CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 - 18383M555
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 1,214,076 | 27,171 | 9.56% | 6.94% | 1 | +421,673 | 53.21% | Q2 2014 | Jul 22, 2014 |
| DAVENPORT & Co LLC | History | Added to | 765,766 | 17,137 | 0.29% | 0.26% | 2 | +123,358 | 19.2% | Q2 2014 | Jul 25, 2014 |
| Evanston Investments, Inc., dba Evanston Advisors | History | Added to | 588,111 | 13,162 | 4.56% | 4.7% | 3 | +1,317 | 0.22% | Q2 2014 | Jul 25, 2014 |
| LPL Financial LLC | History | Added to | 336,868 | 7,539 | 0.04% | 0.04% | 4 | +67,990 | 25.29% | Q2 2014 | Aug 05, 2014 |
| Linscomb & Williams, Inc. | History | Reduced | 318,503 | 7,128 | 0.75% | 0.83% | 5 | -16,488 | -4.92% | Q2 2014 | Aug 05, 2014 |
| COURIER CAPITAL CORP | History | Added to | 313,486 | 7,016 | 1.39% | 1.41% | 6 | +6,840 | 2.23% | Q2 2014 | Aug 06, 2014 |
| EASTERN BANK | History | Added to | 297,175 | 6,650 | 0.54% | 0.54% | 7 | +12,113 | 4.25% | Q2 2014 | Jul 16, 2014 |
| HENGEHOLD CAPITAL MANAGEMENT LLC | History | Added to | 239,668 | 5,364 | 1.8% | 1.7% | 8 | +15,594 | 6.96% | Q2 2014 | Aug 01, 2014 |
| Apriem Advisors | History | Added to | 200,945 | 4,497 | 1.72% | 0.08% | 9 | +191,492 | 2025.73% | Q2 2014 | Aug 11, 2014 |
| DAVIDSON D A & CO | History | Added to | 159,616 | 3,572 | 0.12% | 0.13% | 10 | +1,223 | 0.77% | Q2 2014 | Jul 29, 2014 |
| ATWOOD & PALMER INC | History | New | 149,980 | 3,357 | 0.9% | — | 11 | +149,980 | New | Q2 2014 | Aug 11, 2014 |
| Legacy Private Trust Co. | History | Added to | 149,114 | 3,337 | 0.52% | 0.52% | 12 | +16,245 | 12.23% | Q2 2014 | Jul 18, 2014 |
| Raub Brock Capital Management LP | History | Added to | 142,615 | 3,192 | 1.2% | 1.19% | 13 | +3,710 | 2.67% | Q2 2014 | Jul 31, 2014 |
| PARK NATIONAL CORP /OH/ | History | Added to | 125,230 | 2,802 | 0.19% | 0.19% | 14 | +5,870 | 4.92% | Q2 2014 | Jul 01, 2014 |
| Empirical Financial Services, LLC | History | Added to | 119,622 | 2,677 | 0.66% | 0.67% | 15 | +6,077 | 5.35% | Q2 2014 | Jul 17, 2014 |
| PacWest Financial Management Inc | History | Added to | 110,371 | 2,470 | 1.83% | 1.8% | 16 | +6,635 | 6.4% | Q2 2014 | Jul 24, 2014 |
| Gradient Investments LLC | History | Reduced | 100,153 | 2,241 | 0.44% | 0.54% | 17 | -4,423 | -4.23% | Q2 2014 | Jul 11, 2014 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | Added to | 68,414 | 1,531 | 0.07% | 0.08% | 18 | +1,417 | 2.12% | Q2 2014 | Jul 21, 2014 |
| First Fiduciary Investment Counsel, Inc. | History | Added to | 62,930 | 1,408 | 0.31% | 0.31% | 19 | +2,720 | 4.52% | Q2 2014 | Aug 05, 2014 |
| Capital Advisors, Ltd. LLC | History | Reduced | 53,228 | 1,191 | 0.67% | 0.73% | 20 | -2,232 | -4.02% | Q2 2014 | Jul 25, 2014 |
| ATRIA INVESTMENTS LLC | History | Added to | 41,330 | 925 | 0.09% | 0.08% | 22 | +4,690 | 12.8% | Q2 2014 | Jul 21, 2014 |
| AMERICAN ECONOMIC PLANNING GROUP INC /ADV | History | Added to | 41,330 | 925 | 0.34% | 0.34% | 21 | +2,893 | 7.53% | Q2 2014 | Aug 07, 2014 |
| Long Wharf Investors, Inc. | History | No change | 37,958 | 850 | 0.67% | 0.73% | 23 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 37,265 | 834 | 0.01% | 0.01% | 24 | -2,883 | -7.18% | Q2 2014 | Jul 23, 2014 |
| LINCOLN NATIONAL CORP | History | New | 30,053 | 673 | 0.07% | — | 25 | +30,053 | New | Q2 2014 | Aug 11, 2014 |
| Confluence Wealth Management LLC | History | Added to | 28,716 | 643 | 0.37% | 0.28% | 26 | +11,941 | 71.18% | Q2 2014 | Aug 06, 2014 |
| SYNOVUS FINANCIAL CORP | History | Added to | 24,000 | 537 | 0.02% | 0.01% | 27 | +2,000 | 9.09% | Q2 2014 | Aug 01, 2014 |
| VSR Financial Services, Inc. | History | Added to | 20,597 | 461 | 0.06% | 0.05% | 28 | +5,329 | 34.9% | Q2 2014 | Aug 05, 2014 |
| Neuberger Berman Group LLC | History | Added to | 19,010 | 425 | 0.0% | 0.0% | 29 | +5,800 | 43.91% | Q2 2014 | Aug 05, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 16,667 | 373 | 0.01% | 0.01% | 30 | +5,098 | 44.07% | Q2 2014 | Jul 25, 2014 |
| Prospera Financial Services | History | Added to | 16,540 | 370 | 0.1% | 0.12% | 31 | +108 | 0.66% | Q2 2014 | Jul 07, 2014 |
| CADENCE BANK NA | History | Reduced | 14,965 | 335 | 0.18% | 0.2% | 32 | -380 | -2.48% | Q2 2014 | Aug 04, 2014 |
