*CLAYMORE EXCHANGE-TRD FD TR - 18385P101
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 7 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock Inc. | History | Reduced | 460,263 | 11,557 | 0.02% | 33.31% | 1 | -8 | -0.0% | Q1 2014 | May 02, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 179,657 | 4,511 | 0.0% | 15.71% | 2 | +141,433 | 370.01% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 151,591 | 3,806 | 0.0% | 0.0% | 3 | +84,994 | 127.62% | Q1 2014 | May 14, 2014 |
| JOHN G ULLMAN & ASSOCIATES INC | History | Reduced | 121,269 | 3,045 | 0.56% | 0.68% | 4 | -10,250 | -7.79% | Q1 2014 | May 07, 2014 |
| JANE STREET GROUP, LLC | History | New | 84,238 | 2,115 | 0.02% | — | 5 | +84,238 | New | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Added to | 65,747 | 1,651 | 0.0% | 0.0% | 6 | +62,052 | 1679.35% | Q1 2014 | May 15, 2014 |
| Twele Capital Management, Inc. | History | Reduced | 57,876 | 1,453 | 0.44% | 0.5% | 7 | -100 | -0.17% | Q1 2014 | Apr 09, 2014 |
| Verition Fund Management LLC | History | New | 18,172 | 456 | 0.07% | — | 8 | +18,172 | New | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Reduced | 13,013 | 326 | 0.0% | 0.0% | 9 | -27,606 | -67.96% | Q1 2014 | May 13, 2014 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 6,291 | 158 | 0.0% | 0.0% | 10 | -10,164 | -61.77% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 2,798 | 70 | 0.0% | 0.0% | 11 | -4,265 | -60.39% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Added to | 2,243 | 56 | 0.0% | 0.0% | 12 | +224 | 11.09% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Added to | 1,548 | 39 | 0.01% | 0.0% | 13 | +664 | 75.11% | Q1 2014 | May 02, 2014 |
| SECURITY NATIONAL TRUST CO | History | No change | 1,000 | 25 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 800 | 20 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Evercore Wealth Management, LLC | History | Reduced | 750 | 19 | 0.0% | 0.0% | 16 | -2,289 | -75.32% | Q1 2014 | May 15, 2014 |
| Apriem Advisors | History | No change | 700 | 18 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| TOMPKINS FINANCIAL CORP | History | No change | 300 | 8 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | Apr 10, 2014 |
| Madden Advisory Services, Inc. | History | No change | 286 | 7 | 0.0% | 0.01% | 19 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| Jane Street Holding, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -28,100 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Yorktown Management & Research Co Inc | History | Closed out | 0 | 0 | — | 0.04% | — | -7,600 | -100.0% | Q4 2013 | Jan 22, 2014 |
| SeaBridge Investment Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,820 | -100.0% | Q4 2013 | Feb 06, 2014 |