CHEMTURA CORP - 163893209
Detailed investor-level table based on 13F positions.
Early Q1 2017 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Reduced | 5,590,414 | 146,078 | 0.01% | 0.01% | 1 | -145,516 | -2.54% | Q2 2014 | Aug 11, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | Added to | 4,318,031 | 112,830 | 0.59% | 0.42% | 2 | +1,267,998 | 41.57% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 2,803,426 | 73,254 | 0.01% | 0.01% | 3 | -492,883 | -14.95% | Q2 2014 | Aug 06, 2014 |
| GABELLI FUNDS LLC | History | Added to | 2,568,605 | 67,118 | 0.33% | 0.26% | 4 | +606,105 | 30.88% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 2,511,605 | 65,627 | 0.05% | 0.04% | 5 | +239,364 | 10.53% | Q2 2014 | Aug 08, 2014 |
| BlackRock Fund Advisors | History | Reduced | 2,354,040 | 61,511 | 0.02% | 0.02% | 6 | -322,916 | -12.06% | Q2 2014 | Aug 06, 2014 |
| EAGLE ASSET MANAGEMENT INC | History | Added to | 2,038,535 | 53,266 | 0.29% | 0.16% | 7 | +874,245 | 75.09% | Q2 2014 | Jul 10, 2014 |
| Neuberger Berman Group LLC | History | Added to | 1,692,824 | 44,233 | 0.04% | 0.03% | 8 | +704,542 | 71.29% | Q2 2014 | Aug 05, 2014 |
| MUNDER CAPITAL MANAGEMENT | History | Added to | 1,667,259 | 43,566 | 0.31% | 0.29% | 9 | +68,259 | 4.27% | Q2 2014 | Aug 06, 2014 |
| GW CAPITAL INC | History | Reduced | 1,645,267 | 42,991 | 1.66% | 1.84% | 10 | -234,836 | -12.49% | Q2 2014 | Aug 07, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Added to | 1,381,350 | 36,095 | 0.35% | 0.38% | 11 | +228,200 | 19.79% | Q2 2014 | Jul 30, 2014 |
| PACIFIC HEIGHTS ASSET MANAGEMENT LLC | History | No change | 1,040,000 | 27,175 | 0.99% | 0.91% | 12 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Added to | 965,669 | 25,234 | 0.08% | 0.0% | 13 | +961,735 | 24446.75% | Q2 2014 | Aug 07, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Reduced | 872,724 | 22,804 | 0.03% | 0.03% | 14 | -10,451 | -1.18% | Q2 2014 | Aug 04, 2014 |
| ROYCE & ASSOCIATES LLC | History | Added to | 843,169 | 22,032 | 0.07% | 0.05% | 15 | +123,019 | 17.08% | Q2 2014 | Aug 11, 2014 |
| KALMAR INVESTMENTS INC /DE/ | History | Reduced | 594,506 | 15,534 | 0.27% | 0.26% | 16 | -15,278 | -2.51% | Q2 2014 | Jul 28, 2014 |
| GUYASUTA INVESTMENT ADVISORS INC | History | Added to | 378,370 | 9,886 | 1.31% | 0.22% | 17 | +317,910 | 525.82% | Q2 2014 | Aug 05, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 343,544 | 8,977 | 0.02% | 0.02% | 18 | -1,625 | -0.47% | Q2 2014 | Jul 30, 2014 |
| OPPENHEIMER FUNDS INC | History | New | 286,599 | 7,489 | 0.01% | — | 19 | +286,599 | New | Q2 2014 | Aug 08, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 262,866 | 6,869 | 0.01% | 0.01% | 20 | -8,406 | -3.1% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 246,602 | 6,444 | 0.01% | 0.0% | 21 | +53,707 | 27.84% | Q2 2014 | Aug 11, 2014 |
| Nationwide Fund Advisors | History | Reduced | 218,091 | 5,699 | 0.02% | 0.03% | 22 | -645 | -0.29% | Q2 2014 | Aug 11, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 194,013 | 5,070 | 0.0% | 46.62% | 23 | +128,876 | 197.85% | Q2 2014 | Aug 06, 2014 |
| TURNER INVESTMENTS, L.P. | History | Reduced | 189,570 | 4,953 | 0.22% | 0.25% | 24 | -181,370 | -48.89% | Q2 2014 | Aug 11, 2014 |
| RMB Capital Management, LLC | History | Reduced | 169,031 | 4,417 | 0.28% | 0.3% | 25 | -3,458 | -2.0% | Q2 2014 | Aug 11, 2014 |
| BlackRock Group LTD | History | Added to | 142,903 | 3,735 | 0.0% | 0.0% | 26 | +55,869 | 64.19% | Q2 2014 | Aug 06, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 141,762 | 3,704 | 0.0% | 0.0% | 27 | +1,958 | 1.4% | Q2 2014 | Aug 08, 2014 |
| GABELLI SECURITIES, INC. | History | Added to | 112,779 | 2,947 | 0.64% | 0.56% | 28 | +30,800 | 37.57% | Q2 2014 | Aug 06, 2014 |
| Teton Advisors, Inc. | History | Added to | 110,000 | 2,874 | 0.19% | 0.14% | 29 | +25,700 | 30.49% | Q2 2014 | Aug 06, 2014 |
