CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E - 18383M522
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GM Advisory Group, Inc. | History | Reduced | 250,443 | 5,304 | 4.6% | 4.13% | 1 | -3,118 | -1.23% | Q2 2014 | Jul 31, 2014 |
| CFG Asset Management LLC | History | Reduced | 159,260 | 3,373 | 1.21% | 2.68% | 2 | -159,435 | -50.03% | Q2 2014 | Jul 08, 2014 |
| Linscomb & Williams, Inc. | History | Reduced | 145,506 | 3,082 | 0.33% | 0.37% | 3 | -14,610 | -9.12% | Q2 2014 | Aug 05, 2014 |
| Evanston Investments, Inc., dba Evanston Advisors | History | Added to | 128,486 | 2,721 | 0.94% | 0.57% | 4 | +52,597 | 69.31% | Q2 2014 | Jul 25, 2014 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | Added to | 104,173 | 2,206 | 0.1% | 0.11% | 5 | +2,259 | 2.22% | Q2 2014 | Jul 21, 2014 |
| Empirical Financial Services, LLC | History | Added to | 100,865 | 2,136 | 0.53% | 0.53% | 6 | +4,523 | 4.69% | Q2 2014 | Jul 17, 2014 |
| Legacy Private Trust Co. | History | No change | 18,605 | 394 | 0.06% | 0.07% | 7 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | New | 17,950 | 380 | 0.01% | — | 8 | +17,950 | New | Q2 2014 | Aug 08, 2014 |
| CADENCE BANK NA | History | No change | 10,292 | 218 | 0.12% | 0.13% | 9 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Gradient Investments LLC | History | Added to | 7,015 | 149 | 0.03% | 0.03% | 10 | +935 | 15.38% | Q2 2014 | Jul 11, 2014 |
| Lehman Financial Resources, Inc. | History | No change | 4,840 | 103 | 0.05% | 0.05% | 11 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Capital Advisors, Ltd. LLC | History | Added to | 2,392 | 51 | 0.03% | 0.03% | 12 | +2 | 0.08% | Q2 2014 | Jul 25, 2014 |
| COMMUNITY BANK SYSTEM, INC. | History | Added to | 600 | 13 | 0.0% | 0.0% | 13 | +100 | 20.0% | Q2 2014 | Jul 25, 2014 |
| JNBA Financial Advisors | History | No change | 450 | 10 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -543,772 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -302,067 | -100.0% | Q1 2014 | May 16, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -294,357 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -285,732 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -138,942 | -100.0% | Q1 2014 | May 15, 2014 |
| Bluefin Trading, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -97,550 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -65,438 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -52,294 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -43,777 | -100.0% | Q1 2014 | May 15, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -32,828 | -100.0% | Q1 2014 | May 14, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -31,864 | -100.0% | Q1 2014 | May 12, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,169 | -100.0% | Q1 2014 | May 14, 2014 |
| TOWER TRUST Co | History | Closed out | 0 | 0 | — | 0.25% | — | -18,735 | -100.0% | Q1 2014 | May 08, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,878 | -100.0% | Q1 2014 | May 15, 2014 |
| Parasol Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -2,540 | -100.0% | Q1 2014 | Apr 14, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -720 | -100.0% | Q1 2014 | May 15, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -141 | -100.0% | Q1 2014 | Apr 14, 2014 |