CLAYMORE EXCHANGE TRD FD TR - 18383M209
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BRINKER CAPITAL INC | History | Added to | 752,768 | 37,344 | 2.58% | 2.86% | 1 | +4,125 | 0.55% | Q2 2014 | Aug 08, 2014 |
| BANK HAPOALIM BM | History | Added to | 73,684 | 3,655 | 0.9% | 0.95% | 2 | +234 | 0.32% | Q2 2014 | Aug 04, 2014 |
| CREDIT SUISSE AG/ | History | New | 38,071 | 1,889 | 0.0% | — | 3 | +38,071 | New | Q2 2014 | Aug 11, 2014 |
| MID CONTINENT CAPITAL LLC/IL | History | Added to | 34,580 | 1,715 | 0.1% | 0.09% | 4 | +2,350 | 7.29% | Q2 2014 | Jul 25, 2014 |
| LPL Financial LLC | History | Reduced | 19,352 | 960 | 0.01% | 0.01% | 5 | -1,135 | -5.54% | Q2 2014 | Aug 05, 2014 |
| IFC Holdings Incorporated/FL | History | Added to | 13,255 | 659 | 0.12% | 0.11% | 6 | +1,570 | 13.44% | Q2 2014 | Jul 22, 2014 |
| Ironsides Asset Advisors, LLC | History | New | 13,234 | 657 | 0.13% | — | 7 | +13,234 | New | Q2 2014 | Aug 05, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 12,897 | 640 | 0.02% | 0.02% | 8 | -113 | -0.87% | Q2 2014 | Jul 25, 2014 |
| Eidelman Virant Capital | History | Added to | 7,416 | 368 | 0.15% | 0.16% | 9 | +50 | 0.68% | Q2 2014 | Jul 09, 2014 |
| Brookstone Capital Management | History | Added to | 6,828 | 339 | 0.07% | 0.07% | 10 | +660 | 10.7% | Q2 2014 | Jul 14, 2014 |
| PFG Financial Advisors | History | Reduced | 6,325 | 314 | 0.1% | 0.44% | 11 | -20,996 | -76.85% | Q2 2014 | Jul 11, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 4,860 | 241 | 0.08% | 0.05% | 12 | +2,061 | 73.63% | Q2 2014 | Aug 04, 2014 |
| MetLife Securities, Inc | History | Reduced | 1,965 | 97 | 0.01% | 0.03% | 13 | -3,023 | -60.61% | Q2 2014 | Aug 04, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 1,914 | 94 | 0.0% | 0.0% | 14 | -1,254 | -39.58% | Q2 2014 | Aug 08, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | New | 500 | 25 | 0.01% | — | 15 | +500 | New | Q2 2014 | Jul 16, 2014 |
| MCF Advisors LLC | History | No change | 138 | 7 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | No change | 47 | 2 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| RiverFront Investment Group, LLC | History | Closed out | 0 | 0 | — | 0.54% | — | -425,955 | -100.0% | Q2 2014 | Aug 05, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.02% | — | -411,318 | -100.0% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -122,274 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -110,424 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -84,619 | -100.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.07% | — | -47,552 | -100.0% | Q1 2014 | May 09, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -41,381 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.01% | — | -29,564 | -100.0% | Q1 2014 | May 13, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -23,361 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,556 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN CAPITAL MANAGEMENT LLC\WI\ | History | Closed out | 0 | 0 | — | 0.34% | — | -14,520 | -100.0% | Q1 2014 | May 07, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,788 | -100.0% | Q1 2014 | May 14, 2014 |
| BB&T SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,870 | -100.0% | Q2 2014 | Jul 11, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -7,892 | -100.0% | Q1 2014 | May 15, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,507 | -100.0% | Q1 2014 | May 14, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -7,498 | -100.0% | Q1 2014 | May 09, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,150 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,106 | -100.0% | Q1 2014 | May 14, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,886 | -100.0% | Q1 2014 | May 12, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,019 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | Apr 24, 2014 |
| CKW FINANCIAL GROUP | History | Closed out | 0 | 0 | — | 0.0% | — | -49 | -100.0% | Q2 2014 | Jul 30, 2014 |