| Swiss National Bank | History | No change | 108,300 | 2,830 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Tahithromos, L.L.C. | History | New | 101,000 | 2,639 | 0.63% | — | 31 | +101,000 | New | Q2 2014 | Jul 23, 2014 |
| First Eagle Investment Management, LLC | History | Reduced | 100,000 | 2,613 | 0.01% | 0.01% | 32 | -19,755 | -16.5% | Q2 2014 | Aug 08, 2014 |
| OXFORD ASSET MANAGEMENT | History | Reduced | 98,693 | 2,583 | 0.1% | 0.21% | 33 | -161,387 | -62.05% | Q2 2014 | Jul 16, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 98,008 | 2,561 | 0.01% | 0.01% | 34 | -9,725 | -9.03% | Q2 2014 | Aug 06, 2014 |
| EMERALD ADVISERS INC/PA | History | New | 95,550 | 2,497 | 0.14% | — | 35 | +95,550 | New | Q2 2014 | Jul 17, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 86,011 | 2,247 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 73,782 | 1,928 | 0.01% | 0.01% | 37 | -7,059 | -8.73% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 62,950 | 1,644 | 0.01% | 0.01% | 38 | -4,004 | -5.98% | Q2 2014 | Aug 08, 2014 |
| ProShare Advisors LLC | History | Reduced | 59,903 | 1,565 | 0.02% | 0.04% | 39 | -52,273 | -46.6% | Q2 2014 | Aug 08, 2014 |
| STRS OHIO | History | Added to | 50,700 | 1,325 | 0.01% | 0.0% | 40 | +28,800 | 131.51% | Q2 2014 | Jul 24, 2014 |
| GAM Holding AG | History | Added to | 50,000 | 1,307 | 0.02% | 0.01% | 41 | +15,000 | 42.86% | Q2 2014 | Aug 11, 2014 |
| BEACH INVESTMENT COUNSEL INC/PA | History | No change | 48,348 | 1,263 | 0.11% | 0.11% | 42 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| NJ State Employees Deferred Compensation Plan | History | No change | 40,000 | 1,045 | 0.21% | 0.21% | 43 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Manchester Capital Management LLC | History | Added to | 26,861 | 702 | 0.09% | 0.06% | 44 | +10,842 | 67.68% | Q2 2014 | Jul 31, 2014 |
| SMITHFIELD TRUST CO | History | New | 19,845 | 519 | 0.1% | — | 45 | +19,845 | New | Q2 2014 | Jul 16, 2014 |
| CURIAN CAPITAL LLC | History | New | 19,559 | 511 | 0.01% | — | 46 | +19,559 | New | Q2 2014 | Jul 29, 2014 |
| MAZAMA CAPITAL MANAGEMENT INC | History | Added to | 19,243 | 502 | 0.13% | 0.06% | 47 | +16,488 | 598.48% | Q2 2014 | Jul 28, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 15,710 | 411 | 0.02% | 0.02% | 48 | +3,884 | 32.84% | Q2 2014 | Aug 08, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 15,447 | 404 | 0.02% | 0.02% | 49 | -513 | -3.21% | Q2 2014 | Aug 08, 2014 |
| BlackRock Inc. | History | Added to | 11,750 | 307 | 0.0% | 0.0% | 50 | +6,551 | 126.01% | Q2 2014 | Aug 06, 2014 |
| Cipher Capital LP | History | Reduced | 9,549 | 250 | 0.08% | 0.17% | 51 | -6,041 | -38.75% | Q2 2014 | Aug 11, 2014 |
| LPL Financial LLC | History | Reduced | 9,391 | 245 | 0.0% | 0.0% | 53 | -1,120 | -10.66% | Q2 2014 | Aug 05, 2014 |
| AMALGAMATED BANK | History | Reduced | 9,374 | 245 | 0.04% | 0.04% | 52 | -727 | -7.2% | Q2 2014 | Aug 11, 2014 |
| BOSTON ADVISORS LLC | History | Reduced | 8,767 | 229 | 0.01% | 0.01% | 54 | -477 | -5.16% | Q2 2014 | Jul 23, 2014 |
| RidgeWorth Capital Management LLC | History | New | 8,198 | 214 | 0.0% | — | 56 | +8,198 | New | Q2 2014 | Jul 31, 2014 |
| QUEST INVESTMENT MANAGEMENT INC/OR | History | Reduced | 8,200 | 214 | 0.02% | 0.02% | 55 | -710 | -7.97% | Q2 2014 | Aug 11, 2014 |
| SEI TRUST CO | History | Added to | 6,600 | 172 | 0.0% | 0.0% | 57 | +700 | 11.86% | Q2 2014 | Jul 22, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 6,291 | 164 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| FIRST MERCANTILE TRUST CO | History | Added to | 3,510 | 92 | 0.01% | 0.01% | 59 | +100 | 2.93% | Q2 2014 | Jul 22, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 3,495 | 91 | 0.0% | 0.0% | 60 | -154 | -4.22% | Q2 2014 | Aug 05, 2014 |