| East Coast Asset Management, LLC. | History | No change | 13,100 | 293 | 0.16% | 0.17% | 33 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | New | 12,552 | 281 | 0.0% | — | 34 | +12,552 | New | Q2 2014 | Aug 08, 2014 |
| Concert Wealth Management Inc. | History | Added to | 11,804 | 254 | 0.03% | 0.03% | 35 | +10 | 0.08% | Q2 2014 | Jul 31, 2014 |
| Segment Wealth Management, LLC | History | No change | 11,050 | 247 | 0.1% | 0.11% | 36 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Winfield Associates, Inc. | History | No change | 10,700 | 239 | 0.17% | 0.2% | 37 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Taylor, Cottrill LLC | History | New | 10,014 | 224 | 0.11% | — | 38 | +10,014 | New | Q2 2014 | Jul 22, 2014 |
| Modera Wealth Management, LLC | History | New | 9,538 | 213 | 0.1% | — | 39 | +9,538 | New | Q2 2014 | Aug 08, 2014 |
| WASHINGTON TRUST BANK | History | No change | 6,000 | 134 | 0.03% | 0.03% | 40 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Lehman Financial Resources, Inc. | History | No change | 4,494 | 101 | 0.05% | 0.05% | 41 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Alexandria Capital, LLC | History | Added to | 4,395 | 98 | 0.04% | 0.03% | 42 | +1,070 | 32.18% | Q2 2014 | Aug 01, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 3,159 | 71 | 0.0% | — | 43 | +3,159 | New | Q2 2014 | Aug 08, 2014 |
| PRIVATE TRUST CO NA | History | New | 2,177 | 49 | 0.02% | — | 44 | +2,177 | New | Q2 2014 | Jul 22, 2014 |
| Madden Advisory Services, Inc. | History | No change | 1,565 | 35 | 0.02% | 0.02% | 45 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| JNBA Financial Advisors | History | No change | 600 | 13 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 503 | 11 | 0.0% | 0.0% | 47 | -19,979 | -97.54% | Q2 2014 | Aug 08, 2014 |
| FTB Advisors, Inc. | History | No change | 385 | 9 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.01% | — | -1,130,412 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.02% | — | -1,077,012 | -100.0% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -565,039 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -415,705 | -100.0% | Q1 2014 | May 15, 2014 |
| Parasol Investment Management, LLC | History | Closed out | 0 | 0 | — | 4.59% | — | -288,565 | -100.0% | Q1 2014 | Apr 14, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -177,416 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -150,907 | -100.0% | Q1 2014 | May 15, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -116,488 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -82,412 | -100.0% | Q1 2014 | May 14, 2014 |
| Bluefin Trading, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -48,109 | -100.0% | Q1 2014 | May 15, 2014 |
| MADISON INVESTMENT HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.02% | — | -35,765 | -100.0% | Q1 2014 | May 06, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -33,729 | -100.0% | Q1 2014 | May 14, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -29,872 | -100.0% | Q1 2014 | May 12, 2014 |
| TOWER TRUST Co | History | Closed out | 0 | 0 | — | 0.31% | — | -22,288 | -100.0% | Q1 2014 | May 08, 2014 |
| Eqis Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -20,055 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,543 | -100.0% | Q1 2014 | May 16, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -17,410 | -100.0% | Q1 2014 | May 15, 2014 |
| KMS FINANCIAL SERVICES, INC | History | Closed out | 0 | 0 | — | 0.06% | — | -16,746 | -100.0% | Q1 2014 | Aug 08, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,456 | -100.0% | Q1 2014 | May 15, 2014 |
| TCTC Holdings, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,100 | -100.0% | Q1 2014 | May 15, 2014 |
| FCG ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -10,498 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,134 | -100.0% | Q1 2014 | May 15, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,389 | -100.0% | Q1 2014 | May 12, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -932 | -100.0% | Q1 2014 | May 15, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -461 | -100.0% | Q1 2014 | May 21, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -221 | -100.0% | Q1 2014 | May 14, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -87 | -100.0% | Q1 2014 | Apr 14, 2014 |