Gugenheim BulletShares 2022 Corp Bd - 18383M258
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 4 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 113,653 | 2,322 | 0.0% | 0.0% | 1 | -32,150 | -22.05% | Q1 2014 | May 14, 2014 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | New | 108,401 | 2,215 | 0.11% | — | 2 | +108,401 | New | Q1 2014 | May 07, 2014 |
| JANE STREET GROUP, LLC | History | New | 106,224 | 2,170 | 0.02% | — | 3 | +106,224 | New | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 96,177 | 1,965 | 0.0% | 8.99% | 4 | +66,245 | 221.32% | Q1 2014 | May 15, 2014 |
| CFG Asset Management LLC | History | New | 96,060 | 1,962 | 0.79% | — | 5 | +96,060 | New | Q1 2014 | Apr 08, 2014 |
| Bluefin Trading, LLC | History | New | 93,640 | 1,900 | 0.12% | — | 6 | +93,640 | New | Q1 2014 | May 15, 2014 |
| UBS AG | History | Added to | 90,447 | 1,848 | 0.0% | 0.0% | 7 | +69,804 | 338.15% | Q1 2014 | May 16, 2014 |
| ROYAL BANK OF CANADA | History | New | 64,591 | 1,319 | 0.0% | — | 8 | +64,591 | New | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 32,753 | 669 | 0.01% | — | 9 | +32,753 | New | Q1 2014 | May 12, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | New | 32,753 | 669 | 0.01% | — | 10 | +32,753 | New | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Added to | 13,323 | 272 | 0.0% | 0.0% | 11 | +11,220 | 533.52% | Q1 2014 | May 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 2,600 | 53 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PRIVATE TRUST CO NA | History | No change | 1,195 | 24 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q1 2014 | Apr 07, 2014 |
| COMMUNITY BANK SYSTEM, INC. | History | New | 500 | 10 | 0.0% | — | 14 | +500 | New | Q1 2014 | Apr 30, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 500 | 10 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q4 2013 | Jan 31, 2014 |