Claymore Guggenheim BulletShares High Yld ETF - 18383M431
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Raymond James Financial Services Advisors, Inc. | History | No change | 606,332 | 16,102 | 0.95% | 0.95% | 1 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | No change | 562,761 | 14,945 | 0.32% | 0.32% | 2 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 550,834 | 14,628 | 0.16% | 0.16% | 3 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 533,775 | 14,175 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 530,626 | 14,091 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | No change | 386,870 | 10,274 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Bluefin Trading, LLC | History | No change | 353,107 | 9,400 | 0.6% | 0.6% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 325,105 | 8,634 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | No change | 298,266 | 7,921 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LPL Financial LLC | History | Reduced | 260,772 | 6,898 | 0.04% | 0.08% | 10 | -207,372 | -44.3% | Q2 2014 | Aug 05, 2014 |
| FLOW TRADERS U.S. LLC | History | No change | 230,614 | 6,124 | 0.84% | 0.84% | 11 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Cetera Advisor Networks LLC | History | No change | 184,730 | 4,901 | 0.35% | 0.35% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TD Capital Management LLC | History | Added to | 156,927 | 4,151 | 0.93% | 0.96% | 13 | +562 | 0.36% | Q2 2014 | Aug 05, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 147,746 | 3,924 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| COURIER CAPITAL CORP | History | Reduced | 133,335 | 3,527 | 0.7% | 0.73% | 15 | -790 | -0.59% | Q2 2014 | Aug 06, 2014 |
| Prospera Financial Services | History | Reduced | 124,784 | 3,301 | 0.89% | 1.07% | 16 | -2,436 | -1.91% | Q2 2014 | Jul 07, 2014 |
| JANE STREET GROUP, LLC | History | No change | 117,565 | 3,122 | 0.03% | 0.03% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ATWOOD & PALMER INC | History | New | 115,678 | 3,060 | 0.82% | — | 18 | +115,678 | New | Q2 2014 | Aug 11, 2014 |
| Linscomb & Williams, Inc. | History | Reduced | 112,910 | 2,987 | 0.32% | 0.64% | 19 | -104,984 | -48.18% | Q2 2014 | Aug 05, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 102,168 | 2,713 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| KCG Holdings, Inc. | History | No change | 89,282 | 2,371 | 0.03% | 0.03% | 21 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 87,387 | 2,321 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Capital Advisors, Ltd. LLC | History | Added to | 49,965 | 1,322 | 0.74% | 0.78% | 23 | +6 | 0.01% | Q2 2014 | Jul 25, 2014 |
| HENGEHOLD CAPITAL MANAGEMENT LLC | History | New | 39,568 | 1,047 | 0.35% | — | 24 | +39,568 | New | Q2 2014 | Aug 01, 2014 |
| DAVENPORT & Co LLC | History | Added to | 31,520 | 833 | 0.01% | 0.01% | 25 | +400 | 1.29% | Q2 2014 | Jul 25, 2014 |
| Parasol Investment Management, LLC | History | No change | 26,900 | 714 | 0.51% | 0.51% | 26 | 0 | 0.0% | Q1 2014 | Apr 14, 2014 |
| Empirical Financial Services, LLC | History | Added to | 26,828 | 710 | 0.18% | 0.19% | 27 | +305 | 1.15% | Q2 2014 | Jul 17, 2014 |
| Taylor, Cottrill LLC | History | Added to | 25,604 | 677 | 0.33% | 0.32% | 28 | +2,544 | 11.03% | Q2 2014 | Jul 22, 2014 |
| HighTower Advisors, LLC | History | No change | 24,970 | 663 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | No change | 21,693 | 576 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Financial Advisory Group | History | No change | 15,420 | 409 | 0.23% | 0.23% | 31 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| BALASA DINVERNO & FOLTZ LLC | History | Reduced | 18,124 | 383 | 0.04% | 3.04% | 32 | -1,156,013 | -98.46% | Q2 2014 | Jul 29, 2014 |
| Segment Wealth Management, LLC | History | No change | 12,850 | 340 | 0.13% | 0.16% | 33 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| CADENCE BANK NA | History | Reduced | 12,787 | 338 | 0.18% | 0.26% | 34 | -3,564 | -21.8% | Q2 2014 | Aug 04, 2014 |
| ROCKEFELLER FINANCIAL SERVICES INC | History | No change | 12,327 | 326 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| RELIANCE TRUST Co | History | No change | 12,240 | 324 | 0.36% | 0.32% | 36 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| STIFEL FINANCIAL CORP | History | No change | 12,000 | 319 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Confluence Wealth Management LLC | History | Added to | 9,920 | 262 | 0.15% | 0.17% | 38 | +1,189 | 13.62% | Q2 2014 | Aug 06, 2014 |
| EP Wealth Advisors, Inc. | History | No change | 9,850 | 261 | 0.06% | 0.07% | 39 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Janney Montgomery Scott LLC | History | No change | 9,762 | 259 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 8,624 | 228 | 0.01% | 0.07% | 41 | -63,400 | -88.03% | Q2 2014 | Jul 25, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | No change | 7,880 | 209 | 0.08% | 0.08% | 42 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| Wunderlich Securities, Inc. | History | Reduced | 6,980 | 184 | 0.12% | 0.18% | 43 | -2,305 | -24.82% | Q2 2014 | Jul 17, 2014 |
| DUBUQUE BANK & TRUST CO | History | Added to | 6,630 | 175 | 0.03% | 0.03% | 44 | +510 | 8.33% | Q2 2014 | Aug 11, 2014 |
| PRIVATE TRUST CO NA | History | Added to | 3,986 | 105 | 0.03% | 0.04% | 46 | +6 | 0.15% | Q2 2014 | Jul 22, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 3,975 | 105 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Private Ocean, LLC | History | Added to | 3,900 | 103 | 0.08% | 0.08% | 47 | +24 | 0.62% | Q2 2014 | Jul 30, 2014 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 3,035 | 81 | 0.02% | 0.02% | 48 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| Gradient Investments LLC | History | Reduced | 2,720 | 72 | 0.01% | 0.02% | 49 | -790 | -22.51% | Q2 2014 | Jul 11, 2014 |
| Ledyard National Bank | History | No change | 2,650 | 70 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| Alexandria Capital, LLC | History | No change | 1,910 | 51 | 0.02% | 0.02% | 51 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| CITIGROUP INC | History | No change | 870 | 23 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 629 | 17 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| JNBA Financial Advisors | History | No change | 600 | 16 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 555 | 14 | 0.0% | 0.0% | 55 | -28,507 | -98.09% | Q2 2014 | Aug 08, 2014 |
| Friedenthal Financial | History | Closed out | 0 | 0 | — | 0.59% | — | -25,704 | -100.0% | Q2 2014 | Jul 25, 2014 |
| Commonwealth Equity Services, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -11,453 | -100.0% | Q2 2014 | Jul 23, 2014 |
| BBVA COMPASS BANCSHARES, INC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,950 | -100.0% | Q2 2014 | Aug 06, 2014 |