DWS STRATEGIC INCOME TR - 23338N104
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | History | No change | 102,402 | 1,314 | 0.07% | 0.07% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Shaker Financial Services, LLC | History | Added to | 66,751 | 858 | 0.52% | 0.54% | 2 | +2,383 | 3.7% | Q2 2014 | Aug 04, 2014 |
| SII INVESTMENTS INC/WI | History | No change | 60,272 | 779 | 0.11% | 0.14% | 3 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | No change | 55,557 | 712 | 0.02% | 0.02% | 4 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | No change | 53,641 | 689 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| ProVise Management Group, LLC | History | No change | 52,900 | 680 | 0.15% | 0.16% | 6 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Capital Investment Advisors, LLC | History | Reduced | 48,022 | 618 | 0.07% | 0.08% | 7 | -2,094 | -4.18% | Q2 2014 | Jul 30, 2014 |
| UBS AG | History | No change | 39,085 | 501 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | No change | 27,926 | 358 | 0.24% | 0.24% | 9 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| ROYAL BANK OF CANADA | History | No change | 14,402 | 185 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CORNERSTONE ADVISORS INC | History | No change | 13,194 | 169 | 0.04% | 0.04% | 11 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| Bangor Savings Bank | History | No change | 12,805 | 165 | 0.04% | 0.05% | 12 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| CITIGROUP INC | History | No change | 7,932 | 102 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 3,950 | 51 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 1,701 | 22 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | No change | 1,672 | 21 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| THOMPSON DAVIS & CO., INC. | History | No change | 1,500 | 19 | 0.03% | 0.03% | 17 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| WFG Advisors, LP | History | No change | 764 | 10 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 235 | 3 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | No change | 200 | 3 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| Gradient Investments LLC | History | No change | 60 | 1 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |