CORNERSTONE STRATEGIC VALUE - 21924B203
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 6 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Yakira Capital Management, Inc. | History | Reduced | 1,423,836 | 9,212 | 8.25% | 9.69% | 1 | -22,347 | -1.55% | Q1 2014 | May 16, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 1,220,752 | 7,898 | 0.14% | 0.31% | 2 | -1,429,559 | -53.94% | Q1 2014 | Apr 24, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 917,402 | 5,936 | 0.48% | 0.56% | 3 | -196,818 | -17.66% | Q1 2014 | May 15, 2014 |
| National Planning Corp | History | Added to | 62,870 | 411 | 0.04% | 0.03% | 4 | +13,550 | 27.47% | Q1 2014 | Apr 14, 2014 |
| National Asset Management, Inc. | History | No change | 61,297 | 397 | 0.12% | 0.13% | 5 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| LPL Financial LLC | History | Added to | 39,124 | 253 | 0.0% | 0.0% | 6 | +17,688 | 82.52% | Q1 2014 | May 12, 2014 |
| Del Mar Asset Management, LP | History | No change | 35,600 | 230 | 0.17% | 0.1% | 7 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Investors Capital Advisory Services | History | Added to | 27,884 | 180 | 0.04% | 0.04% | 8 | +4,500 | 19.24% | Q1 2014 | Apr 15, 2014 |
| CSS LLC/IL | History | Added to | 26,882 | 174 | 0.01% | 0.01% | 9 | +928 | 3.58% | Q1 2014 | May 15, 2014 |
| Fisher Asset Management, LLC | History | New | 21,997 | 142 | 0.0% | — | 10 | +21,997 | New | Q1 2014 | Apr 22, 2014 |
| Cetera Advisors LLC | History | Added to | 16,464 | 107 | 0.02% | 0.01% | 11 | +1,797 | 12.25% | Q1 2014 | May 15, 2014 |
| Private Advisor Group, LLC | History | Added to | 16,007 | 104 | 0.01% | 0.01% | 12 | +55 | 0.34% | Q1 2014 | May 15, 2014 |
| First Allied Advisory Services, Inc. | History | Added to | 13,964 | 92 | 0.01% | 0.01% | 13 | +11 | 0.08% | Q1 2014 | May 15, 2014 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | New | 14,000 | 91 | 0.01% | — | 14 | +14,000 | New | Q1 2014 | May 14, 2014 |
| Commonwealth Equity Services, Inc | History | New | 12,903 | 83 | 0.0% | — | 15 | +12,903 | New | Q1 2014 | May 07, 2014 |
| KCG Holdings, Inc. | History | Reduced | 12,712 | 82 | 0.0% | 0.0% | 16 | -22,416 | -63.81% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Added to | 8,445 | 55 | 0.0% | 0.0% | 17 | +5,442 | 181.22% | Q1 2014 | Apr 11, 2014 |
| MORGAN STANLEY | History | Added to | 8,142 | 53 | 0.0% | 0.0% | 18 | +7,150 | 720.77% | Q1 2014 | May 13, 2014 |
| DAVIDSON D A & CO | History | No change | 4,159 | 26 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 3,460 | 22 | 0.0% | 0.0% | 20 | +3,000 | 652.17% | Q1 2014 | May 12, 2014 |
| UBS AG | History | Added to | 3,165 | 20 | 0.0% | 0.0% | 21 | +2,123 | 203.74% | Q1 2014 | May 16, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 1,885 | 12 | 0.01% | 0.01% | 22 | +82 | 4.55% | Q1 2014 | May 14, 2014 |
| Tower Research Capital LLC | History | Reduced | 317 | 2 | 0.0% | 0.0% | 23 | -353 | -52.69% | Q1 2014 | May 02, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -137,889 | -100.0% | Q4 2013 | Feb 12, 2014 |
| CREDIT SUISSE AG/ | History | Closed out | 0 | 0 | — | 0.0% | — | -67,200 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Weiss Asset Management LP | History | Closed out | 0 | 0 | — | 0.05% | — | -19,902 | -100.0% | Q4 2013 | Feb 12, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -12,300 | -100.0% | Q4 2013 | Jan 24, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,061 | -100.0% | Q4 2013 | Feb 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1 | 0 | — | — | — | -1 | -50.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 72 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |