CLAYMORE EXCHANGE TRD FD TR - 18383M423
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | History | No change | 3,418,266 | 92,853 | 0.26% | 0.26% | 1 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| AVIANCE CAPITAL MANAGEMENT, LLC | History | Added to | 1,260,211 | 33,927 | 1.44% | 1.61% | 2 | +87,459 | 7.46% | Q2 2014 | Jul 23, 2014 |
| MORGAN STANLEY | History | No change | 960,295 | 25,957 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BALASA DINVERNO & FOLTZ LLC | History | Added to | 1,133,462 | 24,823 | 2.85% | 2.86% | 4 | +66,041 | 6.19% | Q2 2014 | Jul 29, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 764,007 | 20,651 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Gradient Investments LLC | History | Added to | 757,739 | 20,400 | 4.0% | 4.37% | 6 | +58,798 | 8.41% | Q2 2014 | Jul 11, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 612,511 | 16,556 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Linscomb & Williams, Inc. | History | Reduced | 555,264 | 14,949 | 1.58% | 1.78% | 8 | -40,239 | -6.76% | Q2 2014 | Aug 05, 2014 |
| UBS AG | History | No change | 534,907 | 14,459 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| SHINE INVESTMENT ADVISORY SERVICES INC | History | New | 494,655 | 13,317 | 15.41% | — | 10 | +494,655 | New | Q2 2014 | Aug 04, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | No change | 356,009 | 9,623 | 0.57% | 0.57% | 11 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| Cetera Advisor Networks LLC | History | No change | 287,501 | 7,786 | 0.56% | 0.56% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | No change | 278,036 | 7,515 | 0.16% | 0.16% | 13 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 271,057 | 7,327 | 0.08% | 0.08% | 14 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| STIFEL FINANCIAL CORP | History | No change | 241,981 | 6,541 | 0.06% | 0.06% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Summit Asset Management, LLC | History | Added to | 188,868 | 5,085 | 3.91% | 3.77% | 16 | +14,507 | 8.32% | Q2 2014 | Aug 07, 2014 |
| LPL Financial LLC | History | Reduced | 172,523 | 4,645 | 0.03% | 0.06% | 17 | -204,775 | -54.27% | Q2 2014 | Aug 05, 2014 |
| COURIER CAPITAL CORP | History | Added to | 161,620 | 4,351 | 0.86% | 0.8% | 18 | +17,723 | 12.32% | Q2 2014 | Aug 06, 2014 |
| TD Capital Management LLC | History | Added to | 160,944 | 4,333 | 0.98% | 0.99% | 19 | +1,417 | 0.89% | Q2 2014 | Aug 05, 2014 |
| PRING TURNER CAPITAL GROUP INC | History | Reduced | 152,789 | 4,113 | 3.56% | 3.9% | 20 | -1,577 | -1.02% | Q2 2014 | Aug 07, 2014 |
| PacWest Financial Management Inc | History | Reduced | 150,408 | 4,049 | 3.01% | 3.4% | 21 | -11,995 | -7.39% | Q2 2014 | Jul 24, 2014 |
| GHP Investment Advisors, Inc. | History | New | 145,345 | 3,913 | 1.15% | — | 22 | +145,345 | New | Q2 2014 | Aug 01, 2014 |
| ATWOOD & PALMER INC | History | New | 139,870 | 3,766 | 1.0% | — | 23 | +139,870 | New | Q2 2014 | Aug 11, 2014 |
| Prospera Financial Services | History | Added to | 122,019 | 3,285 | 0.89% | 1.02% | 24 | +2,677 | 2.24% | Q2 2014 | Jul 07, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 96,170 | 2,599 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 95,461 | 2,570 | 0.09% | 0.02% | 26 | +72,873 | 322.62% | Q2 2014 | Jul 25, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 95,060 | 2,559 | 0.03% | 0.04% | 27 | -5,548 | -5.51% | Q2 2014 | Jul 23, 2014 |
| DUBUQUE BANK & TRUST CO | History | Added to | 85,200 | 2,294 | 0.36% | 0.38% | 28 | +6,550 | 8.33% | Q2 2014 | Aug 11, 2014 |
| DAVENPORT & Co LLC | History | Added to | 63,280 | 1,703 | 0.03% | 0.02% | 29 | +16,490 | 35.24% | Q2 2014 | Jul 25, 2014 |
| Capital Advisors, Ltd. LLC | History | Added to | 60,778 | 1,636 | 0.92% | 0.94% | 30 | +1,804 | 3.06% | Q2 2014 | Jul 25, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 56,217 | 1,520 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Taylor, Cottrill LLC | History | Added to | 49,328 | 1,328 | 0.64% | 0.55% | 32 | +10,293 | 26.37% | Q2 2014 | Jul 22, 2014 |
| Confluence Wealth Management LLC | History | Added to | 44,049 | 1,186 | 0.68% | 0.6% | 33 | +14,683 | 50.0% | Q2 2014 | Aug 06, 2014 |
| Parasol Investment Management, LLC | History | No change | 43,730 | 1,182 | 0.84% | 0.84% | 34 | 0 | 0.0% | Q1 2014 | Apr 14, 2014 |
| Independent Portfolio Consultants, Inc. | History | No change | 43,585 | 1,178 | 0.37% | 0.37% | 35 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | No change | 34,263 | 926 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Empirical Financial Services, LLC | History | Added to | 27,539 | 741 | 0.18% | 0.19% | 37 | +873 | 3.27% | Q2 2014 | Jul 17, 2014 |
| Beacon Capital Management, Inc. | History | Reduced | 27,089 | 729 | 0.13% | 0.18% | 38 | -1,306 | -4.6% | Q2 2014 | Jul 14, 2014 |
| LINCOLN NATIONAL CORP | History | New | 22,223 | 598 | 0.06% | — | 39 | +22,223 | New | Q2 2014 | Aug 11, 2014 |
| HighTower Advisors, LLC | History | No change | 20,799 | 562 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CADENCE BANK NA | History | Added to | 20,399 | 549 | 0.3% | 0.22% | 41 | +6,554 | 47.34% | Q2 2014 | Aug 04, 2014 |
| Segment Wealth Management, LLC | History | No change | 18,772 | 505 | 0.2% | 0.24% | 42 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 15,167 | 408 | 0.0% | 0.0% | 43 | +61 | 0.4% | Q2 2014 | Aug 11, 2014 |
| West Coast Financial LLC | History | No change | 13,880 | 374 | 0.2% | 0.19% | 44 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| RELIANCE TRUST Co | History | No change | 13,605 | 366 | 0.41% | 0.36% | 45 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| ROCKEFELLER FINANCIAL SERVICES INC | History | No change | 12,263 | 330 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| National Asset Management, Inc. | History | No change | 11,454 | 310 | 0.09% | 0.09% | 47 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| Wunderlich Securities, Inc. | History | Added to | 8,938 | 240 | 0.16% | 0.17% | 48 | +371 | 4.33% | Q2 2014 | Jul 17, 2014 |
| Benchmark Capital Advisors | History | No change | 8,000 | 215 | 0.13% | 0.15% | 49 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| PFG Financial Advisors | History | New | 7,691 | 207 | 0.07% | — | 50 | +7,691 | New | Q2 2014 | Jul 11, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 7,530 | 202 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | No change | 7,210 | 195 | 0.07% | 0.07% | 52 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| PRIVATE TRUST CO NA | History | New | 5,777 | 156 | 0.05% | — | 53 | +5,777 | New | Q2 2014 | Jul 22, 2014 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 4,938 | 134 | 0.03% | 0.03% | 54 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| Private Ocean, LLC | History | Added to | 3,931 | 106 | 0.08% | 0.08% | 55 | +35 | 0.9% | Q2 2014 | Jul 30, 2014 |
| Alexandria Capital, LLC | History | No change | 2,970 | 80 | 0.03% | 0.04% | 56 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Ledyard National Bank | History | No change | 2,750 | 74 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 1,850 | 50 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | No change | 1,710 | 46 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Carroll Financial Associates, Inc. | History | Reduced | 1,150 | 31 | 0.01% | 0.25% | 60 | -27,170 | -95.94% | Q2 2014 | Aug 08, 2014 |
| Regal Investment Advisors LLC | History | Reduced | 703 | 18 | 0.01% | 0.01% | 61 | -13 | -1.82% | Q2 2014 | Aug 04, 2014 |
| JNBA Financial Advisors | History | No change | 600 | 16 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 528 | 14 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FTB Advisors, Inc. | History | No change | 365 | 10 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| Bartlett & Co. LLC | History | No change | 185 | 5 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | New | 109 | 3 | 0.0% | — | 67 | +109 | New | Q2 2014 | Aug 04, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 134 | 3 | 0.0% | 0.0% | 66 | +18 | 15.52% | Q2 2014 | Aug 08, 2014 |