 | 1.0% | — | 5 | +712,753 | New | Q1 2014 | May 08, 2014 |
| GABELLI FUNDS LLC | History | Reduced | 220,000 | 193 | 0.0% | 0.0% | 6 | -40,000 | -15.38% | Q1 2014 | May 16, 2014 |
| KCG Holdings, Inc. | History | Added to | 92,129 | 81 | 0.0% | 0.0% | 7 | +75,342 | 448.81% | Q1 2014 | May 15, 2014 |
| RIVERHEAD CAPITAL MANAGEMENT LLC | History | No change | 60,111 | 53 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 49,771 | 43 | 0.0% | 0.0% | 9 | +168 | 0.34% | Q1 2014 | May 14, 2014 |
| BlackRock Fund Advisors | History | Added to | 43,966 | 39 | 0.0% | 0.0% | 10 | +5,346 | 13.84% | Q1 2014 | May 02, 2014 |
| STATE STREET CORP | History | New | 38,739 | 34 | 0.0% | — | 11 | +38,739 | New | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Added to | 38,087 | 33 | 0.0% | 0.0% | 12 | +12,718 | 50.13% | Q1 2014 | May 15, 2014 |
| Ulys, L.L.C. | History | No change | 31,131 | 27 | 0.05% | 0.08% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | New | 27,828 | 24 | 0.0% | — | 14 | +27,828 | New | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | New | 20,967 | 18 | 0.03% | — | 15 | +20,967 | New | Q1 2014 | Aug 08, 2014 |
| NORTHERN TRUST CORP | History | No change | 18,150 | 16 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CREDIT SUISSE AG/ | History | New | 15,920 | 14 | 0.0% | — | 18 | +15,920 | New | Q1 2014 | May 15, 2014 |
| GOFEN & GLOSSBERG LLC /IL/ | History | No change | 10,000 | 14 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | Apr 14, 2014 |
| HSBC HOLDINGS PLC | History | No change | 14,024 | 12 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | New | 10,124 | 9 | 0.0% | — | 20 | +10,124 | New | Q1 2014 | May 16, 2014 |
| COBIZ INVESTMENT MANAGEMENT, LLC | History | No change | 10,666 | 9 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | Apr 29, 2014 |
| MORGAN STANLEY | History | Reduced | 6,102 | 5 | 0.0% | 0.0% | 22 | -15,501 | -71.75% | Q1 2014 | May 13, 2014 |
| WARBURG PINCUS LLC | History | No change | 2,460,807 | 2 | 0.01% | 0.04% | 23 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Creative Planning | History | New | 1,000 | 1 | 0.0% | — | 26 | +1,000 | New | Q1 2014 | Apr 11, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 769 | 1 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 1,558 | 1 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -64,906 | -100.0% | Q4 2013 | May 21, 2014 |
| ROYCE & ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,500 | -100.0% | Q4 2013 | Feb 10, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,000 | -100.0% | Q4 2013 | Feb 13, 2014 |
| OXFORD ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.02% | — | -10,818 | -100.0% | Q4 2013 | Jun 04, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -5,850 | -100.0% | Q4 2013 | Feb 13, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,826 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,710 | -100.0% | Q4 2013 | Jan 31, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | New | 494 | 0 | — | — | — | +494 | New | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | — | — | -50 | -100.0% | Q4 2013 | Feb 27, 2014 |
| ROYAL BANK OF CANADA | History | New | 8 | 0 | — | — | — | +8 | New | Q1 2014 | May 15, 2014 |