CHINA MING YANG WIND PWR GRO - 16951C108
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Blenheim Capital Management, L.L.C. | History | No change | 6,153,907 | 17,539 | 24.08% | 24.08% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | No change | 1,994,192 | 5,683 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Fosun International Ltd | History | No change | 1,651,303 | 4,706 | 1.45% | 1.45% | 3 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 1,388,981 | 3,959 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ARDSLEY ADVISORY PARTNERS | History | No change | 720,600 | 2,054 | 0.31% | 0.31% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AYM CAPITAL, LLC | History | No change | 440,720 | 1,256 | 0.77% | 0.77% | 6 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 405,139 | 1,155 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 290,600 | 868 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| FIRST MANHATTAN CO | History | No change | 290,365 | 827 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Seamans Capital Management, LLC | History | No change | 203,200 | 697 | 0.97% | 0.77% | 10 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | No change | 233,600 | 666 | 0.09% | 0.09% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 156,828 | 538 | 0.0% | 0.0% | 12 | -67,453 | -30.08% | Q2 2014 | Aug 11, 2014 |
| DnB Asset Management AS | History | New | 68,742 | 235 | 0.0% | — | 14 | +68,742 | New | Q2 2014 | Jul 07, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 82,398 | 235 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BlackRock Inc. | History | Reduced | 31,238 | 107 | 0.0% | 0.0% | 15 | -840 | -2.62% | Q2 2014 | Aug 06, 2014 |
| UBS AG | History | No change | 34,038 | 97 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| A.R.T. Advisors, LLC | History | No change | 26,613 | 75 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | No change | 24,136 | 69 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PROFUND ADVISORS LLC | History | Added to | 19,437 | 67 | 0.0% | 0.0% | 19 | +3,157 | 19.39% | Q2 2014 | Aug 08, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 21,840 | 62 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CREDIT SUISSE AG/ | History | New | 17,883 | 61 | 0.0% | — | 21 | +17,883 | New | Q2 2014 | Aug 11, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 20,021 | 57 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Reduced | 13,300 | 46 | 0.0% | 0.0% | 23 | -4,200 | -24.0% | Q2 2014 | Aug 06, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 15,200 | 43 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 15,095 | 43 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Alpine Partners VI, LLC | History | No change | 14,312 | 41 | 0.04% | 0.04% | 26 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | No change | 11,731 | 33 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2014 | May 19, 2014 |
| COWEN GROUP, INC. | History | No change | 11,400 | 32 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 8,606 | 24 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | No change | 6,269 | 18 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 5,602 | 16 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GROUP ONE TRADING, L.P. | History | No change | 791 | 2 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| CITIGROUP INC | History | No change | 200 | 1 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Fund Advisors | History | No change | 218 | 1 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Quantitative Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,700 | -100.0% | Q2 2014 | Aug 08, 2014 |