| BlackRock Japan Co. Ltd | History | New | 3,370 | 88 | 0.0% | — | 61 | +3,370 | New | Q2 2014 | Aug 06, 2014 |
| Hirtle Callaghan & Co LLC | History | No change | 1,850 | 48 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| PRIVATE TRUST CO NA | History | Added to | 283 | 7 | 0.0% | 0.0% | 63 | +14 | 5.2% | Q2 2014 | Jul 22, 2014 |
| Ledyard National Bank | History | No change | 201 | 5 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -7,439,492 | -100.0% | Q1 2014 | May 15, 2014 |
| WS MANAGEMENT LLLP | History | Closed out | 0 | 0 | — | 3.82% | — | -4,766,800 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.03% | — | -3,855,659 | -100.0% | Q1 2014 | May 14, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.13% | — | -3,062,814 | -100.0% | Q1 2014 | May 15, 2014 |
| Westchester Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.99% | — | -2,993,100 | -100.0% | Q1 2014 | May 15, 2014 |
| KEELEY ASSET MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 1.13% | — | -2,595,034 | -100.0% | Q1 2014 | May 15, 2014 |
| VALINOR MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 1.81% | — | -2,327,325 | -100.0% | Q1 2014 | May 15, 2014 |
| FRED ALGER MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.28% | — | -2,270,566 | -100.0% | Q1 2014 | May 15, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -2,260,986 | -100.0% | Q1 2014 | May 15, 2014 |
| Boston Partners | History | Closed out | 0 | 0 | — | 0.1% | — | -2,114,178 | -100.0% | Q1 2014 | May 07, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,110,746 | -100.0% | Q1 2014 | May 15, 2014 |
| CYRUS CAPITAL PARTNERS, L.P. | History | Closed out | 0 | 0 | — | 6.24% | — | -2,089,464 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,070,939 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,654,311 | -100.0% | Q1 2014 | May 14, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -1,612,999 | -100.0% | Q1 2014 | May 15, 2014 |
| BALYASNY ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.46% | — | -1,612,631 | -100.0% | Q1 2014 | May 15, 2014 |
| BRIGADE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 2.34% | — | -1,269,000 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -1,210,245 | -100.0% | Q1 2014 | May 15, 2014 |
| Marshall Wace LLP | History | Closed out | 0 | 0 | — | 0.54% | — | -1,170,035 | -100.0% | Q1 2014 | May 14, 2014 |
| Epoch Investment Partners, Inc. | History | Closed out | 0 | 0 | — | 0.11% | — | -1,128,470 | -100.0% | Q1 2014 | May 14, 2014 |
| ROCKSHELTER CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 6.97% | — | -1,017,875 | -100.0% | Q1 2014 | May 15, 2014 |
| WESTFIELD CAPITAL MANAGEMENT CO LP | History | Closed out | 0 | 0 | — | 0.14% | — | -940,540 | -100.0% | Q1 2014 | May 12, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -937,554 | -100.0% | Q1 2014 | May 15, 2014 |
| LionEye Capital Management LLC | History | Closed out | 0 | 0 | — | 2.4% | — | -831,716 | -100.0% | Q1 2014 | May 15, 2014 |
| York Capital Management Global Advisors, LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -793,501 | -100.0% | Q1 2014 | May 16, 2014 |
| Clearline Capital LP | History | Closed out | 0 | 0 | — | 4.19% | — | -729,513 | -100.0% | Q1 2014 | May 15, 2014 |
| FrontFour Capital Group LLC | History | Closed out | 0 | 0 | — | 2.2% | — | -543,925 | -100.0% | Q1 2014 | May 15, 2014 |
| CARLSON CAPITAL L P | History | Closed out | 0 | 0 | — | 13.41% | — | -516,300 | -100.0% | Q1 2014 | May 16, 2014 |
| ASCEND CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.34% | — | -511,573 | -100.0% | Q1 2014 | May 14, 2014 |
| SCOPUS ASSET MANAGEMENT, L.P. | History | Closed out | 0 | 0 | — | 0.34% | — | -500,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -482,685 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -479,332 | -100.0% | Q1 2014 | May 13, 2014 |
