*CLAYMORE EXCHANGE-TRD FD TR - 18385P101
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock Inc. | History | Reduced | 460,060 | 12,141 | 0.02% | 0.02% | 1 | -203 | -0.04% | Q2 2014 | Aug 06, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 179,657 | 4,511 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 151,591 | 3,806 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| JOHN G ULLMAN & ASSOCIATES INC | History | Reduced | 116,269 | 3,068 | 0.56% | 0.56% | 4 | -5,000 | -4.12% | Q2 2014 | Jul 18, 2014 |
| JANE STREET GROUP, LLC | History | No change | 84,238 | 2,115 | 0.02% | 0.02% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | No change | 65,747 | 1,651 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Twele Capital Management, Inc. | History | No change | 57,876 | 1,527 | 0.45% | 0.44% | 7 | 0 | 0.0% | Q2 2014 | Jul 07, 2014 |
| Verition Fund Management LLC | History | No change | 18,172 | 456 | 0.07% | 0.07% | 8 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | No change | 13,013 | 326 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Yorktown Management & Research Co Inc | History | New | 7,600 | 201 | 0.04% | — | 10 | +7,600 | New | Q2 2014 | Jul 23, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 6,291 | 158 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 2,798 | 70 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 2,243 | 56 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | No change | 1,548 | 39 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| SECURITY NATIONAL TRUST CO | History | No change | 1,000 | 26 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| UBS AG | History | No change | 800 | 20 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Evercore Wealth Management, LLC | History | No change | 750 | 19 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TOMPKINS FINANCIAL CORP | History | No change | 300 | 8 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| Madden Advisory Services, Inc. | History | No change | 286 | 8 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Apriem Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -700 | -100.0% | Q2 2014 | Aug 11, 2014 |