COLLECTORS UNIVERSE INC - 19421R200

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q4 2020 · Compare: Q3 2020
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
VANGUARD GROUP INC History Added to 422,942 31,889 0.0% 0.0% 1 +6,607 1.59% Q4 2020 Feb 12, 2021
DIMENSIONAL FUND ADVISORS LP History Reduced 301,597 22,740 0.01% 0.01% 2 -18,867 -5.89% Q4 2020 Mar 08, 2021
RENAISSANCE TECHNOLOGIES LLC History Reduced 270,539 20,399 0.02% 0.03% 3 -387,497 -58.89% Q4 2020 Feb 10, 2021
ROYCE & ASSOCIATES LP History Reduced 178,867 13,487 0.11% 0.14% 4 -77,224 -30.15% Q4 2020 Feb 08, 2021
STATE STREET CORP History Added to 162,889 12,282 0.0% 0.0% 5 +9,295 6.05% Q4 2020 Feb 16, 2021
Man Group plc History New 150,444 11,343 0.05% 6 +150,444 New Q4 2020 Feb 16, 2021
GEODE CAPITAL MANAGEMENT, LLC History Added to 149,079 11,240 0.0% 0.0% 7 +9,012 6.43% Q4 2020 Feb 12, 2021
NORTHERN TRUST CORP History Reduced 136,528 10,295 0.0% 0.0% 8 -2,566 -1.84% Q4 2020 Feb 11, 2021
GROUP ONE TRADING, L.P. History Added to 115,848 8,735 0.02% 0.0% 9 +104,723 941.33% Q4 2020 Feb 10, 2021
SUSQUEHANNA INTERNATIONAL GROUP, LLP History Added to 115,179 8,684 0.0% 0.0% 10 +41,576 56.49% Q4 2020 Mar 26, 2021
MILLENNIUM MANAGEMENT LLC History Added to 107,342 8,094 0.01% 0.0% 11 +83,207 344.76% Q4 2020 Feb 16, 2021
BALYASNY ASSET MANAGEMENT LLC History New 95,481 7,199 0.04% 12 +95,481 New Q4 2020 Feb 16, 2021
Hudson Bay Capital Management LP History New 77,341 5,832 0.06% 13 +77,341 New Q4 2020 Mar 04, 2021
GABELLI FUNDS LLC History New 73,728 5,559 0.04% 14 +73,728 New Q4 2020 Feb 05, 2021
Hillsdale Investment Management Inc. History Reduced 62,482 4,711 0.45% 0.36% 15 -12,400 -16.56% Q4 2020 Feb 09, 2021
WASATCH ADVISORS INC History Reduced 55,946 4,218 0.02% 0.11% 16 -285,017 -83.59% Q4 2020 Feb 12, 2021
CITADEL ADVISORS LLC History Reduced 52,357 3,947 0.0% 0.0% 17 -10,669 -16.93% Q4 2020 Feb 16, 2021
Verition Fund Management LLC History New 45,976 3,467 10.97% 18 +45,976 New Q4 2020 Feb 18, 2021
CNH PARTNERS LLC History New 41,023 3,093 0.11% 19 +41,023 New Q4 2020 Feb 16, 2021
BOOTHBAY FUND MANAGEMENT, LLC History New 36,737 2,770 0.1% 20 +36,737 New Q4 2020 Feb 12, 2021
BARCLAYS PLC History Added to 35,357 2,666 0.0% 0.0% 21 +31,178 746.06% Q4 2020 Feb 11, 2021
ANCHOR CAPITAL ADVISORS LLC History Reduced 33,819 2,550 0.06% 0.04% 22 -340 -1.0% Q4 2020 Feb 08, 2021
UBS Group AG History Added to 33,118 2,497 0.0% 0.0% 23 +2,447 7.98% Q4 2020 Feb 11, 2021
TWO SIGMA ADVISERS, LP History Reduced 32,900 2,481 0.01% 0.01% 24 -3,200 -8.86% Q4 2020 Feb 16, 2021
Bank of New York Mellon Corp History Reduced 31,480 2,374 0.92% 2.06% 25 -56,830 -64.35% Q4 2020 Oct 08, 2021
GOLDMAN SACHS GROUP INC History Reduced 30,507 2,300 0.0% 0.0% 26 -174,357 -85.11% Q4 2020 Feb 12, 2021
WELLS FARGO & COMPANY/MN History Reduced 27,431 2,068 0.0% 0.0% 27 -103,737 -79.09% Q4 2020 Feb 09, 2021
Walleye Capital LLC History New 26,307 1,984 0.13% 28 +26,307 New Q4 2020 Feb 16, 2021
CHARLES SCHWAB INVESTMENT MANAGEMENT INC History Added to 22,567 1,702 0.0% 0.0% 29 +1,293 6.08% Q4 2020 Feb 16, 2021
