Gugenheim BulletShares 2022 Corp Bd - 18383M258
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CFG Asset Management LLC | History | Added to | 305,605 | 6,378 | 2.29% | 0.79% | 1 | +209,545 | 218.14% | Q2 2014 | Jul 08, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 113,653 | 2,322 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | Added to | 109,963 | 2,295 | 0.1% | 0.11% | 3 | +1,562 | 1.44% | Q2 2014 | Jul 21, 2014 |
| JANE STREET GROUP, LLC | History | No change | 106,224 | 2,170 | 0.02% | 0.02% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 96,177 | 1,965 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Bluefin Trading, LLC | History | No change | 93,640 | 1,900 | 0.12% | 0.12% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 90,447 | 1,848 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| ROYAL BANK OF CANADA | History | No change | 64,591 | 1,319 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 32,753 | 669 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | No change | 32,753 | 669 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | No change | 13,323 | 272 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 2,600 | 53 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PRIVATE TRUST CO NA | History | No change | 1,195 | 25 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| COMMUNITY BANK SYSTEM, INC. | History | Added to | 600 | 13 | 0.0% | 0.0% | 14 | +100 | 20.0% | Q2 2014 | Jul 25, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 500 | 10 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 14, 2014 |