CLAYMORE EXCHANGE TRD FD TR - 18383Q838
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 452,142 | 7,379 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BLAIR WILLIAM & CO/IL | History | Added to | 259,630 | 4,458 | 0.01% | 0.01% | 2 | +37,380 | 16.82% | Q2 2014 | Aug 01, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 213,357 | 3,482 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | No change | 157,092 | 2,564 | 0.02% | 0.02% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 113,284 | 1,848 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 87,669 | 1,431 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 82,366 | 1,344 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | No change | 42,434 | 693 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 22,272 | 366 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 20,405 | 333 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 16,269 | 266 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Long Wharf Investors, Inc. | History | New | 14,005 | 240 | 0.19% | — | 12 | +14,005 | New | Q2 2014 | Aug 04, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 12,986 | 223 | 0.0% | 0.0% | 13 | -307 | -2.31% | Q2 2014 | Jul 23, 2014 |
| ROYAL BANK OF CANADA | History | No change | 4,042 | 65 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 2,615 | 43 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 2,242 | 37 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | No change | 1,602 | 28 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| WFG Advisors, LP | History | No change | 1,600 | 26 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| MetLife Securities, Inc | History | Added to | 1,400 | 24 | 0.0% | 0.0% | 19 | +400 | 40.0% | Q2 2014 | Aug 04, 2014 |
| Apriem Advisors | History | No change | 1,000 | 17 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | New | 870 | 15 | 0.01% | — | 21 | +870 | New | Q2 2014 | Jul 29, 2014 |
| FineMark National Bank & Trust | History | No change | 740 | 12 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 600 | 10 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 199 | 3 | 0.0% | 0.0% | 24 | -2,286 | -91.99% | Q2 2014 | Aug 06, 2014 |
| Sanctuary Wealth Advisors, LLC | History | New | 167 | 3 | 0.0% | — | 26 | +167 | New | Q2 2014 | Jul 29, 2014 |
| Creative Planning | History | No change | 158 | 3 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| Wunderlich Securities, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q2 2014 | Jul 17, 2014 |