Allianz Asset Management GmbH History New 22,500 1,697 22.72% 30 +22,500 New Q4 2020 May 23, 2024
Qube Research & Technologies Ltd History New 22,441 1,692 0.02% 31 +22,441 New Q4 2020 Feb 16, 2021
FIRST TRUST ADVISORS LP History Reduced 21,850 1,647 0.0% 0.0% 32 -1,591 -6.79% Q4 2020 Feb 02, 2021
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM History Added to 20,790 1,568 0.0% 0.0% 33 +1,890 10.0% Q4 2020 Feb 02, 2021
CAPSTONE INVESTMENT ADVISORS, LLC History New 20,414 1,539 0.01% 34 +20,414 New Q4 2020 Jun 21, 2021
Swiss National Bank History New 19,800 1,493 0.0% 35 +19,800 New Q4 2020 Feb 05, 2021
Russell Investments Group, Ltd. History Reduced 18,662 1,407 0.0% 0.01% 36 -33,743 -64.39% Q4 2020 Feb 08, 2021
Centiva Capital, LP History New 15,000 1,131 0.04% 37 +15,000 New Q4 2020 Feb 16, 2021
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM History No change 13,872 1,046 0.0% 0.0% 38 0 0.0% Q4 2020 Feb 16, 2021
Schonfeld Strategic Advisors LLC History New 13,707 1,034 0.01% 39 +13,707 New Q4 2020 Feb 16, 2021
Conestoga Capital Advisors, LLC History Reduced 13,700 1,033 0.02% 0.03% 40 -16,950 -55.3% Q4 2020 Jan 26, 2021
O'SHAUGHNESSY ASSET MANAGEMENT, LLC History Reduced 13,187 994 0.03% 0.04% 41 -12,710 -49.08% Q4 2020 Feb 11, 2021
Invesco Ltd. History Reduced 13,165 992 0.0% 0.0% 42 -49,103 -78.86% Q4 2020 Feb 16, 2021
JPMORGAN CHASE & CO History Added to 12,046 909 0.0% 0.0% 43 +8,526 242.22% Q4 2020 Feb 19, 2021
STRS OHIO History Reduced 10,200 769 0.0% 0.0% 44 -1,600 -13.56% Q4 2020 Jan 25, 2021
SIMPLEX TRADING, LLC History Reduced 9,738 734 0.0% 0.0% 45 -5,649 -36.71% Q4 2020 Feb 02, 2021
Jump Financial, LLC History New 9,600 724 0.12% 46 +9,600 New Q4 2020 Feb 12, 2021
RHUMBLINE ADVISERS History Added to 9,594 723 0.0% 0.0% 47 +453 4.96% Q4 2020 Feb 10, 2021
AMERICAN CENTURY COMPANIES INC History Added to 8,617 650 0.0% 0.0% 48 +752 9.56% Q4 2020 Feb 12, 2021
NEW YORK STATE COMMON RETIREMENT FUND History No change 8,200 618 0.0% 0.0% 49 0 0.0% Q4 2020 Feb 08, 2021
MORGAN STANLEY History Added to 8,053 607 0.0% 0.0% 50 +904 12.65% Q4 2020 Feb 16, 2021
JANE STREET GROUP, LLC History Reduced 7,500 566 0.0% 0.0% 51 -63,252 -89.4% Q4 2020 Feb 17, 2021
BANK OF AMERICA CORP /DE/ History Added to 6,781 512 0.0% 0.0% 52 +1,605 31.01% Q4 2020 Feb 10, 2021
DEUTSCHE BANK AG\ History Added to 6,723 507 0.0% 0.0% 53 +1,436 27.16% Q4 2020 Feb 16, 2021
VICTORY CAPITAL MANAGEMENT INC History New 6,243 471 0.0% 54 +6,243 New Q4 2020 Feb 01, 2021
NISA INVESTMENT ADVISORS, LLC History Reduced 5,866 442 0.0% 0.0% 55 -2,500 -29.88% Q4 2020 Jan 25, 2021
LPL Financial LLC History Added to 5,671 428 0.0% 0.0% 56 +276 5.12% Q4 2020 Feb 12, 2021
PANAGORA ASSET MANAGEMENT INC History No change 5,550 419 0.0% 0.0% 57 0 0.0% Q4 2020 Feb 10, 2021
MANUFACTURERS LIFE INSURANCE COMPANY, THE History Added to 5,543 418 0.0% 0.0% 58 +89 1.63% Q4 2020 Feb 12, 2021
VOLORIDGE INVESTMENT MANAGEMENT, LLC History New 5,358 404 0.0% 59 +5,358 New Q4 2020 Feb 16, 2021
CITIGROUP INC History Added to 5,089 384 0.0% 0.0% 60 +4,651 1061.87% Q4 2020 Feb 11, 2021
Walleye Trading LLC History New 5,000 377 0.0% 61 +5,000 New Q4 2020 Feb 16, 2021