| SEGALL BRYANT & HAMILL | History | Closed out | 0 | 0 | — | 0.28% | — | -470,951 | -100.0% | Q1 2014 | May 15, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.21% | — | -444,612 | -100.0% | Q1 2014 | May 14, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.01% | — | -443,928 | -100.0% | Q1 2014 | May 28, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.05% | — | -383,918 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -336,440 | -100.0% | Q1 2014 | Apr 18, 2014 |
| BBT Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.36% | — | -317,229 | -100.0% | Q1 2014 | May 09, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -312,541 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -302,925 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -285,204 | -100.0% | Q1 2014 | May 15, 2014 |
| PICTON MAHONEY ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.38% | — | -258,500 | -100.0% | Q1 2014 | May 05, 2014 |
| LUMINUS MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.39% | — | -255,104 | -100.0% | Q1 2014 | May 15, 2014 |
| OVERBROOK MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 1.22% | — | -253,415 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -251,864 | -100.0% | Q1 2014 | May 14, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -225,555 | -100.0% | Q1 2014 | May 15, 2014 |
| DECADE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.36% | — | -215,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -205,723 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -202,001 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -178,842 | -100.0% | Q1 2014 | May 08, 2014 |
| CATAPULT CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.88% | — | -173,133 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -163,545 | -100.0% | Q1 2014 | May 13, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.08% | — | -159,200 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -144,005 | -100.0% | Q1 2014 | May 13, 2014 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.14% | — | -113,724 | -100.0% | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.04% | — | -103,375 | -100.0% | Q1 2014 | May 15, 2014 |
| BlueCrest Capital Management LLP | History | Closed out | 0 | 0 | — | 0.14% | — | -91,448 | -100.0% | Q1 2014 | May 15, 2014 |
| HENDERSON GROUP PLC | History | Closed out | 0 | 0 | — | 0.02% | — | -85,768 | -100.0% | Q1 2014 | May 08, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -81,831 | -100.0% | Q1 2014 | May 13, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -79,059 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -73,736 | -100.0% | Q1 2014 | May 15, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Closed out | 0 | 0 | — | 0.01% | — | -59,300 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -56,511 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -56,318 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -55,063 | -100.0% | Q1 2014 | May 23, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -54,691 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -54,025 | -100.0% | Q1 2014 | May 15, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -49,295 | -100.0% | Q1 2014 | May 14, 2014 |
| Lorber David A | History | Closed out | 0 | 0 | — | 2.27% | — | -48,901 | -100.0% | Q1 2014 | May 15, 2014 |
| Airain ltd | History | Closed out | 0 | 0 | — | 0.2% | — | -44,094 | -100.0% | Q1 2014 | May 13, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.03% | — | -41,950 | -100.0% | Q1 2014 | May 06, 2014 |
