CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E - 18383M514
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GM Advisory Group, Inc. | History | Added to | 401,462 | 8,535 | 7.4% | 6.15% | 1 | +24,782 | 6.58% | Q2 2014 | Jul 31, 2014 |
| CFG Asset Management LLC | History | Reduced | 239,465 | 5,091 | 1.83% | 3.06% | 2 | -124,560 | -34.22% | Q2 2014 | Jul 08, 2014 |
| Linscomb & Williams, Inc. | History | Reduced | 196,371 | 4,175 | 0.44% | 0.53% | 3 | -35,575 | -15.34% | Q2 2014 | Aug 05, 2014 |
| Raub Brock Capital Management LP | History | Added to | 166,315 | 3,536 | 1.33% | 1.29% | 4 | +5,255 | 3.26% | Q2 2014 | Jul 31, 2014 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | Added to | 103,922 | 2,209 | 0.1% | 0.11% | 5 | +2,292 | 2.26% | Q2 2014 | Jul 21, 2014 |
| Empirical Financial Services, LLC | History | Added to | 100,905 | 2,145 | 0.53% | 0.53% | 6 | +4,677 | 4.86% | Q2 2014 | Jul 17, 2014 |
| Courage Miller Partners, LLC | History | New | 72,714 | 1,546 | 1.13% | — | 7 | +72,714 | New | Q2 2014 | Aug 01, 2014 |
| CADENCE BANK NA | History | Reduced | 17,281 | 367 | 0.2% | 0.22% | 8 | -680 | -3.79% | Q2 2014 | Aug 04, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | New | 12,450 | 265 | 0.0% | — | 9 | +12,450 | New | Q2 2014 | Aug 08, 2014 |
| Lehman Financial Resources, Inc. | History | No change | 4,855 | 103 | 0.05% | 0.05% | 10 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Gradient Investments LLC | History | No change | 1,400 | 30 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| Apriem Advisors | History | New | 1,000 | 21 | 0.01% | — | 12 | +1,000 | New | Q2 2014 | Aug 11, 2014 |
| STRINGER ASSET MANAGEMENT, LLC | History | New | 712 | 15 | 0.01% | — | 13 | +712 | New | Q2 2014 | Jul 28, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -346,260 | -100.0% | Q1 2014 | May 13, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -230,570 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -202,849 | -100.0% | Q1 2014 | May 16, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -156,797 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -111,263 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -107,683 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -86,158 | -100.0% | Q1 2014 | May 15, 2014 |
| Bluefin Trading, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -60,400 | -100.0% | Q1 2014 | May 15, 2014 |
| Atlanta Capital Group | History | Closed out | 0 | 0 | — | 0.22% | — | -35,304 | -100.0% | Q1 2014 | Apr 25, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,492 | -100.0% | Q1 2014 | May 15, 2014 |
| TOWER TRUST Co | History | Closed out | 0 | 0 | — | 0.24% | — | -18,214 | -100.0% | Q1 2014 | May 08, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,903 | -100.0% | Q1 2014 | May 14, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,933 | -100.0% | Q1 2014 | May 12, 2014 |
| FCA CORP /TX | History | Closed out | 0 | 0 | — | 0.17% | — | -13,208 | -100.0% | Q1 2014 | May 14, 2014 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,848 | -100.0% | Q1 2014 | May 12, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,680 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,226 | -100.0% | Q1 2014 | May 14, 2014 |
| Capital Advisors, Ltd. LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -833 | -100.0% | Q1 2014 | Apr 09, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -290 | -100.0% | Q1 2014 | May 15, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -141 | -100.0% | Q1 2014 | Apr 14, 2014 |