CORNERSTONE STRATEGIC VALUE - 21924B203
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Yakira Capital Management, Inc. | History | No change | 1,423,836 | 9,212 | 8.25% | 8.25% | 1 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | No change | 1,220,752 | 7,898 | 0.14% | 0.14% | 2 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 917,402 | 5,936 | 0.48% | 0.48% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| National Planning Corp | History | Added to | 85,570 | 521 | 0.04% | 0.04% | 4 | +22,700 | 36.11% | Q2 2014 | Jul 16, 2014 |
| National Asset Management, Inc. | History | No change | 61,297 | 397 | 0.12% | 0.12% | 5 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| LPL Financial LLC | History | Added to | 62,807 | 382 | 0.0% | 0.0% | 6 | +23,683 | 60.53% | Q2 2014 | Aug 05, 2014 |
| Del Mar Asset Management, LP | History | No change | 35,600 | 230 | 0.17% | 0.17% | 7 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Investors Capital Advisory Services | History | No change | 27,884 | 180 | 0.04% | 0.04% | 8 | 0 | 0.0% | Q1 2014 | Apr 15, 2014 |
| CSS LLC/IL | History | No change | 26,882 | 174 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Cetera Advisors LLC | History | No change | 16,464 | 107 | 0.02% | 0.02% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Private Advisor Group, LLC | History | No change | 16,007 | 97 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| First Allied Advisory Services, Inc. | History | No change | 13,964 | 92 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | No change | 14,000 | 91 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| KCG Holdings, Inc. | History | No change | 12,712 | 82 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | No change | 8,445 | 55 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| MORGAN STANLEY | History | No change | 8,142 | 53 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| DAVIDSON D A & CO | History | No change | 4,159 | 25 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| UBS AG | History | No change | 3,165 | 20 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| MetLife Securities, Inc | History | New | 3,200 | 19 | 0.0% | — | 19 | +3,200 | New | Q2 2014 | Aug 04, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 1,885 | 12 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 460 | 2 | 0.0% | 0.0% | 21 | -3,000 | -86.71% | Q2 2014 | Aug 08, 2014 |
| Tower Research Capital LLC | History | No change | 317 | 2 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| Fisher Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,997 | -100.0% | Q2 2014 | Jul 25, 2014 |
| Commonwealth Equity Services, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -12,903 | -100.0% | Q2 2014 | Jul 23, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 72 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |