CORNERSTONE TOTAL RTRN FD IN - 21924U201
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Yakira Capital Management, Inc. | History | No change | 744,960 | 4,418 | 3.96% | 3.96% | 1 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | No change | 307,467 | 1,823 | 0.03% | 0.03% | 2 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| National Planning Corp | History | Added to | 228,910 | 1,291 | 0.1% | 0.11% | 3 | +7,426 | 3.35% | Q2 2014 | Jul 16, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 150,501 | 892 | 0.07% | 0.07% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Added to | 95,500 | 539 | 0.09% | 0.08% | 5 | +15,000 | 18.63% | Q2 2014 | Aug 04, 2014 |
| LPL Financial LLC | History | Added to | 91,530 | 516 | 0.0% | 0.0% | 6 | +51,935 | 131.17% | Q2 2014 | Aug 05, 2014 |
| National Asset Management, Inc. | History | No change | 46,200 | 274 | 0.08% | 0.08% | 7 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| UBS AG | History | No change | 33,486 | 199 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| CSS LLC/IL | History | No change | 27,615 | 164 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Del Mar Asset Management, LP | History | No change | 18,900 | 112 | 0.08% | 0.08% | 10 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Cetera Advisors LLC | History | No change | 17,703 | 104 | 0.02% | 0.02% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | No change | 14,000 | 84 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | No change | 8,350 | 50 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Creative Planning | History | No change | 5,104 | 30 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Reduced | 891 | 5 | 0.0% | 0.0% | 15 | -908 | -50.47% | Q2 2014 | Aug 04, 2014 |
| Tower Research Capital LLC | History | No change | 266 | 2 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| WFG Advisors, LP | History | No change | 251 | 1 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,681 | -100.0% | Q2 2014 | Jul 25, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q2 2014 | Aug 08, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |