CORNERSTONE TOTAL RTRN FD IN - 21924U201
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 4 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Yakira Capital Management, Inc. | History | Reduced | 744,960 | 4,418 | 3.96% | 5.03% | 1 | -73,886 | -9.02% | Q1 2014 | May 16, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 307,467 | 1,823 | 0.03% | 0.11% | 2 | -747,422 | -70.85% | Q1 2014 | Apr 24, 2014 |
| National Planning Corp | History | Added to | 221,484 | 1,327 | 0.11% | 0.12% | 3 | +5,500 | 2.55% | Q1 2014 | Apr 14, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 150,501 | 892 | 0.07% | 0.24% | 4 | -367,267 | -70.93% | Q1 2014 | May 15, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Added to | 80,500 | 477 | 0.08% | 0.09% | 5 | +20,000 | 33.06% | Q1 2014 | May 09, 2014 |
| National Asset Management, Inc. | History | Added to | 46,200 | 274 | 0.08% | 0.09% | 6 | +2,000 | 4.52% | Q1 2014 | May 02, 2014 |
| LPL Financial LLC | History | Added to | 39,595 | 235 | 0.0% | 0.0% | 7 | +19,137 | 93.54% | Q1 2014 | May 12, 2014 |
| UBS AG | History | Added to | 33,486 | 199 | 0.0% | 0.0% | 8 | +5,278 | 18.71% | Q1 2014 | May 16, 2014 |
| CSS LLC/IL | History | Added to | 27,615 | 164 | 0.01% | 0.01% | 9 | +953 | 3.57% | Q1 2014 | May 15, 2014 |
| Del Mar Asset Management, LP | History | No change | 18,900 | 112 | 0.08% | 0.05% | 10 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Cetera Advisors LLC | History | Added to | 17,703 | 104 | 0.02% | 0.01% | 11 | +2,103 | 13.48% | Q1 2014 | May 15, 2014 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | New | 14,000 | 84 | 0.01% | — | 12 | +14,000 | New | Q1 2014 | May 14, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 11,681 | 69 | 0.0% | 0.0% | 13 | +181 | 1.57% | Q1 2014 | Apr 29, 2014 |
| MORGAN STANLEY | History | No change | 8,350 | 50 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Creative Planning | History | Added to | 5,104 | 30 | 0.0% | 0.0% | 15 | +4,764 | 1401.18% | Q1 2014 | Apr 11, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Reduced | 1,799 | 11 | 0.0% | 0.0% | 16 | -164 | -8.35% | Q1 2014 | May 21, 2014 |
| Tower Research Capital LLC | History | Reduced | 266 | 2 | 0.0% | 0.0% | 17 | -1,730 | -86.67% | Q1 2014 | May 02, 2014 |
| WFG Advisors, LP | History | No change | 251 | 1 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -93,036 | -100.0% | Q4 2013 | Feb 12, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -104 | -100.0% | Q4 2013 | Feb 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1 | 0 | — | — | — | -1 | -50.0% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 12, 2014 |