DWS STRATEGIC INCOME TR - 23338N104
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 6 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | History | New | 102,402 | 1,314 | 0.07% | — | 1 | +102,402 | New | Q1 2014 | May 15, 2014 |
| Shaker Financial Services, LLC | History | Reduced | 64,368 | 826 | 0.54% | 0.61% | 2 | -3,397 | -5.01% | Q1 2014 | May 07, 2014 |
| SII INVESTMENTS INC/WI | History | Reduced | 60,272 | 764 | 0.14% | 0.14% | 3 | -1,900 | -3.06% | Q1 2014 | May 09, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 55,557 | 712 | 0.02% | 0.01% | 4 | +34,333 | 161.76% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Reduced | 53,641 | 689 | 0.0% | 0.0% | 5 | -11,148 | -17.21% | Q1 2014 | May 13, 2014 |
| ProVise Management Group, LLC | History | Reduced | 52,900 | 679 | 0.16% | 0.18% | 6 | -1,000 | -1.86% | Q1 2014 | May 08, 2014 |
| Capital Investment Advisors, LLC | History | Reduced | 50,116 | 642 | 0.08% | 0.09% | 7 | -2,690 | -5.09% | Q1 2014 | Apr 29, 2014 |
| UBS AG | History | Added to | 39,085 | 501 | 0.0% | 0.0% | 8 | +304 | 0.78% | Q1 2014 | May 16, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | Added to | 27,926 | 358 | 0.24% | 0.11% | 9 | +15,257 | 120.43% | Q1 2014 | May 16, 2014 |
| ROYAL BANK OF CANADA | History | Added to | 14,402 | 185 | 0.0% | 0.0% | 10 | +3,283 | 29.53% | Q1 2014 | May 15, 2014 |
| CORNERSTONE ADVISORS INC | History | New | 13,194 | 169 | 0.04% | — | 11 | +13,194 | New | Q1 2014 | May 07, 2014 |
| Bangor Savings Bank | History | No change | 12,805 | 164 | 0.05% | 0.05% | 12 | 0 | 0.0% | Q1 2014 | May 20, 2014 |
| CITIGROUP INC | History | Added to | 7,932 | 102 | 0.0% | 0.0% | 13 | +2,826 | 55.35% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 3,950 | 51 | 0.0% | 0.9% | 14 | -700 | -15.05% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1,701 | 22 | 0.0% | 0.0% | 15 | -1 | -0.06% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | No change | 1,672 | 21 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| THOMPSON DAVIS & CO., INC. | History | New | 1,500 | 19 | 0.03% | — | 17 | +1,500 | New | Q1 2014 | May 09, 2014 |
| WFG Advisors, LP | History | Added to | 764 | 10 | 0.0% | 0.0% | 18 | +15 | 2.0% | Q1 2014 | Apr 24, 2014 |
| Tower Research Capital LLC | History | Reduced | 200 | 3 | 0.0% | 0.0% | 20 | -465 | -69.92% | Q1 2014 | May 02, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 235 | 3 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Gradient Investments LLC | History | No change | 60 | 1 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| CAHILL FINANCIAL ADVISORS INC | History | Closed out | 0 | 0 | — | 0.49% | — | -43,495 | -100.0% | Q4 2013 | Feb 18, 2014 |