| Wall Street Access Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.54% | — | -39,300 | -100.0% | Q1 2014 | May 13, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.26% | — | -35,400 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,917 | -100.0% | Q1 2014 | May 14, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.0% | — | -32,607 | -100.0% | Q1 2014 | May 13, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Closed out | 0 | 0 | — | 0.01% | — | -31,055 | -100.0% | Q1 2014 | May 14, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,989 | -100.0% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,623 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -30,391 | -100.0% | Q1 2014 | May 15, 2014 |
| LEVIN CAPITAL STRATEGIES, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -30,000 | -100.0% | Q1 2014 | May 14, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,128 | -100.0% | Q1 2014 | May 14, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.01% | — | -28,299 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -28,219 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -23,400 | -100.0% | Q1 2014 | May 15, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -23,400 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,428 | -100.0% | Q1 2014 | May 16, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,957 | -100.0% | Q1 2014 | May 15, 2014 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.13% | — | -21,255 | -100.0% | Q1 2014 | May 21, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -21,229 | -100.0% | Q1 2014 | May 13, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,051 | -100.0% | Q1 2014 | May 14, 2014 |
| Hutchin Hill Capital, LP | History | Closed out | 0 | 0 | — | 0.03% | — | -20,700 | -100.0% | Q1 2014 | May 15, 2014 |
| KSA CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -20,000 | -100.0% | Q1 2014 | May 15, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.02% | — | -19,650 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -14,075 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -12,645 | -100.0% | Q1 2014 | May 15, 2014 |
| PARADIGM ASSET MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -12,100 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -11,647 | -100.0% | Q1 2014 | May 15, 2014 |
| Princeton Alpha Management LP | History | Closed out | 0 | 0 | — | 0.08% | — | -9,905 | -100.0% | Q1 2014 | Apr 17, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,865 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -8,727 | -100.0% | Q1 2014 | Aug 08, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -8,478 | -100.0% | Q1 2014 | May 13, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,894 | -100.0% | Q1 2014 | May 05, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -4,479 | -100.0% | Q1 2014 | May 16, 2014 |
| Li Winifred I | History | Closed out | 0 | 0 | — | 0.08% | — | -3,730 | -100.0% | Q1 2014 | Jun 18, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,000 | -100.0% | Q1 2014 | May 12, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -1,600 | -100.0% | Q1 2014 | May 09, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,425 | -100.0% | Q1 2014 | May 14, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -116 | -100.0% | Q1 2014 | May 14, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -115 | -100.0% | Q1 2014 | May 02, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -81 | -100.0% | Q1 2014 | May 12, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -74 | -100.0% | Q1 2014 | Apr 11, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -50 | -100.0% | Q1 2014 | May 14, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -25 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Saturna Capital CORP | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q1 2014 | May 14, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q1 2014 | May 16, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2014 | May 15, 2014 |
| CITY HOLDING CO | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |