CREDIT SUISSE NASSAU BRH INVRS VIX STERM - 22542D795
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Virtu Financial LLC | History | Added to | 442,785 | 19,916 | 2.61% | 1.19% | 1 | +169,091 | 61.78% | Q2 2014 | Jul 15, 2014 |
| Clark Capital Management Group, Inc. | History | Reduced | 200,730 | 9,029 | 0.75% | 0.65% | 2 | -37,490 | -15.74% | Q2 2014 | Aug 04, 2014 |
| LPL Financial LLC | History | Reduced | 84,206 | 3,788 | 0.02% | 0.14% | 3 | -644,327 | -88.44% | Q2 2014 | Aug 05, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 44,736 | 2,012 | 0.02% | 0.03% | 4 | -24,207 | -35.11% | Q2 2014 | Jul 23, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 5,248 | 236 | 0.0% | 0.01% | 5 | -47,214 | -90.0% | Q2 2014 | Aug 08, 2014 |
| JFS WEALTH ADVISORS, LLC | History | New | 4,976 | 224 | 0.04% | — | 6 | +4,976 | New | Q2 2014 | Jul 29, 2014 |
| Regal Investment Advisors LLC | History | Reduced | 525 | 23 | 0.01% | 0.01% | 7 | -150 | -22.22% | Q2 2014 | Aug 04, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | New | 23 | 1 | 0.0% | — | 8 | +23 | New | Q2 2014 | Aug 04, 2014 |
| Vantage Investment Advisors, LLC | History | No change | 19 | 1 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 1.12% | — | -3,212,121 | -100.0% | Q1 2014 | May 15, 2014 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 3.92% | — | -905,240 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.03% | — | -813,235 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.02% | — | -571,646 | -100.0% | Q1 2014 | May 16, 2014 |
| Hound Partners, LLC | History | Closed out | 0 | 0 | — | 0.55% | — | -409,116 | -100.0% | Q1 2014 | May 12, 2014 |
| ING GROEP NV | History | Closed out | 0 | 0 | — | 0.05% | — | -300,000 | -100.0% | Q1 2014 | May 14, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.04% | — | -290,660 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -141,100 | -100.0% | Q1 2014 | May 15, 2014 |
| SOROS FUND MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Covalent Partners LLC | History | Closed out | 0 | 0 | — | 0.85% | — | -91,200 | -100.0% | Q1 2014 | May 14, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -90,005 | -100.0% | Q1 2014 | May 15, 2014 |
| Eqis Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.27% | — | -40,288 | -100.0% | Q1 2014 | May 14, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -38,423 | -100.0% | Q1 2014 | May 14, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -24,591 | -100.0% | Q1 2014 | May 15, 2014 |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -22,406 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -17,179 | -100.0% | Q1 2014 | May 14, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,544 | -100.0% | Q1 2014 | May 14, 2014 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -14,945 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -10,023 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -7,500 | -100.0% | Q1 2014 | May 15, 2014 |
| BASSO CAPITAL MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.04% | — | -7,000 | -100.0% | Q1 2014 | May 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,033 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -1,066 | -100.0% | Q1 2014 | Apr 11, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -376 | -100.0% | Q1 2014 | May 12, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -285 | -100.0% | Q1 2014 | May 02, 2014 |
| WealthTrust-Arizona, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -200 | -100.0% | Q1 2014 | Apr 23, 2014 |