CLAYMORE EXCHANGE TRD FD TR - 18383M415
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | History | No change | 3,277,212 | 89,644 | 0.25% | 0.25% | 1 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| BALASA DINVERNO & FOLTZ LLC | History | Added to | 1,191,011 | 26,655 | 3.06% | 3.05% | 2 | +77,260 | 6.94% | Q2 2014 | Jul 29, 2014 |
| Gradient Investments LLC | History | Added to | 751,241 | 20,607 | 4.04% | 4.05% | 3 | +109,650 | 17.09% | Q2 2014 | Jul 11, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | No change | 699,586 | 19,099 | 1.12% | 1.12% | 4 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| UBS AG | History | No change | 597,933 | 16,324 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | No change | 555,731 | 15,171 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| GM Advisory Group, Inc. | History | Added to | 449,187 | 12,321 | 10.68% | 9.24% | 7 | +12,928 | 2.96% | Q2 2014 | Jul 31, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 400,311 | 10,928 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 268,680 | 7,335 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Summit Asset Management, LLC | History | Added to | 178,963 | 4,909 | 3.78% | 3.76% | 10 | +7,103 | 4.13% | Q2 2014 | Aug 07, 2014 |
| Linscomb & Williams, Inc. | History | Reduced | 155,609 | 4,268 | 0.45% | 0.48% | 11 | -3,502 | -2.2% | Q2 2014 | Aug 05, 2014 |
| STIFEL FINANCIAL CORP | History | No change | 144,257 | 3,938 | 0.04% | 0.04% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | No change | 135,514 | 3,700 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DAVENPORT & Co LLC | History | Added to | 133,040 | 3,649 | 0.06% | 0.05% | 14 | +22,905 | 20.8% | Q2 2014 | Jul 25, 2014 |
| ATWOOD & PALMER INC | History | New | 121,530 | 3,334 | 0.89% | — | 15 | +121,530 | New | Q2 2014 | Aug 11, 2014 |
| CWM, LLC | History | No change | 120,138 | 3,280 | 0.45% | 0.45% | 16 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 105,799 | 2,888 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Confluence Wealth Management LLC | History | Added to | 92,555 | 2,539 | 1.45% | 1.36% | 18 | +26,708 | 40.56% | Q2 2014 | Aug 06, 2014 |
| Prospera Financial Services | History | Added to | 82,229 | 2,256 | 0.61% | 0.68% | 19 | +3,079 | 3.89% | Q2 2014 | Jul 07, 2014 |
| JANE STREET GROUP, LLC | History | No change | 77,673 | 2,120 | 0.02% | 0.02% | 20 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 65,869 | 1,807 | 0.64% | 0.58% | 21 | +11,577 | 21.32% | Q2 2014 | Jul 22, 2014 |
| LPL Financial LLC | History | Reduced | 56,482 | 1,549 | 0.01% | 0.05% | 22 | -217,915 | -79.42% | Q2 2014 | Aug 05, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 42,279 | 1,160 | 0.01% | 0.02% | 23 | +1,707 | 4.21% | Q2 2014 | Jul 23, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 42,085 | 1,149 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CAMBRIDGE TRUST CO | History | Added to | 40,055 | 1,099 | 0.1% | 0.08% | 25 | +8,465 | 26.8% | Q2 2014 | Aug 08, 2014 |
| Parasol Investment Management, LLC | History | No change | 36,000 | 983 | 0.7% | 0.7% | 26 | 0 | 0.0% | Q1 2014 | Apr 14, 2014 |
| Taylor, Cottrill LLC | History | Added to | 35,267 | 967 | 0.47% | 0.17% | 27 | +22,992 | 187.31% | Q2 2014 | Jul 22, 2014 |
| Capital Advisors, Ltd. LLC | History | Added to | 33,555 | 920 | 0.52% | 0.5% | 28 | +2,309 | 7.39% | Q2 2014 | Jul 25, 2014 |
| COURIER CAPITAL CORP | History | Added to | 31,980 | 877 | 0.17% | 0.12% | 29 | +10,173 | 46.65% | Q2 2014 | Aug 06, 2014 |
| Saba Capital Management, L.P. | History | No change | 31,481 | 859 | 0.05% | 0.05% | 30 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Transamerica Financial Advisors, Inc. | History | Reduced | 28,710 | 788 | 0.07% | 0.08% | 31 | -1,574 | -5.2% | Q2 2014 | Jul 14, 2014 |
| Friedenthal Financial | History | Added to | 27,419 | 752 | 0.61% | 0.55% | 32 | +3,531 | 14.78% | Q2 2014 | Jul 25, 2014 |
| Empirical Financial Services, LLC | History | Added to | 27,065 | 742 | 0.18% | 0.19% | 33 | +845 | 3.22% | Q2 2014 | Jul 17, 2014 |
| LINCOLN NATIONAL CORP | History | New | 21,794 | 598 | 0.06% | — | 34 | +21,794 | New | Q2 2014 | Aug 11, 2014 |
| Ashfield Capital Partners, LLC | History | No change | 17,405 | 475 | 0.02% | 0.02% | 35 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| Janney Montgomery Scott LLC | History | No change | 17,222 | 470 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Cetera Advisor Networks LLC | History | No change | 16,044 | 438 | 0.03% | 0.03% | 37 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | No change | 15,561 | 425 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| HighTower Advisors, LLC | History | No change | 15,491 | 423 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 13,567 | 370 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| Segment Wealth Management, LLC | History | Added to | 10,150 | 278 | 0.11% | 0.11% | 41 | +1,300 | 14.69% | Q2 2014 | Jul 28, 2014 |
| Modera Wealth Management, LLC | History | Added to | 8,783 | 241 | 0.11% | 0.09% | 42 | +81 | 0.93% | Q2 2014 | Aug 08, 2014 |
| PacWest Financial Management Inc | History | Added to | 8,400 | 230 | 0.17% | 0.18% | 43 | +95 | 1.14% | Q2 2014 | Jul 24, 2014 |
| West Coast Financial LLC | History | No change | 8,000 | 219 | 0.12% | 0.11% | 44 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| DUBUQUE BANK & TRUST CO | History | New | 6,495 | 178 | 0.03% | — | 45 | +6,495 | New | Q2 2014 | Aug 11, 2014 |
| Private Ocean, LLC | History | Added to | 5,506 | 151 | 0.11% | 0.11% | 46 | +53 | 0.97% | Q2 2014 | Jul 30, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 4,450 | 121 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Alexandria Capital, LLC | History | No change | 2,675 | 73 | 0.03% | 0.03% | 48 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Ledyard National Bank | History | No change | 2,400 | 66 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 2,000 | 54 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | No change | 925 | 25 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| CITIGROUP INC | History | No change | 668 | 18 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PRIVATE TRUST CO NA | History | New | 622 | 17 | 0.01% | — | 53 | +622 | New | Q2 2014 | Jul 22, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 400 | 11 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| JNBA Financial Advisors | History | No change | 400 | 11 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| Wunderlich Securities, Inc. | History | New | 370 | 10 | 0.01% | — | 57 | +370 | New | Q2 2014 | Jul 17, 2014 |
| FTB Advisors, Inc. | History | No change | 365 | 10 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 230 | 6 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Bartlett & Co. LLC | History | No change | 180 | 5 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| CREDIT SUISSE AG/ | History | Closed out | 0 | 0 | — | 0.0% | — | -8,500 | -100.0% | Q2 2014 | Aug 11, 2014 |