CREDIT SUISSE AG NASSAU BRH - 22542D423
Detailed investor-level table based on 13F positions.
Early Q4 2022 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Fisher Asset Management, LLC | History | Reduced | 15,393 | 10,819 | 0.01% | 0.01% | 1 | -1,721 | -10.06% | Q3 2021 | Oct 26, 2021 |
| Creative Planning | History | Reduced | 7,158 | 5,031 | 0.01% | 0.01% | 2 | -51 | -0.71% | Q3 2021 | Nov 10, 2021 |
| CITADEL ADVISORS LLC | History | New | 1,351 | 950 | 0.6% | — | 3 | +1,351 | New | Q3 2021 | Mar 11, 2022 |
| Allworth Financial LP | History | No change | 623 | 438 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q3 2021 | Nov 02, 2021 |
| AE Wealth Management LLC | History | Reduced | 573 | 403 | 0.0% | 0.0% | 5 | -27 | -4.5% | Q3 2021 | Nov 01, 2021 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Reduced | 525 | 369 | 0.0% | 0.0% | 6 | -115 | -17.97% | Q3 2021 | Nov 08, 2021 |
| NORTHERN TRUST CORP | History | Reduced | 489 | 344 | 0.0% | 0.0% | 7 | -13 | -2.59% | Q3 2021 | Nov 15, 2021 |
| Private Advisor Group, LLC | History | No change | 464 | 326 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q3 2021 | Oct 14, 2021 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | No change | 418 | 294 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q3 2021 | Nov 15, 2021 |
| SRS Capital Advisors, Inc. | History | No change | 404 | 284 | 0.04% | 0.04% | 10 | 0 | 0.0% | Q3 2021 | Nov 05, 2021 |
| Pure Financial Advisors, Inc. | History | No change | 401 | 282 | 0.02% | 0.02% | 11 | 0 | 0.0% | Q3 2021 | Oct 07, 2021 |
| ADVISOR GROUP HOLDINGS, INC. | History | No change | 359 | 252 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q3 2021 | Nov 05, 2021 |
| Brookstone Capital Management | History | Reduced | 311 | 223 | 0.0% | 0.0% | 13 | -11 | -3.42% | Q3 2021 | Nov 03, 2021 |
| GREAT LAKES ADVISORS, LLC | History | No change | 298 | 209 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q3 2021 | Nov 09, 2021 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 285 | 200 | 0.0% | — | 15 | +285 | New | Q3 2021 | Oct 29, 2021 |
| ROYAL BANK OF CANADA | History | No change | 232 | 163 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q3 2021 | Nov 15, 2021 |
| FIFTH THIRD BANCORP | History | No change | 200 | 141 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q3 2021 | Oct 15, 2021 |
| US BANCORP \DE\ | History | No change | 200 | 141 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q3 2021 | Nov 10, 2021 |
| UBS Group AG | History | Reduced | 96 | 67 | 0.0% | 0.0% | 19 | -515 | -84.29% | Q3 2021 | Nov 15, 2021 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 30 | 21 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q3 2021 | Nov 05, 2021 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,015 | 7 | 0.0% | 0.0% | 22 | +595 | 141.67% | Q3 2021 | Nov 15, 2021 |
| CULLEN/FROST BANKERS, INC. | History | No change | 10 | 7 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q3 2021 | Nov 04, 2021 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 5 | 4 | 0.0% | — | 23 | +5 | New | Q3 2021 | Nov 15, 2021 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -997 | -100.0% | Q2 2021 | Aug 11, 2021 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -353 | -100.0% | Q2 2021 | Jul 19, 2021 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -147 | -100.0% | Q2 2021 | Aug 12, 2021 |