MetLife Investment Management, LLC History No change 4,688 353 0.09% 0.09% 62 0 0.0% Q4 2020 May 24, 2024
UBS ASSET MANAGEMENT AMERICAS INC History New 4,400 331 0.0% 63 +4,400 New Q4 2020 Mar 01, 2021
Squarepoint Ops LLC History Reduced 4,311 325 0.0% 0.0% 64 -252 -5.52% Q4 2020 Feb 16, 2021
STATE OF WISCONSIN INVESTMENT BOARD History Reduced 4,300 324 0.0% 0.0% 65 -2,200 -33.85% Q4 2020 Feb 03, 2021
VOYA INVESTMENT MANAGEMENT LLC History New 3,976 300 0.0% 66 +3,976 New Q4 2020 Feb 16, 2021
ALLIANCEBERNSTEIN L.P. History Reduced 3,900 294 0.0% 0.0% 68 -3,134 -44.56% Q4 2020 Feb 08, 2021
D. E. Shaw & Co., Inc. History Reduced 3,894 294 0.0% 0.0% 67 -1,100 -22.03% Q4 2020 Feb 16, 2021
GAMCO INVESTORS, INC. ET AL History New 3,735 282 0.0% 69 +3,735 New Q4 2020 Feb 05, 2021
Tower Research Capital LLC (TRC) History Reduced 3,495 264 0.01% 0.01% 70 -7,072 -66.93% Q4 2020 Feb 16, 2021
Engineers Gate Manager LP History New 2,800 211 0.01% 71 +2,800 New Q4 2020 Feb 16, 2021
WOLVERINE ASSET MANAGEMENT LLC History New 2,359 177 0.0% 72 +2,359 New Q4 2020 Feb 12, 2021
BNP PARIBAS ARBITRAGE, SA History Reduced 1,815 136 0.0% 0.0% 73 -341 -15.82% Q4 2020 Feb 10, 2021
Legal & General Group Plc History Added to 1,415 107 0.0% 0.0% 74 +318 28.99% Q4 2020 Feb 12, 2021
BANK OF MONTREAL /CAN/ History Added to 1,402 106 0.0% 0.0% 75 +980 232.23% Q4 2020 Feb 12, 2021
Zurcher Kantonalbank (Zurich Cantonalbank) History New 1,106 83 0.0% 76 +1,106 New Q4 2020 Jan 28, 2021
ADVISOR GROUP HOLDINGS, INC. History Added to 827 62 0.0% 0.0% 77 +801 3080.77% Q4 2020 Feb 10, 2021
Valeo Financial Advisors, LLC History No change 515 39 0.0% 0.0% 78 0 0.0% Q4 2020 Feb 11, 2021
ROYAL BANK OF CANADA History Reduced 493 37 0.0% 0.0% 79 -197 -28.55% Q4 2020 Feb 16, 2021
FEDERATED HERMES, INC. History Added to 461 35 0.0% 0.0% 80 +435 1673.08% Q4 2020 Feb 12, 2021
LAZARD ASSET MANAGEMENT LLC History New 321 24 0.0% 81 +321 New Q4 2020 Feb 11, 2021
Parallel Advisors, LLC History Added to 157 12 0.0% 0.0% 82 +108 220.41% Q4 2020 Feb 02, 2021
FMR LLC History Added to 142 11 0.0% 0.0% 83 +1 0.71% Q4 2020 Feb 08, 2021
PNC FINANCIAL SERVICES GROUP, INC. History Reduced 100 8 0.0% 0.0% 84 -100 -50.0% Q4 2020 Feb 12, 2021
FIRST MANHATTAN CO History New 80 6 0.0% 85 +80 New Q4 2020 Feb 16, 2021
US BANCORP \DE\ History Reduced 15 1 0.0% 0.0% 86 -136 -90.07% Q4 2020 Feb 04, 2021
TRUIST FINANCIAL CORP History Closed out 0 0 0.0% -36,384 -100.0% Q3 2020 Nov 05, 2021
AQR CAPITAL MANAGEMENT LLC History Closed out 0 0 0.0% -32,993 -100.0% Q3 2020 Nov 16, 2020
MARTINGALE ASSET MANAGEMENT L P History Closed out 0 0 0.01% -21,405 -100.0% Q3 2020 Nov 12, 2020
CAPITAL FUND MANAGEMENT S.A. History Closed out 0 0 0.01% -12,841 -100.0% Q3 2020 Nov 13, 2020
Trexquant Investment LP History Closed out 0 0 0.03% -8,215 -100.0% Q3 2020 Nov 06, 2020
GWM Advisors LLC History Closed out 0 0 0.01% -6,342 -100.0% Q3 2020 Nov 03, 2020
AMERIPRISE FINANCIAL INC History Closed out 0 0 0.0% -4,125 -100.0% Q3 2020 Nov 16, 2020
GLENMEDE TRUST CO NA History Closed out 0 0 -20 -100.0% Q3 2020 Nov 16, 2020